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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+387.12%
AUM
$3.62B
AUM Growth
+$105M
Cap. Flow
+$37.7M
Cap. Flow %
1.04%
Top 10 Hldgs %
25.66%
Holding
1,414
New
124
Increased
614
Reduced
530
Closed
119

Top Buys

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$4.06M
2
FOCT icon
FT Vest US Equity Buffer ETF October
FOCT
+$4.04M
3
BLCV icon
BlackRock Large Cap Value ETF
BLCV
+$4M
4
LST
Leuthold Select Industries ETF
LST
+$2.86M
5
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$2.34M

Top Sells

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$4.13M
2
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$3.22M
3
ALAB icon
Astera Labs
ALAB
+$3.17M
4
PLTR icon
Palantir
PLTR
+$2.77M
5
MP icon
MP Materials
MP
+$2.34M

Sector Composition

Rank Sector Weight
1 Technology 15.25%
2 Consumer Discretionary 4.18%
3 Financials 4.09%
4 Communication Services 3.57%
5 Healthcare 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRVL icon
601
Marvell Technology
MRVL
$192B
$844K 0.02%
9,929
+498
+5% +$43.6K
GLDM icon
602
SPDR Gold MiniShares Trust
GLDM
$29.8B
$843K 0.02%
9,877
-395
-4% -$32.5K
DGX icon
603
Quest Diagnostics
DGX
$26.1B
$837K 0.02%
4,804
+225
+5% +$41K
SPDW icon
604
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.5B
$837K 0.02%
18,850
+602
+3% +$26.3K
DSI icon
605
iShares MSCI KLD 400 Social ETF
DSI
$5.54B
$835K 0.02%
6,481
+2
+0% +$255
DINT icon
606
Davis Select International ETF
DINT
$295M
$833K 0.02%
+29,211
New +$819K
HIMS icon
607
Hims & Hers Health
HIMS
$7.36B
$832K 0.02%
25,619
-6,642
-21% -$284K
SCHE icon
608
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$832K 0.02%
25,398
-238
-0.9% -$7.94K
VFH icon
609
Vanguard Financials ETF
VFH
$13.8B
$830K 0.02%
6,220
-668
-10% -$86.8K
D icon
610
Dominion Energy
D
$58.9B
$830K 0.02%
14,161
-1,981
-12% -$119K
UL icon
611
Unilever
UL
$135B
$825K 0.02%
12,618
-861
-6% -$57.9K
GXO icon
612
GXO Logistics
GXO
$5.46B
$823K 0.02%
15,632
+1,301
+9% +$68.4K
MFIC icon
613
MidCap Financial Investment
MFIC
$789M
$822K 0.02%
71,842
+583
+0.8% +$6.92K
MP icon
614
MP Materials
MP
$9.71B
$822K 0.02%
16,364
-36,918
-69% -$2.34M
SRET icon
615
Global X SuperDividend REIT ETF
SRET
$228M
$821K 0.02%
37,724
+5,468
+17% +$119K
BGLD icon
616
FT Vest Gold Strategy Quarterly Buffer ETF
BGLD
$52.2M
$803K 0.02%
46,924
+111
+0.2% +$2.66K
SCHW
617
Charles Schwab
SCHW
$190B
$801K 0.02%
8,020
-3,187
-28% -$302K
FTC icon
618
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.38B
$795K 0.02%
4,971
+132
+3% +$21.1K
JBBB icon
619
Janus Henderson B-BBB CLO ETF
JBBB
$1.43B
$794K 0.02%
16,650
+1,731
+12% +$82.9K
FFSM icon
620
Fidelity Fundamental Small-Mid Cap ETF
FFSM
$1.58B
$793K 0.02%
25,825
+3,057
+13% +$91.8K
EWH icon
621
iShares MSCI Hong Kong ETF
EWH
$1.23B
$790K 0.02%
37,180
+10,079
+37% +$219K
ICVT icon
622
iShares Convertible Bond ETF
ICVT
$7.44B
$788K 0.02%
7,997
+532
+7% +$53.5K
TER icon
623
Teradyne
TER
$57.4B
$770K 0.02%
3,802
-650
-15% -$112K
JFR icon
624
Nuveen Floating Rate Income Fund
JFR
$1.25B
$768K 0.02%
97,963
+8,009
+9% +$63.2K
PNR icon
625
Pentair
PNR
$10.9B
$768K 0.02%
7,338
+460
+7% +$49.1K
23 24
25
26 27

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MAM
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Sigma Planning Corp's Q4 2025 Portfolio in Review

As of Q4 2025, Sigma Planning Corp held 1,414 positions worth $3.62B, up 3% from $3.52B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q4 2025 filing shows 124 new, 614 increased, 530 reduced and 119 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M. The largest sale was Berkshire Hathaway Class B, an estimated $4.13M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q4 2025 buy was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M.
  • Sigma Planning Corp added most to Tesla in Q4 2025, an estimated $4.06M increase.
  • Sigma Planning Corp's biggest Q4 2025 reduction was Berkshire Hathaway Class B, cutting an estimated $4.13M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2025 Corporate Bond ETF in Q4 2025, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.62B portfolio in Q4 2025.
  • Sigma Planning Corp opened 124 new positions and closed 119 in Q4 2025.
  • Sigma Planning Corp's portfolio value rose 3% quarter-over-quarter to $3.62B.

Based on Sigma Planning Corp's 13F filing for Q4 2025, filed 30 Jan 2026.