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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+10.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.53B
AUM Growth
+$248M
Cap. Flow
+$67.8M
Cap. Flow %
2.68%
Top 10 Hldgs %
24.76%
Holding
1,197
New
143
Increased
443
Reduced
455
Closed
136

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$16.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$12.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$12.3M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.8M
5
GLD icon
SPDR Gold Trust
GLD
+$8.31M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$14.2M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$10.4M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.27M
4
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$5.32M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5M

Sector Composition

Rank Sector Weight
1 Technology 11.79%
2 Consumer Discretionary 6.34%
3 Healthcare 4.95%
4 Communication Services 4.06%
5 Financials 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IUSB icon
576
iShares Core Universal USD Bond ETF
IUSB
$43B
$547K 0.02%
10,064
-628
-6% -$34.3K
VGK icon
577
Vanguard FTSE Europe ETF
VGK
$30.1B
$547K 0.02%
10,424
-1,314
-11% -$70.2K
WELL icon
578
Welltower
WELL
$175B
$547K 0.02%
9,937
-281
-3% -$15.4K
MSCI icon
579
MSCI
MSCI
$41.5B
$544K 0.02%
1,523
-56
-4% -$20.3K
SUSA icon
580
iShares ESG Optimized MSCI USA ETF
SUSA
$3.99B
$543K 0.02%
+7,378
New +$533K
BX icon
581
Blackstone
BX
$106B
$542K 0.02%
10,389
-2,096
-17% -$112K
USRT icon
582
iShares Core US REIT ETF
USRT
$4.73B
$539K 0.02%
12,322
-7,521
-38% -$335K
IDXX icon
583
Idexx Laboratories
IDXX
$43.9B
$537K 0.02%
1,367
-390
-22% -$144K
SPY icon
584
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$536K 0.02%
1,600
-2,100
-57% -$696K
CFR icon
585
Cullen/Frost Bankers
CFR
$10.3B
$535K 0.02%
8,364
-2,535
-23% -$178K
SAM icon
586
Boston Beer
SAM
$1.91B
$531K 0.02%
601
-33
-5% -$26.1K
AOM icon
587
iShares Core Moderate Allocation ETF
AOM
$1.75B
$530K 0.02%
12,909
+1,140
+10% +$46.7K
VT icon
588
Vanguard Total World Stock ETF
VT
$76.4B
$529K 0.02%
+6,553
New +$526K
BXMT icon
589
Blackstone Mortgage Trust
BXMT
$2.8B
$527K 0.02%
23,967
-16,785
-41% -$393K
LYB icon
590
LyondellBasell Industries
LYB
$18.9B
$527K 0.02%
7,473
-389
-5% -$26.9K
BCI icon
591
abrdn Bloomberg All Commodity Strategy K-1 Free ETF
BCI
$2.94B
$524K 0.02%
26,328
-1,803
-6% -$35.5K
AMAT icon
592
Applied Materials
AMAT
$410B
$523K 0.02%
8,800
+1,458
+20% +$90.1K
ATOM icon
593
Atomera
ATOM
$203M
$522K 0.02%
49,950
-4,700
-9% -$49.5K
FLTB icon
594
Fidelity Limited Term Bond ETF
FLTB
$415M
$522K 0.02%
9,945
+3,076
+45% +$162K
FAST icon
595
Fastenal
FAST
$54.7B
$520K 0.02%
23,058
+1,390
+6% +$31.9K
BNDC icon
596
FlexShares Core Select Bond Fund
BNDC
$168M
$519K 0.02%
19,305
+740
+4% +$20K
FIDU icon
597
Fidelity MSCI Industrials Index ETF
FIDU
$2.35B
$519K 0.02%
12,920
+1,093
+9% +$42.6K
INTU icon
598
Intuit
INTU
$83.1B
$519K 0.02%
1,592
-7
-0.4% -$2.19K
ATHM icon
599
Autohome
ATHM
$2.46B
$518K 0.02%
5,396
+110
+2% +$9.57K
VTWV icon
600
Vanguard Russell 2000 Value ETF
VTWV
$1.29B
$514K 0.02%
5,890
+26
+0.4% +$2.31K
22 23
24
25 26

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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q3 2020 Portfolio in Review

As of Q3 2020, Sigma Planning Corp held 1,197 positions worth $2.53B, up 11% from $2.28B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q3 2020 filing shows 143 new, 443 increased, 455 reduced and 136 closed positions. Its largest new stake was Abiomed Inc: 20,372 shares worth $5.64M. The largest sale was iShares Core S&P Mid-Cap ETF, an estimated $14.2M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q3 2020 buy was Abiomed Inc: 20,372 shares worth $5.64M.
  • Sigma Planning Corp added most to iShares MSCI USA Momentum Factor ETF in Q3 2020, an estimated $16.1M increase.
  • Sigma Planning Corp's biggest Q3 2020 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $14.2M.
  • Sigma Planning Corp fully exited CyrusOne Inc Common Stock in Q3 2020, selling an estimated $3.05M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $2.53B portfolio in Q3 2020.
  • Sigma Planning Corp opened 143 new positions and closed 136 in Q3 2020.
  • Sigma Planning Corp's portfolio value rose 11% quarter-over-quarter to $2.53B.

Based on Sigma Planning Corp's 13F filing for Q3 2020, filed 3 Nov 2020.