We are live on
!
Find out more
SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+10.26%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.28B
AUM Growth
-$1.39B
(-52%)
Cap. Flow
-$1.54B
Cap. Flow
% of AUM
-120.75%
Top 10 Holdings %
Top 10 Hldgs %
23.75%
Holding
1,229
New
33
Increased
31
Reduced
775
Closed
383
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FT Vest US Equity Buffer ETF December
FDEC
|
+$13.3M |
| 2 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$4.14M |
| 3 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$3.81M |
| 4 |
iShares Global 100 ETF
IOO
|
+$3.78M |
| 5 |
Invesco S&P 500 Top 50 ETF
XLG
|
+$2.03M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$96.4M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$77.7M |
| 3 |
Amazon
AMZN
|
+$31.1M |
| 4 |
Microsoft
MSFT
|
+$30.5M |
| 5 |
FT Vest US Equity Buffer ETF August
FAUG
|
+$25.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.58% |
| 2 | Healthcare | 4.94% |
| 3 | Consumer Discretionary | 4.41% |
| 4 | Financials | 4.22% |
| 5 | Industrials | 3.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
576
Freshpet
FRPT
$2.93B
| $357K | 0.03% |
4,119
-1,211
| -23% | -$83K |
|
577
Progressive
PGR
$125B
| $357K | 0.03% |
2,243
-3,929
| -64% | -$615K |
|
578
Rocket Pharmaceuticals
RCKT
$355M
| $356K | 0.03% |
11,870
-13,910
| -54% | -$307K |
|
579
VanEck Merk Gold Trust
OUNZ
$2.52B
| $352K | 0.03% |
17,631
-36,844
| -68% | -$705K |
|
580
AstraZeneca
AZN
$268B
| $350K | 0.03% |
2,600
-7,221
| -74% | -$939K |
|
581
Snap-on
SNA
$21B
| $350K | 0.03% |
1,212
-1,543
| -56% | -$416K |
|
582
Corteva
CTVA
$58.9B
| $349K | 0.03% |
7,283
-3,432
| -32% | -$164K |
|
583
Norfolk Southern
NSC
$78B
| $347K | 0.03% |
1,469
-1,272
| -46% | -$267K |
|
584
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.57B
| $346K | 0.03% |
3,840
-6,972
| -64% | -$583K |
|
585
Annaly Capital Management
NLY
$17B
| $345K | 0.03% |
17,835
-25,776
| -59% | -$460K |
|
586
Align Technology
ALGN
$12.1B
| $344K | 0.03% |
1,254
-230
| -15% | -$54.5K |
|
587
First Trust Financials AlphaDEX Fund
FXO
$1.13B
| $343K | 0.03% |
7,928
-11,724
| -60% | -$459K |
|
588
Vanguard Extended Market ETF
VXF
$30.4B
| $343K | 0.03% |
2,084
-3,423
| -62% | -$503K |
|
589
Innovator US Equity Power Buffer ETF January
PJAN
$1.43B
| $341K | 0.03% |
9,152
-23,279
| -72% | -$835K |
|
590
Hershey
HSY
$36.2B
| $340K | 0.03% |
1,822
-1,389
| -43% | -$263K |
|
591
iShares Russell Top 200 Growth ETF
IWY
$15.7B
| $338K | 0.03% |
1,930
-1,378
| -42% | -$226K |
|
592
CME Group
CME
$92.5B
| $338K | 0.03% |
1,605
-9,549
| -86% | -$2.04M |
|
593
BondBloxx Bloomberg Two Year Target Duration US Treasury ETF
XTWO
$212M
| $338K | 0.03% |
6,841
-5,381
| -44% | -$264K |
|
594
Monster Beverage
MNST
$93.2B
| $333K | 0.03% |
5,776
-3,288
| -36% | -$176K |
|
595
VanEck Short High Yield Muni ETF
SHYD
$451M
| $331K | 0.03% |
14,979
-33,389
| -69% | -$725K |
|
596
Aflac
AFL
$64.5B
| $329K | 0.03% |
3,982
-6,944
| -64% | -$560K |
|
597
Schwab International Equity ETF
SCHF
$65.8B
| $327K | 0.03% |
17,708
-29,350
| -62% | -$509K |
|
598
Victory Portfolios II VictoryShares Short-Term Bond ETF
USTB
$2.29B
| $327K | 0.03% |
6,585
-13,164
| -67% | -$645K |
|
599
Reaves Utility Income Fund
UTG
$3.63B
| $322K | 0.03% |
12,054
-12,808
| -52% | -$327K |
|
600
Atmos Energy
ATO
$29.9B
| $322K | 0.03% |
2,780
-821
| -23% | -$91.7K |
|
Similar funds
U
SL
WB
SCM
BPS
VPC
ACM
WWA
Sigma Planning Corp's Q4 2023 Portfolio in Review
As of Q4 2023, Sigma Planning Corp held 1,229 positions worth $1.28B, down 52% from $2.67B the previous quarter. Its ten largest holdings account for 24% of the portfolio.
Sigma Planning Corp withdrew a net $1.54B in Q4 2023, closing 383 positions and reducing 775 holdings. Its most notable exit was Innovator Power Buffer Step-Up Strategy ETF, an estimated $5.09M position sold in full.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, Sigma Planning Corp opened a new position in FT Vest US Equity Buffer ETF December worth $14.2M.
- Sigma Planning Corp's largest Q4 2023 buy was FT Vest US Equity Buffer ETF December: 364,811 shares worth $14.2M.
- Sigma Planning Corp added most to iShares Global 100 ETF in Q4 2023, an estimated $3.78M increase.
- Sigma Planning Corp's biggest Q4 2023 reduction was Apple, cutting an estimated $96.4M.
- Sigma Planning Corp fully exited Innovator Power Buffer Step-Up Strategy ETF in Q4 2023, selling an estimated $5.09M.
- Sigma Planning Corp's ten largest holdings make up 24% of its $1.28B portfolio in Q4 2023.
- Sigma Planning Corp opened 33 new positions and closed 383 in Q4 2023.
- Sigma Planning Corp's portfolio value fell 52% quarter-over-quarter to $1.28B.
Based on Sigma Planning Corp's 13F filing for Q4 2023, filed 1 Feb 2024.