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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+9.64%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.52B
AUM Growth
+$192M
Cap. Flow
-$72.1M
Cap. Flow %
-2.05%
Top 10 Hldgs %
25.86%
Holding
1,390
New
146
Increased
507
Reduced
610
Closed
100

Top Buys

Rank Stock Value
1
QQWZ
Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF
QQWZ
+$4.27M
2
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$3.77M
3
DDFL
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
+$3.58M
4
CVX icon
Chevron
CVX
+$3.38M
5
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$3.08M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$12.9M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.65M
3
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$8.83M
4
ABBV icon
AbbVie
ABBV
+$8.72M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$7.83M

Sector Composition

Rank Sector Weight
1 Technology 15.65%
2 Financials 4.45%
3 Consumer Discretionary 4.26%
4 Industrials 3.55%
5 Communication Services 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UI icon
576
Ubiquiti
UI
$32.7B
$896K 0.03%
+1,357
New +$677K
DLR icon
577
Digital Realty Trust
DLR
$72.4B
$896K 0.03%
5,182
-2,725
-34% -$466K
THRO
578
iShares U.S. Thematic Rotation Active ETF
THRO
$6.36B
$889K 0.03%
23,492
-23
-0.1% -$842
ECL icon
579
Ecolab
ECL
$76.4B
$889K 0.03%
3,246
-420
-11% -$114K
QSIX
580
Pacer Metaurus Nasdaq 100 Dividend Multiplier 600 ETF
QSIX
$18.2M
$888K 0.03%
23,963
+6,024
+34% +$215K
NUE icon
581
Nucor
NUE
$56.4B
$884K 0.03%
6,529
-538
-8% -$76.2K
UJUN icon
582
Innovator US Equity Ultra Buffer ETF June
UJUN
$184M
$878K 0.03%
23,927
-10,353
-30% -$374K
ZJUL
583
Innovator Equity Defined Protection ETF - 1 Yr July
ZJUL
$179M
$874K 0.02%
+30,414
New +$866K
AEP icon
584
American Electric Power
AEP
$72.7B
$873K 0.02%
7,763
-2,994
-28% -$328K
DGX icon
585
Quest Diagnostics
DGX
$25.6B
$873K 0.02%
4,579
-531
-10% -$94.2K
MLPA icon
586
Global X MLP ETF
MLPA
$2.25B
$871K 0.02%
17,981
+1,409
+9% +$70.1K
CTAS icon
587
Cintas
CTAS
$84.4B
$864K 0.02%
4,212
+1,286
+44% +$275K
FLRG icon
588
Fidelity US Multifactor ETF
FLRG
$288M
$859K 0.02%
22,345
-1,329
-6% -$49.1K
SCHE icon
589
Schwab Emerging Markets Equity ETF
SCHE
$12.4B
$855K 0.02%
25,636
-315
-1% -$9.92K
MFIC icon
590
MidCap Financial Investment
MFIC
$790M
$854K 0.02%
71,259
-1,787
-2% -$22.8K
INDA icon
591
iShares MSCI India ETF
INDA
$6.77B
$854K 0.02%
16,396
-769
-4% -$41.1K
LNC icon
592
Lincoln National
LNC
$7.88B
$852K 0.02%
21,136
-2,822
-12% -$109K
EFA icon
593
iShares MSCI EAFE ETF
EFA
$76.8B
$846K 0.02%
9,058
+222
+3% +$20.2K
FTA icon
594
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.39B
$844K 0.02%
10,130
+515
+5% +$41.9K
RBRK icon
595
Rubrik
RBRK
$15.4B
$838K 0.02%
10,194
+2,300
+29% +$198K
SLYG icon
596
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.07B
$838K 0.02%
8,882
+232
+3% +$21.3K
BAI
597
iShares A.I. Innovation and Tech Active ETF
BAI
$12.8B
$837K 0.02%
24,517
+14,873
+154% +$469K
TGRW icon
598
T. Rowe Price Growth Stock ETF
TGRW
$973M
$835K 0.02%
18,337
+943
+5% +$41.2K
SFL icon
599
SFL Corp
SFL
$1.59B
$834K 0.02%
110,741
-122,836
-53% -$1.06M
VCR icon
600
Vanguard Consumer Discretionary ETF
VCR
$5.92B
$833K 0.02%
2,102
+411
+24% +$157K
22 23
24
25 26

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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q3 2025 Portfolio in Review

As of Q3 2025, Sigma Planning Corp held 1,390 positions worth $3.52B, up 5.8% from $3.33B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q3 2025 filing shows 146 new, 507 increased, 610 reduced and 100 closed positions. Its largest new stake was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M. The largest sale was Vanguard S&P 500 ETF, an estimated $12.9M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2025 buy was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M.
  • Sigma Planning Corp added most to Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF in Q3 2025, an estimated $4.27M increase.
  • Sigma Planning Corp's biggest Q3 2025 reduction was Vanguard S&P 500 ETF, cutting an estimated $12.9M.
  • Sigma Planning Corp fully exited iShares MSCI Emerging Markets ex China ETF in Q3 2025, selling an estimated $1.49M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.52B portfolio in Q3 2025.
  • Sigma Planning Corp opened 146 new positions and closed 100 in Q3 2025.
  • Sigma Planning Corp's portfolio value rose 5.8% quarter-over-quarter to $3.52B.

Based on Sigma Planning Corp's 13F filing for Q3 2025, filed 10 Nov 2025.