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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+3.67%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.94B
AUM Growth
+$180M
Cap. Flow
+$124M
Cap. Flow %
6.4%
Top 10 Hldgs %
20.35%
Holding
1,072
New
132
Increased
502
Reduced
333
Closed
83

Top Buys

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$9.07M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$8.35M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.68M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.71M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$5.32M

Top Sells

Rank Stock Value
1
SOXX icon
iShares Semiconductor ETF
SOXX
+$5.42M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.17M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.16M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$3.41M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$3.03M

Sector Composition

Rank Sector Weight
1 Technology 7.37%
2 Financials 4.66%
3 Healthcare 4.23%
4 Consumer Discretionary 4.19%
5 Industrials 4.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DWM icon
651
WisdomTree International Equity Fund
DWM
$666M
$369K 0.02%
7,238
-17
-0.2% -$864
MCHP icon
652
Microchip Technology
MCHP
$42.8B
$369K 0.02%
8,502
+1,136
+15% +$50.5K
SPH icon
653
Suburban Propane Partners
SPH
$1.23B
$369K 0.02%
15,178
+112
+0.7% +$2.6K
ETJ
654
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$563M
$366K 0.02%
38,904
-112
-0.3% -$1.05K
PEG icon
655
Public Service Enterprise Group
PEG
$39.8B
$366K 0.02%
6,227
-349
-5% -$20.8K
FBT icon
656
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$365K 0.02%
2,592
-101
-4% -$13.9K
SPGI icon
657
S&P Global
SPGI
$126B
$365K 0.02%
+1,601
New +$350K
ECL icon
658
Ecolab
ECL
$75.6B
$363K 0.02%
+1,836
New +$341K
SCHP icon
659
Schwab US TIPS ETF
SCHP
$16.3B
$360K 0.02%
12,794
+34
+0.3% +$941
STE icon
660
Steris
STE
$20.9B
$358K 0.02%
2,404
+625
+35% +$83.5K
EFG icon
661
iShares MSCI EAFE Growth ETF
EFG
$16.3B
$357K 0.02%
4,425
-304
-6% -$24K
EVV
662
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$357K 0.02%
28,184
+10,954
+64% +$138K
KEY icon
663
KeyCorp
KEY
$24.3B
$357K 0.02%
+20,124
New +$340K
SPYV icon
664
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.1B
$357K 0.02%
11,422
-344
-3% -$10.6K
NVG icon
665
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.65B
$356K 0.02%
22,407
+30
+0.1% +$466
PGF icon
666
Invesco Financial Preferred ETF
PGF
$676M
$354K 0.02%
19,214
+72
+0.4% +$1.33K
TROW icon
667
T. Rowe Price
TROW
$25B
$352K 0.02%
3,205
+130
+4% +$13.7K
REM icon
668
iShares Mortgage Real Estate ETF
REM
$542M
$351K 0.02%
8,330
+61
+0.7% +$2.62K
HBAN icon
669
Huntington Bancshares
HBAN
$35.1B
$347K 0.02%
25,106
+2,570
+11% +$34.5K
PHYS icon
670
Sprott Physical Gold
PHYS
$14.6B
$347K 0.02%
30,589
+2,150
+8% +$22.5K
AMAT icon
671
Applied Materials
AMAT
$426B
$346K 0.02%
7,709
-460
-6% -$19.4K
VWOB icon
672
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.15B
$342K 0.02%
4,248
+808
+23% +$63.3K
BIDU icon
673
Baidu
BIDU
$35.8B
$340K 0.02%
2,893
+352
+14% +$50.1K
SLYV icon
674
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$340K 0.02%
5,601
+888
+19% +$53.8K
STWD icon
675
Starwood Property Trust
STWD
$6.12B
$339K 0.02%
14,916
+681
+5% +$15.5K
25 26
27
28 29

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Sigma Planning Corp's Q2 2019 Portfolio in Review

As of Q2 2019, Sigma Planning Corp held 1,072 positions worth $1.94B, up 10% from $1.76B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp deployed $124M of net new capital in Q2 2019, opening 132 new positions and adding to 502 existing holdings. Its largest new stake was First Trust Small Cap Growth AlphaDEX Fund: 46,020 shares worth $2.14M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares S&P 500 Value ETF, an estimated $5.17M trimmed.

  • Sigma Planning Corp's largest Q2 2019 buy was First Trust Small Cap Growth AlphaDEX Fund: 46,020 shares worth $2.14M.
  • Sigma Planning Corp added most to Invesco S&P 500 Low Volatility ETF in Q2 2019, an estimated $9.07M increase.
  • Sigma Planning Corp's biggest Q2 2019 reduction was iShares S&P 500 Value ETF, cutting an estimated $5.17M.
  • Sigma Planning Corp fully exited iShares Semiconductor ETF in Q2 2019, selling an estimated $5.42M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $1.94B portfolio in Q2 2019.
  • Sigma Planning Corp opened 132 new positions and closed 83 in Q2 2019.
  • Sigma Planning Corp's portfolio value rose 10% quarter-over-quarter to $1.94B.

Based on Sigma Planning Corp's 13F filing for Q2 2019, filed 1 Aug 2019.