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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+10.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.53B
AUM Growth
+$248M
Cap. Flow
+$67.8M
Cap. Flow %
2.68%
Top 10 Hldgs %
24.76%
Holding
1,197
New
143
Increased
443
Reduced
455
Closed
136

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$16.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$12.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$12.3M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.8M
5
GLD icon
SPDR Gold Trust
GLD
+$8.31M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$14.2M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$10.4M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.27M
4
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$5.32M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5M

Sector Composition

Rank Sector Weight
1 Technology 11.79%
2 Consumer Discretionary 6.34%
3 Healthcare 4.95%
4 Communication Services 4.06%
5 Financials 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VCR icon
551
Vanguard Consumer Discretionary ETF
VCR
$5.92B
$593K 0.02%
2,529
+481
+23% +$109K
BSDE
552
DELISTED
Invesco BulletShares 2024 USD Emerging Markets Debt ETF
BSDE
$593K 0.02%
22,869
+334
+1% +$8.65K
CTVA icon
553
Corteva
CTVA
$58.6B
$591K 0.02%
20,497
-1,448
-7% -$40.8K
IP icon
554
International Paper
IP
$22.5B
$590K 0.02%
15,374
+2,808
+22% +$99.1K
SPEM icon
555
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.1B
$586K 0.02%
16,021
+8,131
+103% +$297K
RDS.A
556
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$584K 0.02%
23,200
-4,738
-17% -$143K
BSCE
557
DELISTED
Invesco BulletShares 2023 USD Emerging Markets Debt ETF
BSCE
$583K 0.02%
22,445
+350
+2% +$9.11K
BSAE
558
DELISTED
Invesco BulletShares 2021 USD Emerging Markets Debt ETF
BSAE
$582K 0.02%
22,880
+367
+2% +$9.33K
HUN icon
559
Huntsman Corp
HUN
$2.06B
$579K 0.02%
26,049
-167
-0.6% -$3.44K
PNC icon
560
PNC Financial Services
PNC
$99.6B
$579K 0.02%
5,268
-167
-3% -$18K
COR icon
561
Cencora
COR
$60.5B
$577K 0.02%
5,954
-997
-14% -$99.1K
BSBE
562
DELISTED
Invesco BulletShares 2022 USD Emerging Markets Debt ETF
BSBE
$576K 0.02%
22,374
+372
+2% +$9.62K
MET icon
563
MetLife
MET
$61.2B
$575K 0.02%
15,474
-1,311
-8% -$49.8K
ELV icon
564
Elevance Health
ELV
$82.1B
$571K 0.02%
2,124
-203
-9% -$54.6K
PH icon
565
Parker-Hannifin
PH
$124B
$569K 0.02%
2,811
+64
+2% +$12.6K
TT icon
566
Trane Technologies
TT
$107B
$566K 0.02%
4,670
-79
-2% -$8.87K
HSY icon
567
Hershey
HSY
$36.6B
$564K 0.02%
3,931
+314
+9% +$44.5K
FINX icon
568
Global X FinTech ETF
FINX
$170M
$560K 0.02%
14,751
-3,817
-21% -$139K
FDVV icon
569
Fidelity High Dividend ETF
FDVV
$10.1B
$557K 0.02%
20,099
-2,769
-12% -$77.8K
DWM icon
570
WisdomTree International Equity Fund
DWM
$670M
$554K 0.02%
12,172
+441
+4% +$20.4K
NUE icon
571
Nucor
NUE
$56.4B
$553K 0.02%
12,327
+305
+3% +$13.5K
VV icon
572
Vanguard Large-Cap ETF
VV
$51.9B
$551K 0.02%
3,521
+1,262
+56% +$195K
EBS icon
573
Emergent Biosolutions
EBS
$378M
$550K 0.02%
5,327
-321
-6% -$34.6K
FEX icon
574
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$550K 0.02%
8,694
-14,293
-62% -$897K
FDL icon
575
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.78B
$548K 0.02%
21,011
-10,978
-34% -$291K
21 22
23
24 25

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Sigma Planning Corp's Q3 2020 Portfolio in Review

As of Q3 2020, Sigma Planning Corp held 1,197 positions worth $2.53B, up 11% from $2.28B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q3 2020 filing shows 143 new, 443 increased, 455 reduced and 136 closed positions. Its largest new stake was Abiomed Inc: 20,372 shares worth $5.64M. The largest sale was iShares Core S&P Mid-Cap ETF, an estimated $14.2M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q3 2020 buy was Abiomed Inc: 20,372 shares worth $5.64M.
  • Sigma Planning Corp added most to iShares MSCI USA Momentum Factor ETF in Q3 2020, an estimated $16.1M increase.
  • Sigma Planning Corp's biggest Q3 2020 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $14.2M.
  • Sigma Planning Corp fully exited CyrusOne Inc Common Stock in Q3 2020, selling an estimated $3.05M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $2.53B portfolio in Q3 2020.
  • Sigma Planning Corp opened 143 new positions and closed 136 in Q3 2020.
  • Sigma Planning Corp's portfolio value rose 11% quarter-over-quarter to $2.53B.

Based on Sigma Planning Corp's 13F filing for Q3 2020, filed 3 Nov 2020.