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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.68%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.7B
AUM Growth
+$207M
Cap. Flow
+$124M
Cap. Flow %
7.28%
Top 10 Hldgs %
21.61%
Holding
1,032
New
130
Increased
445
Reduced
351
Closed
84

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$14M
2
SSO icon
ProShares Ultra S&P500
SSO
+$9.41M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$7.5M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$7.44M
5
AMZN icon
Amazon
AMZN
+$6.37M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$7.04M
2
USO icon
United States Oil Fund
USO
+$4.36M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$4.28M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$3.74M
5
CPRT icon
Copart
CPRT
+$3.33M

Sector Composition

Rank Sector Weight
1 Technology 8.09%
2 Financials 4.85%
3 Healthcare 4.83%
4 Consumer Discretionary 4.56%
5 Industrials 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYD icon
576
VanEck High Yield Muni ETF
HYD
$4.44B
$392K 0.02%
6,290
+272
+5% +$17.1K
IEX icon
577
IDEX
IEX
$16.5B
$391K 0.02%
+2,597
New +$387K
PDM
578
Piedmont Realty Trust
PDM
$1.22B
$391K 0.02%
20,641
-824
-4% -$16.2K
TWO
579
Two Harbors Investment
TWO
$1.27B
$391K 0.02%
6,543
+1,981
+43% +$123K
CDMO
580
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$389K 0.02%
56,660
+46,360
+450% +$275K
EEMS icon
581
iShares MSCI Emerging Markets Small-Cap ETF
EEMS
$354M
$386K 0.02%
8,434
-2,476
-23% -$117K
ISCV icon
582
iShares Morningstar Small-Cap Value ETF
ISCV
$687M
$385K 0.02%
7,515
+1,518
+25% +$78.8K
CXT icon
583
Crane NXT
CXT
$3.04B
$381K 0.02%
11,150
– –
QUAL icon
584
iShares MSCI USA Quality Factor ETF
QUAL
$45.8B
$381K 0.02%
+4,213
New +$370K
NUM
585
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$380K 0.02%
30,779
-479
-2% -$6.03K
DNP icon
586
DNP Select Income Fund
DNP
$4.18B
$379K 0.02%
34,263
-459
-1% -$5.05K
JKHY icon
587
Jack Henry & Associates
JKHY
$10.7B
$379K 0.02%
2,366
-19
-0.8% -$2.79K
SPLK
588
DELISTED
Splunk Inc
SPLK
$379K 0.02%
3,131
-482
-13% -$53.4K
BEN icon
589
Franklin Resources
BEN
$16.9B
$377K 0.02%
12,382
+2,221
+22% +$71.6K
ROKU icon
590
Roku
ROKU
$21.1B
$377K 0.02%
5,157
-12,751
-71% -$730K
AMT icon
591
American Tower
AMT
$77.7B
$376K 0.02%
2,587
-137
-5% -$20.1K
GWPH
592
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$375K 0.02%
2,169
+436
+25% +$62.9K
PB icon
593
Prosperity Bancshares
PB
$8.77B
$374K 0.02%
5,395
+28
+0.5% +$2.02K
STI
594
DELISTED
SunTrust Banks, Inc.
STI
$374K 0.02%
5,601
+811
+17% +$57.9K
ATVI
595
DELISTED
Activision Blizzard
ATVI
$373K 0.02%
4,481
+1,204
+37% +$91.3K
QLD icon
596
ProShares Ultra QQQ
QLD
$12.5B
$371K 0.02%
29,456
-14,536
-33% -$174K
WEC icon
597
WEC Energy
WEC
$37.7B
$371K 0.02%
5,564
+19
+0.3% +$1.27K
GNR icon
598
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.75B
$370K 0.02%
+7,317
New +$361K
BUD icon
599
AB InBev
BUD
$158B
$369K 0.02%
4,208
+994
+31% +$96.9K
AKAM icon
600
Akamai
AKAM
$16.8B
$368K 0.02%
5,026
-44
-0.9% -$3.31K
22 23
24
25 26

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Sigma Planning Corp's Q3 2018 Portfolio in Review

As of Q3 2018, Sigma Planning Corp held 1,032 positions worth $1.7B, up 14% from $1.49B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $124M of net new capital in Q3 2018, opening 130 new positions and adding to 445 existing holdings. Its largest new stake was ProShares Ultra S&P500: 616,832 shares worth $9.83M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $7.04M trimmed.

  • Sigma Planning Corp's largest Q3 2018 buy was ProShares Ultra S&P500: 616,832 shares worth $9.83M.
  • Sigma Planning Corp added most to Apple in Q3 2018, an estimated $14M increase.
  • Sigma Planning Corp's biggest Q3 2018 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $7.04M.
  • Sigma Planning Corp fully exited Copart in Q3 2018, selling an estimated $3.33M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $1.7B portfolio in Q3 2018.
  • Sigma Planning Corp opened 130 new positions and closed 84 in Q3 2018.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $1.7B.

Based on Sigma Planning Corp's 13F filing for Q3 2018, filed 7 Nov 2018.