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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+9.64%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.52B
AUM Growth
+$192M
Cap. Flow
-$72.1M
Cap. Flow %
-2.05%
Top 10 Hldgs %
25.86%
Holding
1,390
New
146
Increased
507
Reduced
610
Closed
100

Top Buys

Rank Stock Value
1
QQWZ
Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF
QQWZ
+$4.27M
2
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$3.77M
3
DDFL
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
+$3.58M
4
CVX icon
Chevron
CVX
+$3.38M
5
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$3.08M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$12.9M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.65M
3
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$8.83M
4
ABBV icon
AbbVie
ABBV
+$8.72M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$7.83M

Sector Composition

Rank Sector Weight
1 Technology 15.65%
2 Financials 4.45%
3 Consumer Discretionary 4.26%
4 Industrials 3.55%
5 Communication Services 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TCHP icon
551
T. Rowe Price Blue Chip Growth ETF
TCHP
$2.07B
$943K 0.03%
19,301
+1,134
+6% +$53.4K
DBEF icon
552
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.18B
$939K 0.03%
20,230
+305
+2% +$13.8K
VTWG icon
553
Vanguard Russell 2000 Growth ETF
VTWG
$1.48B
$939K 0.03%
4,015
+3,000
+296% +$661K
APD icon
554
Air Products & Chemicals
APD
$65.2B
$938K 0.03%
3,440
-837
-20% -$242K
POWA icon
555
Invesco Bloomberg Pricing Power ETF
POWA
$177M
$938K 0.03%
10,362
-935
-8% -$83.1K
XEL icon
556
Xcel Energy
XEL
$50.4B
$937K 0.03%
11,613
-1,095
-9% -$79.2K
PTLC icon
557
Pacer Trendpilot US Large Cap ETF
PTLC
$3.23B
$934K 0.03%
17,057
+1,412
+9% +$74.3K
DBC icon
558
Invesco DB Commodity Index Tracking Fund
DBC
$1.67B
$933K 0.03%
41,395
+4
+0% +$89
VITL icon
559
Vital Farms
VITL
$569M
$932K 0.03%
22,651
+3,887
+21% +$169K
COLO
560
Global X MSCI Colombia ETF
COLO
$198M
$927K 0.03%
28,233
+2,843
+11% +$88.3K
IAUG
561
Innovator International Developed Power Buffer ETF - August
IAUG
$39.5M
$924K 0.03%
33,162
+12,944
+64% +$357K
VIS icon
562
Vanguard Industrials ETF
VIS
$8.26B
$924K 0.03%
3,119
+597
+24% +$173K
MDGL icon
563
Madrigal Pharmaceuticals
MDGL
$12.7B
$917K 0.03%
+2,000
New +$746K
TMFE icon
564
Motley Fool Capital Efficiency 100 Index ETF
TMFE
$76.1M
$916K 0.03%
31,463
+3,491
+12% +$99.2K
RKLB icon
565
Rocket Lab Corp
RKLB
$41.8B
$916K 0.03%
+19,113
New +$867K
SCHM icon
566
Schwab US Mid-Cap ETF
SCHM
$14.6B
$912K 0.03%
30,779
-936
-3% -$27.2K
EVER icon
567
EverQuote
EVER
$929M
$907K 0.03%
39,662
+5,145
+15% +$124K
GLW icon
568
Corning
GLW
$123B
$905K 0.03%
11,038
+286
+3% +$18.7K
VFH icon
569
Vanguard Financials ETF
VFH
$13.5B
$904K 0.03%
6,888
+1,179
+21% +$153K
PJUL icon
570
Innovator US Equity Power Buffer ETF July
PJUL
$1.22B
$900K 0.03%
19,740
+1,221
+7% +$54.6K
RBA icon
571
RB Global
RBA
$21.7B
$900K 0.03%
8,302
+3,027
+57% +$339K
FCOM icon
572
Fidelity MSCI Communication Services Index ETF
FCOM
$1.77B
$899K 0.03%
12,671
-2,339
-16% -$158K
UL icon
573
Unilever
UL
$132B
$899K 0.03%
13,479
-1,127
-8% -$77.8K
CFR icon
574
Cullen/Frost Bankers
CFR
$10.3B
$899K 0.03%
7,089
+54
+0.8% +$7.02K
EMR icon
575
Emerson Electric
EMR
$83.6B
$899K 0.03%
6,850
-366
-5% -$49.9K
21 22
23
24 25

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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q3 2025 Portfolio in Review

As of Q3 2025, Sigma Planning Corp held 1,390 positions worth $3.52B, up 5.8% from $3.33B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q3 2025 filing shows 146 new, 507 increased, 610 reduced and 100 closed positions. Its largest new stake was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M. The largest sale was Vanguard S&P 500 ETF, an estimated $12.9M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2025 buy was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M.
  • Sigma Planning Corp added most to Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF in Q3 2025, an estimated $4.27M increase.
  • Sigma Planning Corp's biggest Q3 2025 reduction was Vanguard S&P 500 ETF, cutting an estimated $12.9M.
  • Sigma Planning Corp fully exited iShares MSCI Emerging Markets ex China ETF in Q3 2025, selling an estimated $1.49M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.52B portfolio in Q3 2025.
  • Sigma Planning Corp opened 146 new positions and closed 100 in Q3 2025.
  • Sigma Planning Corp's portfolio value rose 5.8% quarter-over-quarter to $3.52B.

Based on Sigma Planning Corp's 13F filing for Q3 2025, filed 10 Nov 2025.