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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
-11.6%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.37B
AUM Growth
-$326M
(-19%)
Cap. Flow
-$109M
Cap. Flow
% of AUM
-7.95%
Top 10 Holdings %
Top 10 Hldgs %
20.72%
Holding
1,027
New
79
Increased
349
Reduced
397
Closed
176
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$9.3M |
| 2 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$6.09M |
| 3 |
Fidelity MSCI Utilities Index ETF
FUTY
|
+$4.48M |
| 4 |
NextEra Energy
NEE
|
+$3.58M |
| 5 |
Fidelity MSCI Real Estate Index ETF
FREL
|
+$3.46M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Small-Cap ETF
IJR
|
+$9.25M |
| 2 |
iShares S&P Small-Cap 600 Growth ETF
IJT
|
+$8.45M |
| 3 |
iShares S&P Small-Cap 600 Value ETF
IJS
|
+$8.33M |
| 4 |
iShares S&P 500 Growth ETF
IVW
|
+$7.91M |
| 5 |
Fidelity Nasdaq Composite Index ETF
ONEQ
|
+$5.87M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.61% |
| 2 | Financials | 4.8% |
| 3 | Healthcare | 4.66% |
| 4 | Industrials | 4.14% |
| 5 | Consumer Discretionary | 4.04% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
626
Crane NXT
CXT
$3.04B
| $280K | 0.02% |
11,150
| – | – |
|
627
Expeditors International
EXPD
$22.9B
| $280K | 0.02% |
4,115
-399
| -9% | -$28K |
|
628
Las Vegas Sands
LVS
$30.5B
| $280K | 0.02% |
+5,383
| New | +$292K |
|
629
Neogen
NEOG
$2.05B
| $279K | 0.02% |
9,790
+68
| +0.7% | +$2.13K |
|
630
Sprott Physical Silver Trust
PSLV
$11.9B
| $279K | 0.02% |
49,840
-2,420
| -5% | -$12.7K |
|
631
Progressive
PGR
$124B
| $278K | 0.02% |
+4,607
| New | +$307K |
|
|
BSCN
632
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
| $277K | 0.02% |
13,731
+1,686
| +14% | +$33.9K |
|
|
BXMX
633
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
| $276K | 0.02% |
22,890
-1,439
| -6% | -$18.9K |
|
634
PPG Industries
PPG
$25.9B
| $276K | 0.02% |
2,702
-201
| -7% | -$20.8K |
|
635
Invesco BuyBack Achievers ETF
PKW
$1.69B
| $275K | 0.02% |
5,276
+7
| +0.1% | +$400 |
|
636
AGNC Investment
AGNC
$12.3B
| $274K | 0.02% |
+15,593
| New | +$278K |
|
637
Applied Materials
AMAT
$426B
| $274K | 0.02% |
8,374
-130
| -2% | -$4.46K |
|
638
CALL
Salesforce
CRM
$134B
| $274K | 0.02% |
2,000
-1,000
| -33% | -$138K |
|
639
iShares Global Infrastructure ETF
IGF
$11B
| $274K | 0.02% |
+6,964
| New | +$285K |
|
|
VMW
640
CALL
DELISTED
VMware, Inc
VMW
| $274K | 0.02% |
2,000
| – | – |
|
641
Global X Silver Miners ETF NEW
SIL
$4.08B
| $272K | 0.02% |
10,868
+287
| +3% | +$6.92K |
|
642
Eastman Chemical
EMN
$7.8B
| $271K | 0.02% |
+3,704
| New | +$295K |
|
643
Edwards Lifesciences
EW
$47.6B
| $271K | 0.02% |
5,310
-150
| -3% | -$7.59K |
|
644
Harley-Davidson
HOG
$2.68B
| $271K | 0.02% |
7,946
+1,067
| +16% | +$41.8K |
|
645
Healthpeak Properties
DOC
$15.4B
| $270K | 0.02% |
9,658
-574
| -6% | -$15.9K |
|
646
Schwab US REIT ETF
SCHH
$11.7B
| $270K | 0.02% |
14,008
+940
| +7% | +$19.2K |
|
|
AGN
647
DELISTED
Allergan plc
AGN
| $270K | 0.02% |
2,017
-719
| -26% | -$118K |
|
648
Huntington Bancshares
HBAN
$35.1B
| $268K | 0.02% |
22,485
+2,933
| +15% | +$40.7K |
|
649
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.06B
| $266K | 0.02% |
+8,006
| New | +$283K |
|
650
Suburban Propane Partners
SPH
$1.23B
| $265K | 0.02% |
13,774
+1,961
| +17% | +$44.1K |
|
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Sigma Planning Corp's Q4 2018 Portfolio in Review
As of Q4 2018, Sigma Planning Corp held 1,027 positions worth $1.37B, down 19% from $1.7B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Sigma Planning Corp withdrew a net $109M in Q4 2018, closing 176 positions and reducing 397 holdings. Its most notable exit was VictoryShares US Small Cap Volatility Wtd ETF, an estimated $4.21M position sold in full.
By sector, the portfolio is most concentrated in Technology at 6.6% of assets, down from 8.1% a quarter earlier, followed by Financials and Healthcare.
Against the trend, Sigma Planning Corp opened a new position in State Street SPDR Bloomberg 1-3 Month T-Bill ETF worth $2.31M.
- Sigma Planning Corp's largest Q4 2018 buy was State Street SPDR Bloomberg 1-3 Month T-Bill ETF: 25,302 shares worth $2.31M.
- Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $9.3M increase.
- Sigma Planning Corp's biggest Q4 2018 reduction was iShares Core S&P Small-Cap ETF, cutting an estimated $9.25M.
- Sigma Planning Corp fully exited VictoryShares US Small Cap Volatility Wtd ETF in Q4 2018, selling an estimated $4.21M.
- Sigma Planning Corp's ten largest holdings make up 21% of its $1.37B portfolio in Q4 2018.
- Sigma Planning Corp opened 79 new positions and closed 176 in Q4 2018.
- Sigma Planning Corp's portfolio value fell 19% quarter-over-quarter to $1.37B.
Based on Sigma Planning Corp's 13F filing for Q4 2018, filed 31 Jan 2019.