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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+7.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.8B
AUM Growth
+$174M
(+6.6%)
Cap. Flow
+$10.8M
Cap. Flow
% of AUM
0.38%
Top 10 Holdings %
Top 10 Hldgs %
18.84%
Holding
1,367
New
106
Increased
504
Reduced
608
Closed
106
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
JPMorgan Ultra-Short Income ETF
JPST
|
+$13M |
| 2 |
JPMorgan Equity Premium Income ETF
JEPI
|
+$12.7M |
| 3 |
First Trust Morningstar Dividend Leaders Index Fund
FDL
|
+$11M |
| 4 |
Northrop Grumman
NOC
|
+$5.33M |
| 5 |
FT Vest US Equity Deep Buffer ETF December
DDEC
|
+$5.05M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Value Line Dividend Fund
FVD
|
+$9.27M |
| 2 |
JPMorgan US Value Factor ETF
JVAL
|
+$8.95M |
| 3 |
BSCM
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
|
+$8.18M |
| 4 |
Apple
AAPL
|
+$4.58M |
| 5 |
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
|
+$3.39M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.95% |
| 2 | Healthcare | 5.48% |
| 3 | Financials | 4.46% |
| 4 | Consumer Discretionary | 4.03% |
| 5 | Industrials | 3.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
576
State Street SPDR S&P Regional Banking ETF
KRE
$4.48B
| $786K | 0.03% |
13,377
-12,793
| -49% | -$787K |
|
577
Cambria Shareholder Yield ETF
SYLD
$982M
| $786K | 0.03% |
13,244
-255
| -2% | -$15.2K |
|
578
McCormick & Company Non-Voting
MKC
$13.4B
| $783K | 0.03% |
9,447
-33
| -0.3% | -$2.66K |
|
579
Sprott Physical Silver Trust
PSLV
$11.9B
| $782K | 0.03% |
94,917
-5,010
| -5% | -$36.6K |
|
580
Cleveland-Cliffs
CLF
$6.81B
| $779K | 0.03% |
48,355
-16,565
| -26% | -$249K |
|
581
Illumina
ILMN
$29.4B
| $777K | 0.03% |
3,949
-533
| -12% | -$110K |
|
582
Huntsman Corp
HUN
$2.24B
| $775K | 0.03% |
28,188
-392
| -1% | -$10.7K |
|
583
HP
HPQ
$23.5B
| $774K | 0.03% |
28,816
+4,285
| +17% | +$119K |
|
584
Dutch Bros
BROS
$8.78B
| $774K | 0.03% |
27,442
+4,420
| +19% | +$146K |
|
585
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
| $770K | 0.03% |
6,698
-2,720
| -29% | -$312K |
|
586
DT Midstream
DTM
$14.9B
| $769K | 0.03% |
13,913
-407
| -3% | -$23.3K |
|
587
VanEck Semiconductor ETF
SMH
$67.6B
| $767K | 0.03% |
7,558
-808
| -10% | -$82.1K |
|
588
iShares MSCI KLD 400 Social ETF
DSI
$5.19B
| $767K | 0.03% |
10,680
-421
| -4% | -$30.3K |
|
589
Phillips Edison & Co
PECO
$5.48B
| $766K | 0.03% |
24,061
+3,316
| +16% | +$102K |
|
590
iShares Russell Top 200 Growth ETF
IWY
$15.8B
| $764K | 0.03% |
6,338
-2,967
| -32% | -$369K |
|
|
IBHC
591
DELISTED
iShares iBonds 2023 Term High Yield and Income ETF
IBHC
| $758K | 0.03% |
32,293
+18,537
| +135% | +$434K |
|
592
Nutrien
NTR
$32.7B
| $756K | 0.03% |
10,356
+5,185
| +100% | +$410K |
|
593
Prospect Capital
PSEC
$1.06B
| $756K | 0.03% |
108,128
+2,768
| +3% | +$19.9K |
|
594
ALPS Sector Dividend Dogs ETF
SDOG
$1.41B
| $754K | 0.03% |
14,662
+3,262
| +29% | +$164K |
|
595
Vanguard FTSE Europe ETF
VGK
$30B
| $753K | 0.03% |
13,589
-160
| -1% | -$8.44K |
|
596
Aptus Behavioral Momentum ETF
ADME
$286M
| $753K | 0.03% |
22,425
+5,739
| +34% | +$197K |
|
597
Vanguard Russell 2000 Value ETF
VTWV
$1.29B
| $750K | 0.03% |
6,158
+87
| +1% | +$10.8K |
|
598
iShares 10-20 Year Treasury Bond ETF
TLH
$11B
| $747K | 0.03% |
6,902
+838
| +14% | +$90.8K |
|
599
AngloGold Ashanti
AU
$40.3B
| $742K | 0.03% |
+38,206
| New | +$627K |
|
|
RFI
600
Cohen & Steers Total Return Realty Fund
RFI
$313M
| $742K | 0.03% |
60,639
-4,695
| -7% | -$58.8K |
|
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Sigma Planning Corp's Q4 2022 Portfolio in Review
As of Q4 2022, Sigma Planning Corp held 1,367 positions worth $2.8B, up 6.6% from $2.62B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Sigma Planning Corp's Q4 2022 filing shows 106 new, 504 increased, 608 reduced and 106 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M. The largest sale was First Trust Value Line Dividend Fund, an estimated $9.27M.
By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.9% a quarter earlier, followed by Healthcare and Financials.
- Sigma Planning Corp's largest Q4 2022 buy was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M.
- Sigma Planning Corp added most to JPMorgan Ultra-Short Income ETF in Q4 2022, an estimated $13M increase.
- Sigma Planning Corp's biggest Q4 2022 reduction was First Trust Value Line Dividend Fund, cutting an estimated $9.27M.
- Sigma Planning Corp fully exited Invesco BulletShares 2022 Corporate Bond ETF in Q4 2022, selling an estimated $8.18M.
- Sigma Planning Corp's ten largest holdings make up 19% of its $2.8B portfolio in Q4 2022.
- Sigma Planning Corp opened 106 new positions and closed 106 in Q4 2022.
- Sigma Planning Corp's portfolio value rose 6.6% quarter-over-quarter to $2.8B.
Based on Sigma Planning Corp's 13F filing for Q4 2022, filed 24 Jan 2023.