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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+7.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.8B
AUM Growth
+$174M
Cap. Flow
+$10.8M
Cap. Flow %
0.38%
Top 10 Hldgs %
18.84%
Holding
1,367
New
106
Increased
504
Reduced
608
Closed
106

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$13M
2
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.7M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$11M
4
NOC icon
Northrop Grumman
NOC
+$5.33M
5
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$5.05M

Top Sells

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$9.27M
2
JVAL icon
JPMorgan US Value Factor ETF
JVAL
+$8.95M
3
BSCM
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
+$8.18M
4
AAPL icon
Apple
AAPL
+$4.58M
5
CFO icon
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
+$3.39M

Sector Composition

Rank Sector Weight
1 Technology 8.95%
2 Healthcare 5.48%
3 Financials 4.46%
4 Consumer Discretionary 4.03%
5 Industrials 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GM icon
601
General Motors
GM
$74.7B
$741K 0.03%
22,031
-5,536
-20% -$205K
TPSC icon
602
Timothy Plan US Small Cap Core ETF
TPSC
$360M
$741K 0.03%
24,343
+3,363
+16% +$103K
TT icon
603
Trane Technologies
TT
$106B
$738K 0.03%
4,393
-595
-12% -$98.2K
PANW icon
604
Palo Alto Networks
PANW
$264B
$737K 0.03%
10,568
+1,144
+12% +$91.9K
IFRA icon
605
iShares US Infrastructure ETF
IFRA
$4.65B
$737K 0.03%
20,316
-761
-4% -$27.2K
BLV icon
606
Vanguard Long-Term Bond ETF
BLV
$5.75B
$736K 0.03%
10,164
+2,178
+27% +$158K
DBEF icon
607
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.13B
$734K 0.03%
22,778
-5,700
-20% -$201K
VEEV icon
608
Veeva Systems
VEEV
$30.3B
$729K 0.03%
4,517
-52
-1% -$8.88K
GFI icon
609
Gold Fields
GFI
$29.2B
$725K 0.03%
+70,020
New +$678K
KBWB icon
610
Invesco KBW Bank ETF
KBWB
$6.88B
$724K 0.03%
14,029
-15,703
-53% -$824K
OMC icon
611
Omnicom Group
OMC
$22.7B
$724K 0.03%
8,877
-147
-2% -$10.9K
PVH icon
612
PVH
PVH
$3.71B
$724K 0.03%
10,256
-5,604
-35% -$334K
INFL icon
613
Horizon Kinetics Inflation Beneficiaries ETF
INFL
$1.5B
$722K 0.03%
+22,939
New +$711K
TPHD icon
614
Timothy Plan High Dividend Stock ETF
TPHD
$364M
$718K 0.03%
23,076
+2,299
+11% +$70.6K
XLRE icon
615
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.72B
$718K 0.03%
19,446
-1,611
-8% -$59.5K
IRM icon
616
Iron Mountain
IRM
$38.2B
$717K 0.03%
14,391
+2,324
+19% +$117K
X
617
DELISTED
US Steel
X
$717K 0.03%
28,617
-2,664
-9% -$61.4K
MORT icon
618
VanEck Mortgage REIT Income ETF
MORT
$370M
$716K 0.03%
+61,379
New +$737K
FMB icon
619
First Trust Managed Municipal ETF
FMB
$2.03B
$716K 0.03%
14,285
-1,225
-8% -$60.7K
RA
620
Brookfield Real Assets Income Fund
RA
$703M
$716K 0.03%
44,312
-1,263
-3% -$21.9K
CGXU icon
621
Capital Group International Focus Equity ETF
CGXU
$6.22B
$715K 0.03%
+34,349
New +$703K
SLYV icon
622
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$713K 0.03%
9,608
+1
+0% +$75
DHS icon
623
WisdomTree US High Dividend Fund
DHS
$1.56B
$712K 0.03%
8,273
+2,501
+43% +$212K
HMOP icon
624
Hartford Municipal Opportunities ETF
HMOP
$777M
$711K 0.03%
18,933
-1,307
-6% -$48.5K
RBC icon
625
RBC Bearings
RBC
$18.8B
$708K 0.03%
+3,380
New +$772K
23 24
25
26 27

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Sigma Planning Corp's Q4 2022 Portfolio in Review

As of Q4 2022, Sigma Planning Corp held 1,367 positions worth $2.8B, up 6.6% from $2.62B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q4 2022 filing shows 106 new, 504 increased, 608 reduced and 106 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M. The largest sale was First Trust Value Line Dividend Fund, an estimated $9.27M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.9% a quarter earlier, followed by Healthcare and Financials.

  • Sigma Planning Corp's largest Q4 2022 buy was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M.
  • Sigma Planning Corp added most to JPMorgan Ultra-Short Income ETF in Q4 2022, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q4 2022 reduction was First Trust Value Line Dividend Fund, cutting an estimated $9.27M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2022 Corporate Bond ETF in Q4 2022, selling an estimated $8.18M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $2.8B portfolio in Q4 2022.
  • Sigma Planning Corp opened 106 new positions and closed 106 in Q4 2022.
  • Sigma Planning Corp's portfolio value rose 6.6% quarter-over-quarter to $2.8B.

Based on Sigma Planning Corp's 13F filing for Q4 2022, filed 24 Jan 2023.