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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+387.12%
AUM
$3.62B
AUM Growth
+$105M
Cap. Flow
+$37.7M
Cap. Flow %
1.04%
Top 10 Hldgs %
25.66%
Holding
1,414
New
124
Increased
614
Reduced
530
Closed
119

Top Buys

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$4.06M
2
FOCT icon
FT Vest US Equity Buffer ETF October
FOCT
+$4.04M
3
BLCV icon
BlackRock Large Cap Value ETF
BLCV
+$4M
4
LST
Leuthold Select Industries ETF
LST
+$2.86M
5
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$2.34M

Top Sells

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$4.13M
2
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$3.22M
3
ALAB icon
Astera Labs
ALAB
+$3.17M
4
PLTR icon
Palantir
PLTR
+$2.77M
5
MP icon
MP Materials
MP
+$2.34M

Sector Composition

Rank Sector Weight
1 Technology 15.25%
2 Consumer Discretionary 4.18%
3 Financials 4.09%
4 Communication Services 3.57%
5 Healthcare 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROBT icon
626
First Trust Nasdaq Artificial Intelligence and Robotics ETF
ROBT
$779M
$767K 0.02%
14,791
-4,000
-21% -$213K
ECPG icon
627
Encore Capital Group
ECPG
$2.08B
$765K 0.02%
14,109
-413
-3% -$19.9K
IHI icon
628
iShares US Medical Devices ETF
IHI
$3.43B
$764K 0.02%
12,301
+454
+4% +$28K
VRTX icon
629
Vertex Pharmaceuticals
VRTX
$135B
$764K 0.02%
1,686
+54
+3% +$23.3K
DDFO
630
Innovator Equity Dual Directional 15 Buffer ETF - October
DDFO
$101M
$764K 0.02%
+35,339
New +$756K
ZJUL
631
Innovator Equity Defined Protection ETF - 1 Yr July
ZJUL
$187M
$764K 0.02%
26,272
-4,142
-14% -$120K
EFG icon
632
iShares MSCI EAFE Growth ETF
EFG
$17.3B
$763K 0.02%
6,696
-132
-2% -$15.1K
APD icon
633
Air Products & Chemicals
APD
$68.1B
$762K 0.02%
3,085
-355
-10% -$90K
PTCT icon
634
PTC Therapeutics
PTCT
$6.17B
$760K 0.02%
+10,010
New +$727K
ACWX icon
635
iShares MSCI ACWI ex US ETF
ACWX
$11.9B
$760K 0.02%
11,322
-181
-2% -$12K
IAT icon
636
iShares US Regional Banks ETF
IAT
$679M
$755K 0.02%
13,690
+3,525
+35% +$183K
EXC icon
637
Exelon
EXC
$46B
$754K 0.02%
17,288
+998
+6% +$45.5K
DNP icon
638
DNP Select Income Fund
DNP
$4.08B
$752K 0.02%
75,245
+2,195
+3% +$22.1K
SHEL icon
639
Shell
SHEL
$247B
$752K 0.02%
10,230
-286
-3% -$21.1K
VONV icon
640
Vanguard Russell 1000 Value ETF
VONV
$22B
$746K 0.02%
8,082
+275
+4% +$24.9K
FNDX icon
641
Schwab Fundamental US Large Company Index ETF
FNDX
$27.4B
$745K 0.02%
27,388
-10,144
-27% -$271K
JMUB icon
642
JPMorgan Municipal ETF
JMUB
$8.5B
$741K 0.02%
14,679
+2,622
+22% +$133K
ECG
643
Everus Construction Group
ECG
$6.84B
$739K 0.02%
+8,640
New +$773K
ADI icon
644
Analog Devices
ADI
$188B
$736K 0.02%
2,715
+385
+17% +$96.7K
SPLV icon
645
Invesco S&P 500 Low Volatility ETF
SPLV
$7.18B
$734K 0.02%
10,273
+183
+2% +$13.2K
HYG icon
646
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$733K 0.02%
9,092
-764
-8% -$61.6K
SPGM icon
647
State Street SPDR Portfolio MSCI Global Stock Market ETF
SPGM
$1.75B
$732K 0.02%
9,538
-149
-2% -$11.3K
OHI icon
648
Omega Healthcare
OHI
$14.4B
$731K 0.02%
16,479
+125
+0.8% +$5.38K
DLR icon
649
Digital Realty Trust
DLR
$70.8B
$730K 0.02%
4,721
-461
-9% -$75.7K
YUM icon
650
Yum! Brands
YUM
$40.2B
$729K 0.02%
4,816
+21
+0.4% +$3.11K
24 25
26
27 28

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MAM
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BCP
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MIM
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Sigma Planning Corp's Q4 2025 Portfolio in Review

As of Q4 2025, Sigma Planning Corp held 1,414 positions worth $3.62B, up 3% from $3.52B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q4 2025 filing shows 124 new, 614 increased, 530 reduced and 119 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M. The largest sale was Berkshire Hathaway Class B, an estimated $4.13M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q4 2025 buy was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M.
  • Sigma Planning Corp added most to Tesla in Q4 2025, an estimated $4.06M increase.
  • Sigma Planning Corp's biggest Q4 2025 reduction was Berkshire Hathaway Class B, cutting an estimated $4.13M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2025 Corporate Bond ETF in Q4 2025, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.62B portfolio in Q4 2025.
  • Sigma Planning Corp opened 124 new positions and closed 119 in Q4 2025.
  • Sigma Planning Corp's portfolio value rose 3% quarter-over-quarter to $3.62B.

Based on Sigma Planning Corp's 13F filing for Q4 2025, filed 30 Jan 2026.