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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-3.05%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.67B
AUM Growth
-$117M
Cap. Flow
+$7.73M
Cap. Flow %
0.29%
Top 10 Hldgs %
22.23%
Holding
1,324
New
121
Increased
493
Reduced
556
Closed
129

Top Buys

Rank Stock Value
1
XAUG icon
FT Vest US Equity Enhance & Moderate Buffer ETF August
XAUG
+$11M
2
ABBV icon
AbbVie
ABBV
+$5.08M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$4.55M
4
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$3.89M
5
ABT icon
Abbott
ABT
+$3.79M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$5.16M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.76M
3
AZO icon
AutoZone
AZO
+$3.74M
4
TSLA icon
Tesla
TSLA
+$3.66M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$3.53M

Sector Composition

Rank Sector Weight
1 Technology 11.22%
2 Healthcare 4.66%
3 Consumer Discretionary 4.34%
4 Financials 4.17%
5 Industrials 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPTM icon
551
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.5B
$763K 0.03%
+14,532
New +$794K
SPLK
552
DELISTED
Splunk Inc
SPLK
$762K 0.03%
5,208
-164
-3% -$18.6K
FNCL icon
553
Fidelity MSCI Financials Index ETF
FNCL
$2.35B
$759K 0.03%
16,294
-2,459
-13% -$119K
IDEV icon
554
iShares Core MSCI International Developed Markets ETF
IDEV
$31B
$756K 0.03%
12,964
+589
+5% +$35.7K
WPC icon
555
W.P. Carey
WPC
$17.1B
$752K 0.03%
14,200
-1,104
-7% -$70.7K
SPYG icon
556
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.7B
$750K 0.03%
12,653
+5,400
+74% +$331K
XBI icon
557
State Street SPDR S&P Biotech ETF
XBI
$10.2B
$750K 0.03%
10,270
-463
-4% -$37K
ON icon
558
ON Semiconductor
ON
$33.8B
$749K 0.03%
8,058
-1,932
-19% -$188K
FTRI icon
559
First Trust Exchange-Traded Fund II First Trust Indxx Global Natural Resources Income ETF
FTRI
$124M
$748K 0.03%
59,195
-49,810
-46% -$645K
IR icon
560
Ingersoll Rand
IR
$33B
$746K 0.03%
11,706
-137
-1% -$9.12K
FXO icon
561
First Trust Financials AlphaDEX Fund
FXO
$1.12B
$743K 0.03%
19,652
-1,240
-6% -$49K
VTWV icon
562
Vanguard Russell 2000 Value ETF
VTWV
$1.29B
$739K 0.03%
6,192
+41
+0.7% +$5.17K
FBT icon
563
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$739K 0.03%
5,049
-943
-16% -$144K
BC icon
564
Brunswick
BC
$5.19B
$736K 0.03%
9,311
-57
-0.6% -$4.7K
MAS icon
565
Masco
MAS
$16B
$732K 0.03%
13,699
+2,455
+22% +$141K
BIPC icon
566
Brookfield Infrastructure
BIPC
$5.11B
$727K 0.03%
20,572
+374
+2% +$15.4K
NVS icon
567
Novartis
NVS
$295B
$725K 0.03%
7,116
-21
-0.3% -$2.13K
CTRA
568
DELISTED
Coterra Energy
CTRA
$723K 0.03%
26,739
+3,218
+14% +$87.7K
HPQ icon
569
HP
HPQ
$23.5B
$722K 0.03%
28,079
+2,142
+8% +$65.7K
PECO icon
570
Phillips Edison & Co
PECO
$5.48B
$720K 0.03%
21,467
+1,094
+5% +$37.8K
SUSA icon
571
iShares ESG Optimized MSCI USA ETF
SUSA
$3.98B
$715K 0.03%
7,944
+90
+1% +$8.47K
IBB icon
572
iShares Biotechnology ETF
IBB
$9.31B
$714K 0.03%
5,835
-975
-14% -$124K
PPA icon
573
Invesco Aerospace & Defense ETF
PPA
$8.27B
$711K 0.03%
8,915
-1,341
-13% -$112K
PSLV icon
574
Sprott Physical Silver Trust
PSLV
$11.9B
$709K 0.03%
93,583
-5,009
-5% -$40.3K
FVAL icon
575
Fidelity Value Factor ETF
FVAL
$1.28B
$709K 0.03%
+14,815
New +$734K
21 22
23
24 25

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Sigma Planning Corp's Q3 2023 Portfolio in Review

As of Q3 2023, Sigma Planning Corp held 1,324 positions worth $2.67B, down 4.2% from $2.78B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp's Q3 2023 filing shows 121 new, 493 increased, 556 reduced and 129 closed positions. Its largest new stake was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M. The largest sale was Apple, an estimated $5.16M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2023 buy was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M.
  • Sigma Planning Corp added most to AbbVie in Q3 2023, an estimated $5.08M increase.
  • Sigma Planning Corp's biggest Q3 2023 reduction was Apple, cutting an estimated $5.16M.
  • Sigma Planning Corp fully exited FT Vest Gold Strategy Target Income ETF in Q3 2023, selling an estimated $2.89M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.67B portfolio in Q3 2023.
  • Sigma Planning Corp opened 121 new positions and closed 129 in Q3 2023.
  • Sigma Planning Corp's portfolio value fell 4.2% quarter-over-quarter to $2.67B.

Based on Sigma Planning Corp's 13F filing for Q3 2023, filed 6 Nov 2023.