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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+9.64%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.52B
AUM Growth
+$192M
Cap. Flow
-$72.1M
Cap. Flow %
-2.05%
Top 10 Hldgs %
25.86%
Holding
1,390
New
146
Increased
507
Reduced
610
Closed
100

Top Buys

Rank Stock Value
1
QQWZ
Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF
QQWZ
+$4.27M
2
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$3.77M
3
DDFL
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
+$3.58M
4
CVX icon
Chevron
CVX
+$3.38M
5
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$3.08M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$12.9M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.65M
3
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$8.83M
4
ABBV icon
AbbVie
ABBV
+$8.72M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$7.83M

Sector Composition

Rank Sector Weight
1 Technology 15.65%
2 Financials 4.45%
3 Consumer Discretionary 4.26%
4 Industrials 3.55%
5 Communication Services 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BOCT icon
601
Innovator US Equity Buffer ETF October
BOCT
$283M
$832K 0.02%
17,193
+165
+1% +$7.72K
GM icon
602
General Motors
GM
$78.7B
$829K 0.02%
13,604
-277
-2% -$15.4K
CARR icon
603
Carrier Global
CARR
$57.6B
$826K 0.02%
13,839
+210
+2% +$14.3K
FGD icon
604
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.53B
$825K 0.02%
28,692
-20,255
-41% -$580K
FID icon
605
First Trust Exchange-Traded Fund VI First Trust S&P International Dividend Aristocrats ETF
FID
$166M
$823K 0.02%
41,802
+5,694
+16% +$112K
SHYD icon
606
VanEck Short High Yield Muni ETF
SHYD
$451M
$820K 0.02%
35,829
+11
+0% +$249
IWD icon
607
iShares Russell 1000 Value ETF
IWD
$81.5B
$817K 0.02%
4,012
+763
+23% +$152K
DSI icon
608
iShares MSCI KLD 400 Social ETF
DSI
$5.15B
$816K 0.02%
6,479
-2,861
-31% -$346K
LEU icon
609
Centrus Energy
LEU
$3.46B
$811K 0.02%
2,616
-31
-1% -$6.86K
NJUN
610
Innovator Growth-100 Power Buffer ETF - June
NJUN
$168M
$801K 0.02%
26,007
-10,017
-28% -$302K
HYG icon
611
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$800K 0.02%
9,856
-505
-5% -$40.7K
MDIV icon
612
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$428M
$795K 0.02%
49,552
-1,234
-2% -$19.8K
KMAR
613
Innovator U.S. Small Cap Power Buffer ETF - March
KMAR
$33.6M
$794K 0.02%
28,563
-2,939
-9% -$79.1K
MRVL icon
614
Marvell Technology
MRVL
$170B
$793K 0.02%
9,431
-1,752
-16% -$129K
RACE icon
615
Ferrari
RACE
$66.8B
$790K 0.02%
+1,629
New +$781K
RL icon
616
Ralph Lauren
RL
$22.6B
$790K 0.02%
+2,520
New +$751K
GLDM icon
617
SPDR Gold MiniShares Trust
GLDM
$27.8B
$785K 0.02%
10,272
-1,080
-10% -$74K
APUE icon
618
ActivePassive US Equity ETF
APUE
$2.39B
$781K 0.02%
19,156
+75
+0.4% +$2.94K
IBP icon
619
Installed Building Products
IBP
$6.16B
$781K 0.02%
+3,166
New +$752K
SPDW icon
620
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.8B
$781K 0.02%
18,248
-578
-3% -$24K
FICS icon
621
First Trust International Developed Capital Strength ETF
FICS
$215M
$780K 0.02%
20,456
+200
+1% +$7.74K
EFG icon
622
iShares MSCI EAFE Growth ETF
EFG
$16.4B
$778K 0.02%
6,828
-4,356
-39% -$485K
FTC icon
623
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.31B
$777K 0.02%
4,839
-10
-0.2% -$1.56K
LNG icon
624
Cheniere Energy
LNG
$53.6B
$770K 0.02%
3,275
+341
+12% +$80.2K
VCLT icon
625
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.86B
$769K 0.02%
9,902
+4,420
+81% +$336K
23 24
25
26 27

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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q3 2025 Portfolio in Review

As of Q3 2025, Sigma Planning Corp held 1,390 positions worth $3.52B, up 5.8% from $3.33B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q3 2025 filing shows 146 new, 507 increased, 610 reduced and 100 closed positions. Its largest new stake was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M. The largest sale was Vanguard S&P 500 ETF, an estimated $12.9M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2025 buy was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M.
  • Sigma Planning Corp added most to Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF in Q3 2025, an estimated $4.27M increase.
  • Sigma Planning Corp's biggest Q3 2025 reduction was Vanguard S&P 500 ETF, cutting an estimated $12.9M.
  • Sigma Planning Corp fully exited iShares MSCI Emerging Markets ex China ETF in Q3 2025, selling an estimated $1.49M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.52B portfolio in Q3 2025.
  • Sigma Planning Corp opened 146 new positions and closed 100 in Q3 2025.
  • Sigma Planning Corp's portfolio value rose 5.8% quarter-over-quarter to $3.52B.

Based on Sigma Planning Corp's 13F filing for Q3 2025, filed 10 Nov 2025.