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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+9.64%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.52B
AUM Growth
+$192M
Cap. Flow
-$72.1M
Cap. Flow %
-2.05%
Top 10 Hldgs %
25.86%
Holding
1,390
New
146
Increased
507
Reduced
610
Closed
100

Top Buys

Rank Stock Value
1
QQWZ
Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF
QQWZ
+$4.27M
2
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$3.77M
3
DDFL
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
+$3.58M
4
CVX icon
Chevron
CVX
+$3.38M
5
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$3.08M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$12.9M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.65M
3
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$8.83M
4
ABBV icon
AbbVie
ABBV
+$8.72M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$7.83M

Sector Composition

Rank Sector Weight
1 Technology 15.65%
2 Financials 4.45%
3 Consumer Discretionary 4.26%
4 Industrials 3.55%
5 Communication Services 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPHD icon
626
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.38B
$768K 0.02%
15,525
-389
-2% -$19K
EIX icon
627
Edison International
EIX
$30.3B
$767K 0.02%
13,880
+9,565
+222% +$516K
GFI icon
628
Gold Fields
GFI
$29.4B
$766K 0.02%
18,246
+8,535
+88% +$265K
PNR icon
629
Pentair
PNR
$10.2B
$762K 0.02%
6,878
-740
-10% -$79K
NTES icon
630
NetEase
NTES
$79.2B
$762K 0.02%
+5,011
New +$690K
EWZ icon
631
iShares MSCI Brazil ETF
EWZ
$9.08B
$761K 0.02%
24,560
+2,351
+11% +$67.3K
GXO icon
632
GXO Logistics
GXO
$6.13B
$758K 0.02%
14,331
+224
+2% +$11.5K
CVLT icon
633
Commault Systems
CVLT
$6.19B
$757K 0.02%
4,009
+1,500
+60% +$270K
FFIV icon
634
F5
FFIV
$23B
$757K 0.02%
+2,341
New +$733K
MCHP icon
635
Microchip Technology
MCHP
$42.3B
$756K 0.02%
+11,770
New +$798K
PGY icon
636
Pagaya Technologies
PGY
$1.41B
$756K 0.02%
+25,450
New +$822K
MAR icon
637
Marriott International
MAR
$101B
$753K 0.02%
2,893
-73
-2% -$19.6K
SHEL icon
638
Shell
SHEL
$239B
$752K 0.02%
10,516
+1,106
+12% +$79.6K
DDWM icon
639
WisdomTree Dynamic International Equity Fund
DDWM
$1.48B
$750K 0.02%
17,953
-1,254
-7% -$51.2K
ACWX icon
640
iShares MSCI ACWI ex US ETF
ACWX
$11.4B
$748K 0.02%
+11,503
New +$719K
ICVT icon
641
iShares Convertible Bond ETF
ICVT
$7.21B
$747K 0.02%
7,465
+120
+2% +$11.3K
IDXX icon
642
Idexx Laboratories
IDXX
$43.9B
$746K 0.02%
1,167
+626
+116% +$380K
MWA icon
643
Mueller Water Products
MWA
$3.94B
$746K 0.02%
29,214
+5,001
+21% +$128K
FISV
644
Fiserv Inc
FISV
$27.9B
$742K 0.02%
5,759
-3,810
-40% -$546K
AWK icon
645
American Water Works
AWK
$26.3B
$741K 0.02%
5,327
-5,629
-51% -$795K
SPLV icon
646
Invesco S&P 500 Low Volatility ETF
SPLV
$7.21B
$741K 0.02%
10,090
-4,151
-29% -$303K
FLRN icon
647
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.07B
$739K 0.02%
23,962
-35,372
-60% -$1.09M
CASH icon
648
Pathward Financial
CASH
$1.82B
$738K 0.02%
9,976
-138
-1% -$10.8K
VOX icon
649
Vanguard Communication Services ETF
VOX
$5.6B
$737K 0.02%
3,923
+785
+25% +$140K
JFR icon
650
Nuveen Floating Rate Income Fund
JFR
$1.24B
$736K 0.02%
89,954
+3,065
+4% +$25.8K
24 25
26
27 28

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BPS
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Sigma Planning Corp's Q3 2025 Portfolio in Review

As of Q3 2025, Sigma Planning Corp held 1,390 positions worth $3.52B, up 5.8% from $3.33B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q3 2025 filing shows 146 new, 507 increased, 610 reduced and 100 closed positions. Its largest new stake was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M. The largest sale was Vanguard S&P 500 ETF, an estimated $12.9M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2025 buy was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M.
  • Sigma Planning Corp added most to Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF in Q3 2025, an estimated $4.27M increase.
  • Sigma Planning Corp's biggest Q3 2025 reduction was Vanguard S&P 500 ETF, cutting an estimated $12.9M.
  • Sigma Planning Corp fully exited iShares MSCI Emerging Markets ex China ETF in Q3 2025, selling an estimated $1.49M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.52B portfolio in Q3 2025.
  • Sigma Planning Corp opened 146 new positions and closed 100 in Q3 2025.
  • Sigma Planning Corp's portfolio value rose 5.8% quarter-over-quarter to $3.52B.

Based on Sigma Planning Corp's 13F filing for Q3 2025, filed 10 Nov 2025.