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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+10.26%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.28B
AUM Growth
-$1.39B
Cap. Flow
-$1.54B
Cap. Flow %
-120.75%
Top 10 Hldgs %
23.75%
Holding
1,229
New
33
Increased
31
Reduced
775
Closed
383

Top Buys

Rank Stock Value
1
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$13.3M
2
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$4.14M
3
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$3.81M
4
IOO icon
iShares Global 100 ETF
IOO
+$3.78M
5
XLG icon
Invesco S&P 500 Top 50 ETF
XLG
+$2.03M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$96.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77.7M
3
AMZN icon
Amazon
AMZN
+$31.1M
4
MSFT icon
Microsoft
MSFT
+$30.5M
5
FAUG icon
FT Vest US Equity Buffer ETF August
FAUG
+$25.6M

Sector Composition

Rank Sector Weight
1 Technology 11.58%
2 Healthcare 4.94%
3 Consumer Discretionary 4.41%
4 Financials 4.22%
5 Industrials 3.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PBA icon
626
Pembina Pipeline
PBA
$29.9B
$295K 0.02%
8,563
-8,933
-51% -$286K
RFI
627
Cohen & Steers Total Return Realty Fund
RFI
$313M
$294K 0.02%
25,001
-31,787
-56% -$345K
CFLT
628
DELISTED
Confluent
CFLT
$294K 0.02%
12,545
+3,789
+43% +$91.6K
ILCG icon
629
iShares Morningstar Growth ETF
ILCG
$3.1B
$293K 0.02%
4,324
-5,165
-54% -$327K
IEI icon
630
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$293K 0.02%
2,501
-974
-28% -$111K
HYG icon
631
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$292K 0.02%
3,777
-10,238
-73% -$763K
WFRD icon
632
Weatherford International
WFRD
$6.36B
$288K 0.02%
+2,943
New +$274K
REZ icon
633
iShares Residential and Multisector Real Estate ETF
REZ
$914M
$288K 0.02%
3,915
-4,281
-52% -$288K
CUE icon
634
Cue Biopharma
CUE
$135M
$287K 0.02%
3,629
-4,528
-56% -$324K
FLTR icon
635
VanEck IG Floating Rate ETF
FLTR
$2.93B
$287K 0.02%
+11,420
New +$288K
EXC icon
636
Exelon
EXC
$48.6B
$287K 0.02%
7,994
-8,546
-52% -$329K
PMAY icon
637
Innovator US Equity Power Buffer ETF May
PMAY
$806M
$287K 0.02%
9,106
-14,875
-62% -$450K
WY icon
638
Weyerhaeuser
WY
$17.3B
$286K 0.02%
8,235
-7,358
-47% -$229K
DFEB icon
639
FT Vest US Equity Deep Buffer ETF February
DFEB
$458M
$286K 0.02%
7,634
-14,648
-66% -$526K
FID icon
640
First Trust Exchange-Traded Fund VI First Trust S&P International Dividend Aristocrats ETF
FID
$165M
$285K 0.02%
17,669
-9,438
-35% -$142K
DFAC icon
641
Dimensional US Core Equity 2 ETF
DFAC
$47.5B
$285K 0.02%
9,742
+403
+4% +$10.9K
ESS icon
642
Essex Property Trust
ESS
$18.9B
$284K 0.02%
1,146
-1,649
-59% -$364K
VMBS icon
643
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$284K 0.02%
6,125
-7,283
-54% -$322K
LHX icon
644
L3Harris
LHX
$55.9B
$283K 0.02%
1,346
-1,778
-57% -$334K
IR icon
645
Ingersoll Rand
IR
$33B
$283K 0.02%
3,656
-8,050
-69% -$550K
SWK icon
646
Stanley Black & Decker
SWK
$14.2B
$282K 0.02%
2,875
-6,403
-69% -$564K
BMAY icon
647
Innovator US Equity Buffer ETF May
BMAY
$232M
$280K 0.02%
8,268
-8,276
-50% -$266K
VICI icon
648
VICI Properties
VICI
$29.4B
$280K 0.02%
8,768
-6,322
-42% -$186K
JCPB icon
649
JPMorgan Core Plus Bond ETF
JCPB
$13.8B
$278K 0.02%
5,912
-6,840
-54% -$309K
IDU icon
650
iShares US Utilities ETF
IDU
$1.41B
$277K 0.02%
3,470
-5,064
-59% -$388K
24 25
26
27 28

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VPC
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WWA
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Sigma Planning Corp's Q4 2023 Portfolio in Review

As of Q4 2023, Sigma Planning Corp held 1,229 positions worth $1.28B, down 52% from $2.67B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sigma Planning Corp withdrew a net $1.54B in Q4 2023, closing 383 positions and reducing 775 holdings. Its most notable exit was Innovator Power Buffer Step-Up Strategy ETF, an estimated $5.09M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Sigma Planning Corp opened a new position in FT Vest US Equity Buffer ETF December worth $14.2M.

  • Sigma Planning Corp's largest Q4 2023 buy was FT Vest US Equity Buffer ETF December: 364,811 shares worth $14.2M.
  • Sigma Planning Corp added most to iShares Global 100 ETF in Q4 2023, an estimated $3.78M increase.
  • Sigma Planning Corp's biggest Q4 2023 reduction was Apple, cutting an estimated $96.4M.
  • Sigma Planning Corp fully exited Innovator Power Buffer Step-Up Strategy ETF in Q4 2023, selling an estimated $5.09M.
  • Sigma Planning Corp's ten largest holdings make up 24% of its $1.28B portfolio in Q4 2023.
  • Sigma Planning Corp opened 33 new positions and closed 383 in Q4 2023.
  • Sigma Planning Corp's portfolio value fell 52% quarter-over-quarter to $1.28B.

Based on Sigma Planning Corp's 13F filing for Q4 2023, filed 1 Feb 2024.