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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+6.68%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.7B
AUM Growth
+$207M
(+14%)
Cap. Flow
+$124M
Cap. Flow
% of AUM
7.28%
Top 10 Holdings %
Top 10 Hldgs %
21.61%
Holding
1,032
New
130
Increased
445
Reduced
351
Closed
84
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$14M |
| 2 |
ProShares Ultra S&P500
SSO
|
+$9.41M |
| 3 |
iShares Preferred and Income Securities ETF
PFF
|
+$7.5M |
| 4 |
iShares Core S&P Small-Cap ETF
IJR
|
+$7.44M |
| 5 |
Amazon
AMZN
|
+$6.37M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$7.04M |
| 2 |
United States Oil Fund
USO
|
+$4.36M |
| 3 |
iShares S&P Mid-Cap 400 Growth ETF
IJK
|
+$4.28M |
| 4 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$3.74M |
| 5 |
Copart
CPRT
|
+$3.33M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.09% |
| 2 | Financials | 4.85% |
| 3 | Healthcare | 4.83% |
| 4 | Consumer Discretionary | 4.56% |
| 5 | Industrials | 4.1% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
651
Applied Materials
AMAT
$426B
| $329K | 0.02% |
8,504
-2,191
| -20% | -$96.9K |
|
652
Yum! Brands
YUM
$41B
| $327K | 0.02% |
3,599
+178
| +5% | +$14.9K |
|
653
Main Sector Rotation ETF
SECT
$2.75B
| $323K | 0.02% |
+11,094
| New | +$320K |
|
654
L3Harris
LHX
$55.9B
| $322K | 0.02% |
1,903
-4
| -0.2% | -$637 |
|
|
MOMO
655
Hello Group
MOMO
$869M
| $321K | 0.02% |
+7,330
| New | +$321K |
|
656
Invesco BuyBack Achievers ETF
PKW
$1.69B
| $321K | 0.02% |
5,269
+435
| +9% | +$26K |
|
|
SCG
657
DELISTED
Scana
SCG
| $321K | 0.02% |
8,251
-271
| -3% | -$10.4K |
|
658
AutoNation
AN
$6.97B
| $320K | 0.02% |
7,704
+2,154
| +39% | +$99.7K |
|
659
Fidelity Dividend ETF for Rising Rates
FDRR
$732M
| $319K | 0.02% |
9,847
+444
| +5% | +$14.1K |
|
|
STOR
660
DELISTED
STORE Capital Corporation
STOR
| $319K | 0.02% |
11,484
+215
| +2% | +$6.05K |
|
661
Edwards Lifesciences
EW
$47.6B
| $317K | 0.02% |
5,460
+105
| +2% | +$5.13K |
|
662
PPG Industries
PPG
$25.9B
| $317K | 0.02% |
2,903
-548
| -16% | -$59.7K |
|
663
Regeneron Pharmaceuticals
REGN
$68.8B
| $316K | 0.02% |
781
-78
| -9% | -$29.7K |
|
664
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.85B
| $314K | 0.02% |
+4,366
| New | +$318K |
|
665
Carnival Corporation Ltd
CCL
$36.1B
| $312K | 0.02% |
4,897
-10,093
| -67% | -$612K |
|
666
Franklin FTSE Japan ETF
FLJP
$3.93B
| $312K | 0.02% |
11,618
| – | – |
|
667
Harley-Davidson
HOG
$2.68B
| $312K | 0.02% |
6,879
+146
| +2% | +$6.34K |
|
668
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
| $312K | 0.02% |
2,976
+3
| +0.1% | +$315 |
|
669
Vanguard Energy ETF
VDE
$10.1B
| $312K | 0.02% |
2,966
-433
| -13% | -$44.9K |
|
|
VMW
670
CALL
DELISTED
VMware, Inc
VMW
| $312K | 0.02% |
+2,000
| New | +$306K |
|
671
Live Oak Bancshares
LOB
$1.95B
| $311K | 0.02% |
11,587
+2,411
| +26% | +$72.2K |
|
|
KL
672
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
| $311K | 0.02% |
16,363
+5,305
| +48% | +$108K |
|
673
Energy Transfer Partners
ET
$70.1B
| $309K | 0.02% |
17,744
+5,788
| +48% | +$103K |
|
674
S&P Global
SPGI
$126B
| $309K | 0.02% |
1,581
-100
| -6% | -$20.6K |
|
675
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
| $306K | 0.02% |
5,908
-1,310
| -18% | -$67.9K |
|
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Sigma Planning Corp's Q3 2018 Portfolio in Review
As of Q3 2018, Sigma Planning Corp held 1,032 positions worth $1.7B, up 14% from $1.49B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Sigma Planning Corp deployed $124M of net new capital in Q3 2018, opening 130 new positions and adding to 445 existing holdings. Its largest new stake was ProShares Ultra S&P500: 616,832 shares worth $9.83M.
By sector, the portfolio is most concentrated in Technology at 8.1% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $7.04M trimmed.
- Sigma Planning Corp's largest Q3 2018 buy was ProShares Ultra S&P500: 616,832 shares worth $9.83M.
- Sigma Planning Corp added most to Apple in Q3 2018, an estimated $14M increase.
- Sigma Planning Corp's biggest Q3 2018 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $7.04M.
- Sigma Planning Corp fully exited Copart in Q3 2018, selling an estimated $3.33M.
- Sigma Planning Corp's ten largest holdings make up 22% of its $1.7B portfolio in Q3 2018.
- Sigma Planning Corp opened 130 new positions and closed 84 in Q3 2018.
- Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $1.7B.
Based on Sigma Planning Corp's 13F filing for Q3 2018, filed 7 Nov 2018.