We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+13.87%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.94B
AUM Growth
+$414M
Cap. Flow
+$127M
Cap. Flow %
4.31%
Top 10 Hldgs %
21.71%
Holding
1,278
New
217
Increased
493
Reduced
461
Closed
84

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$10.7M
2
PWR icon
Quanta Services
PWR
+$9.65M
3
FXY icon
Invesco CurrencyShares Japanese Yen Trust
FXY
+$8.25M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$6.57M
5
FDX icon
FedEx
FDX
+$6.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$16.9M
2
GLD icon
SPDR Gold Trust
GLD
+$10.6M
3
SPGI icon
S&P Global
SPGI
+$6.46M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.35M
5
NVDA icon
NVIDIA
NVDA
+$5.76M

Sector Composition

Rank Sector Weight
1 Technology 11.39%
2 Consumer Discretionary 6%
3 Healthcare 4.74%
4 Industrials 4.21%
5 Communication Services 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVLT icon
601
Commault Systems
CVLT
$6.19B
$635K 0.02%
+11,460
New +$536K
CROX icon
602
Crocs
CROX
$6.69B
$633K 0.02%
+10,096
New +$576K
EDV icon
603
Vanguard World Funds Extended Duration ETF
EDV
$3.33B
$632K 0.02%
4,147
-5,827
-58% -$926K
BGS icon
604
B&G Foods
BGS
$291M
$631K 0.02%
22,756
+600
+3% +$16.9K
ITA icon
605
iShares US Aerospace & Defense ETF
ITA
$14.4B
$631K 0.02%
6,663
-1,865
-22% -$164K
BIPC icon
606
Brookfield Infrastructure
BIPC
$5.03B
$629K 0.02%
+13,052
New +$553K
TROW icon
607
T. Rowe Price
TROW
$25.5B
$629K 0.02%
4,156
+204
+5% +$29.2K
VDC icon
608
Vanguard Consumer Staples ETF
VDC
$7.98B
$629K 0.02%
3,614
-211
-6% -$35.8K
BSDE
609
DELISTED
Invesco BulletShares 2024 USD Emerging Markets Debt ETF
BSDE
$626K 0.02%
23,790
+921
+4% +$24K
BSCE
610
DELISTED
Invesco BulletShares 2023 USD Emerging Markets Debt ETF
BSCE
$625K 0.02%
23,670
+1,225
+5% +$32.2K
BSAE
611
DELISTED
Invesco BulletShares 2021 USD Emerging Markets Debt ETF
BSAE
$625K 0.02%
24,723
+1,843
+8% +$46.7K
BSBE
612
DELISTED
Invesco BulletShares 2022 USD Emerging Markets Debt ETF
BSBE
$621K 0.02%
23,984
+1,610
+7% +$41.7K
MIY icon
613
BlackRock MuniYield Michigan Quality Fund
MIY
$354M
$620K 0.02%
42,560
-2,429
-5% -$34.4K
HSY icon
614
Hershey
HSY
$36.6B
$618K 0.02%
4,058
+127
+3% +$18.8K
FMF icon
615
First Trust Managed Futures Strategy Fund
FMF
$249M
$617K 0.02%
13,626
-1,043
-7% -$45.9K
ASAN icon
616
Asana
ASAN
$1.79B
$616K 0.02%
+20,837
New +$533K
VBK icon
617
Vanguard Small-Cap Growth ETF
VBK
$23.3B
$616K 0.02%
2,300
+286
+14% +$69.2K
DEO icon
618
Diageo
DEO
$47.3B
$613K 0.02%
3,860
+180
+5% +$26.8K
QRVO icon
619
Qorvo
QRVO
$7.92B
$609K 0.02%
+3,663
New +$539K
RCL icon
620
Royal Caribbean
RCL
$81.8B
$609K 0.02%
8,158
+1,415
+21% +$98.6K
SNAP icon
621
Snap
SNAP
$7.6B
$606K 0.02%
+12,113
New +$503K
YETI icon
622
Yeti Holdings
YETI
$3.86B
$605K 0.02%
8,831
+2,570
+41% +$152K
FAST icon
623
Fastenal
FAST
$54.7B
$604K 0.02%
24,754
+1,696
+7% +$39.9K
VLO icon
624
Valero Energy
VLO
$90.5B
$604K 0.02%
10,678
+361
+3% +$17.7K
FLTB icon
625
Fidelity Limited Term Bond ETF
FLTB
$415M
$598K 0.02%
11,301
+1,356
+14% +$71.4K
23 24
25
26 27

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q4 2020 Portfolio in Review

As of Q4 2020, Sigma Planning Corp held 1,278 positions worth $2.94B, up 16% from $2.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $127M of net new capital in Q4 2020, opening 217 new positions and adding to 493 existing holdings. Its largest new stake was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $16.9M trimmed.

  • Sigma Planning Corp's largest Q4 2020 buy was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.
  • Sigma Planning Corp added most to Vanguard S&P 500 ETF in Q4 2020, an estimated $6.57M increase.
  • Sigma Planning Corp's biggest Q4 2020 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $16.9M.
  • Sigma Planning Corp fully exited Big Lots, Inc. in Q4 2020, selling an estimated $4.09M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.94B portfolio in Q4 2020.
  • Sigma Planning Corp opened 217 new positions and closed 84 in Q4 2020.
  • Sigma Planning Corp's portfolio value rose 16% quarter-over-quarter to $2.94B.

Based on Sigma Planning Corp's 13F filing for Q4 2020, filed 9 Feb 2021.