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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-3.05%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.67B
AUM Growth
-$117M
Cap. Flow
+$7.73M
Cap. Flow %
0.29%
Top 10 Hldgs %
22.23%
Holding
1,324
New
121
Increased
493
Reduced
556
Closed
129

Top Buys

Rank Stock Value
1
XAUG icon
FT Vest US Equity Enhance & Moderate Buffer ETF August
XAUG
+$11M
2
ABBV icon
AbbVie
ABBV
+$5.08M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$4.55M
4
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$3.89M
5
ABT icon
Abbott
ABT
+$3.79M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$5.16M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.76M
3
AZO icon
AutoZone
AZO
+$3.74M
4
TSLA icon
Tesla
TSLA
+$3.66M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$3.53M

Sector Composition

Rank Sector Weight
1 Technology 11.22%
2 Healthcare 4.66%
3 Consumer Discretionary 4.34%
4 Financials 4.17%
5 Industrials 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PMAY icon
576
Innovator US Equity Power Buffer ETF May
PMAY
$806M
$708K 0.03%
23,981
-3,002
-11% -$89.8K
MGV icon
577
Vanguard Mega Cap Value ETF
MGV
$13.2B
$707K 0.03%
6,977
+737
+12% +$77.3K
COMT icon
578
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.19B
$707K 0.03%
24,243
-4,813
-17% -$136K
SQM icon
579
Sociedad Química y Minera de Chile
SQM
$19.6B
$705K 0.03%
11,807
+36
+0.3% +$2.43K
AIQ icon
580
Global X Artificial Intelligence & Technology ETF
AIQ
$9.23B
$704K 0.03%
26,168
+17,051
+187% +$479K
IFRA icon
581
iShares US Infrastructure ETF
IFRA
$4.65B
$704K 0.03%
19,227
+447
+2% +$17.4K
SNA icon
582
Snap-on
SNA
$20.9B
$703K 0.03%
2,755
+382
+16% +$103K
EOG icon
583
EOG Resources
EOG
$78B
$700K 0.03%
5,518
+830
+18% +$106K
VRN
584
DELISTED
Veren
VRN
$699K 0.03%
84,200
-600
-0.7% -$4.78K
FTC icon
585
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.31B
$696K 0.03%
7,190
-3,039
-30% -$306K
MFIC icon
586
MidCap Financial Investment
MFIC
$784M
$694K 0.03%
50,470
+4,842
+11% +$64.8K
SITE icon
587
SiteOne Landscape Supply
SITE
$4.43B
$694K 0.03%
4,244
+179
+4% +$29.2K
DFSV
588
Dimensional US Small Cap Value ETF
DFSV
$8.14B
$694K 0.03%
27,370
+14,819
+118% +$391K
SCHE icon
589
Schwab Emerging Markets Equity ETF
SCHE
$12.3B
$688K 0.03%
28,721
-65
-0.2% -$1.61K
SPGI icon
590
S&P Global
SPGI
$126B
$685K 0.03%
1,874
+144
+8% +$56.6K
VDC icon
591
Vanguard Consumer Staples ETF
VDC
$7.86B
$682K 0.03%
3,732
-584
-14% -$113K
FICS icon
592
First Trust International Developed Capital Strength ETF
FICS
$213M
$679K 0.03%
22,604
-189
-0.8% -$5.97K
AM icon
593
Antero Midstream
AM
$10.8B
$678K 0.03%
56,572
-2,067
-4% -$24.5K
SLYG icon
594
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.02B
$677K 0.03%
9,238
+652
+8% +$50.3K
FANG icon
595
Diamondback Energy
FANG
$57.6B
$676K 0.03%
4,363
+1,724
+65% +$254K
XYZ
596
Block Inc
XYZ
$45.9B
$671K 0.03%
15,163
-733
-5% -$45.4K
ARCH
597
DELISTED
Arch Resources, Inc.
ARCH
$668K 0.03%
3,916
+12
+0.3% +$1.61K
DES icon
598
WisdomTree US SmallCap Dividend Fund
DES
$2.19B
$667K 0.03%
23,642
-897
-4% -$26.3K
JFR icon
599
Nuveen Floating Rate Income Fund
JFR
$1.23B
$667K 0.03%
81,196
+53,459
+193% +$431K
SLYV icon
600
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$661K 0.02%
9,138
-14
-0.2% -$1.08K
22 23
24
25 26

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VPC
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ACM
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WWA
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Sigma Planning Corp's Q3 2023 Portfolio in Review

As of Q3 2023, Sigma Planning Corp held 1,324 positions worth $2.67B, down 4.2% from $2.78B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp's Q3 2023 filing shows 121 new, 493 increased, 556 reduced and 129 closed positions. Its largest new stake was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M. The largest sale was Apple, an estimated $5.16M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2023 buy was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M.
  • Sigma Planning Corp added most to AbbVie in Q3 2023, an estimated $5.08M increase.
  • Sigma Planning Corp's biggest Q3 2023 reduction was Apple, cutting an estimated $5.16M.
  • Sigma Planning Corp fully exited FT Vest Gold Strategy Target Income ETF in Q3 2023, selling an estimated $2.89M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.67B portfolio in Q3 2023.
  • Sigma Planning Corp opened 121 new positions and closed 129 in Q3 2023.
  • Sigma Planning Corp's portfolio value fell 4.2% quarter-over-quarter to $2.67B.

Based on Sigma Planning Corp's 13F filing for Q3 2023, filed 6 Nov 2023.