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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+387.12%
AUM
$3.62B
AUM Growth
+$105M
Cap. Flow
+$37.7M
Cap. Flow %
1.04%
Top 10 Hldgs %
25.66%
Holding
1,414
New
124
Increased
614
Reduced
530
Closed
119

Top Buys

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$4.06M
2
FOCT icon
FT Vest US Equity Buffer ETF October
FOCT
+$4.04M
3
BLCV icon
BlackRock Large Cap Value ETF
BLCV
+$4M
4
LST
Leuthold Select Industries ETF
LST
+$2.86M
5
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$2.34M

Top Sells

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$4.13M
2
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$3.22M
3
ALAB icon
Astera Labs
ALAB
+$3.17M
4
PLTR icon
Palantir
PLTR
+$2.77M
5
MP icon
MP Materials
MP
+$2.34M

Sector Composition

Rank Sector Weight
1 Technology 15.25%
2 Consumer Discretionary 4.18%
3 Financials 4.09%
4 Communication Services 3.57%
5 Healthcare 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STX icon
551
Seagate
STX
$187B
$951K 0.03%
3,455
+347
+11% +$90.1K
COHR icon
552
Coherent
COHR
$69B
$951K 0.03%
+5,150
New +$770K
BAI
553
iShares A.I. Innovation and Tech Active ETF
BAI
$13.9B
$947K 0.03%
28,445
+3,928
+16% +$136K
PKST
554
DELISTED
Peakstone Realty Trust
PKST
$947K 0.03%
101,779
-13,232
-12% -$182K
FCOM icon
555
Fidelity MSCI Communication Services Index ETF
FCOM
$1.78B
$941K 0.03%
12,837
+166
+1% +$11.8K
MLPA icon
556
Global X MLP ETF
MLPA
$2.26B
$939K 0.03%
19,390
+1,409
+8% +$67.9K
THRO
557
iShares U.S. Thematic Rotation Active ETF
THRO
$6.77B
$934K 0.03%
24,220
+728
+3% +$27.9K
CMI icon
558
Cummins
CMI
$88.5B
$927K 0.03%
1,314
-26
-2% -$12.2K
DBC icon
559
Invesco DB Commodity Index Tracking Fund
DBC
$1.7B
$926K 0.03%
41,408
+13
+0% +$296
BIIB icon
560
Biogen
BIIB
$30.8B
$923K 0.03%
+5,246
New +$857K
NOCT icon
561
Innovator Growth-100 Power Buffer ETF October
NOCT
$229M
$923K 0.03%
+15,961
New +$916K
FIX icon
562
Comfort Systems
FIX
$60.4B
$922K 0.03%
867
+279
+47% +$258K
SCHM icon
563
Schwab US Mid-Cap ETF
SCHM
$15.1B
$916K 0.03%
30,455
-324
-1% -$9.66K
POWA icon
564
Invesco Bloomberg Pricing Power ETF
POWA
$183M
$912K 0.03%
10,137
-225
-2% -$20.4K
LNC icon
565
Lincoln National
LNC
$8.76B
$911K 0.03%
20,467
-669
-3% -$27.9K
BSCU icon
566
Invesco BulletShares 2030 Corporate Bond ETF
BSCU
$2.68B
$908K 0.03%
53,645
-3,200
-6% -$54.2K
IXN icon
567
iShares Global Tech ETF
IXN
$9.28B
$908K 0.03%
8,644
-546
-6% -$57.7K
CVNA icon
568
Carvana
CVNA
$78.7B
$907K 0.03%
10,750
+4,995
+87% +$371K
MRNA icon
569
Moderna
MRNA
$23.7B
$907K 0.03%
+30,761
New +$836K
DDFN
570
Innovator Equity Dual Directional 15 Buffer ETF - November
DDFN
$75.3M
$905K 0.03%
+47,185
New +$899K
WELL icon
571
Welltower
WELL
$169B
$903K 0.02%
4,864
-3,425
-41% -$640K
CFR icon
572
Cullen/Frost Bankers
CFR
$10.2B
$901K 0.02%
7,118
+29
+0.4% +$3.64K
PJUL icon
573
Innovator US Equity Power Buffer ETF July
PJUL
$1.29B
$898K 0.02%
19,348
-392
-2% -$18K
EVLV icon
574
Evolv Technologies
EVLV
$1.08B
$897K 0.02%
125,300
-200
-0.2% -$1.42K
GOF icon
575
Guggenheim Strategic Opportunities Fund
GOF
$2.25B
$896K 0.02%
69,542
-9,316
-12% -$122K
21 22
23
24 25

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MAM
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Sigma Planning Corp's Q4 2025 Portfolio in Review

As of Q4 2025, Sigma Planning Corp held 1,414 positions worth $3.62B, up 3% from $3.52B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q4 2025 filing shows 124 new, 614 increased, 530 reduced and 119 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M. The largest sale was Berkshire Hathaway Class B, an estimated $4.13M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q4 2025 buy was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M.
  • Sigma Planning Corp added most to Tesla in Q4 2025, an estimated $4.06M increase.
  • Sigma Planning Corp's biggest Q4 2025 reduction was Berkshire Hathaway Class B, cutting an estimated $4.13M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2025 Corporate Bond ETF in Q4 2025, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.62B portfolio in Q4 2025.
  • Sigma Planning Corp opened 124 new positions and closed 119 in Q4 2025.
  • Sigma Planning Corp's portfolio value rose 3% quarter-over-quarter to $3.62B.

Based on Sigma Planning Corp's 13F filing for Q4 2025, filed 30 Jan 2026.