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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+387.12%
AUM
$3.62B
AUM Growth
+$105M
Cap. Flow
+$37.7M
Cap. Flow %
1.04%
Top 10 Hldgs %
25.66%
Holding
1,414
New
124
Increased
614
Reduced
530
Closed
119

Top Buys

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$4.06M
2
FOCT icon
FT Vest US Equity Buffer ETF October
FOCT
+$4.04M
3
BLCV icon
BlackRock Large Cap Value ETF
BLCV
+$4M
4
LST
Leuthold Select Industries ETF
LST
+$2.86M
5
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$2.34M

Top Sells

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$4.13M
2
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$3.22M
3
ALAB icon
Astera Labs
ALAB
+$3.17M
4
PLTR icon
Palantir
PLTR
+$2.77M
5
MP icon
MP Materials
MP
+$2.34M

Sector Composition

Rank Sector Weight
1 Technology 15.25%
2 Consumer Discretionary 4.18%
3 Financials 4.09%
4 Communication Services 3.57%
5 Healthcare 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DLTR icon
526
Dollar Tree
DLTR
$25.2B
$1.02M 0.03%
+8,293
New +$889K
FDHY icon
527
Fidelity High Yield Factor ETF
FDHY
$584M
$1.01M 0.03%
20,554
-368
-2% -$18.1K
TMUS icon
528
T-Mobile US
TMUS
$190B
$1.01M 0.03%
4,971
-6,885
-58% -$1.46M
RUM icon
529
RUM Group Inc
RUM
$1.76B
$1.01M 0.03%
159,350
-29,775
-16% -$204K
VST icon
530
Vistra
VST
$47.4B
$1.01M 0.03%
5,542
+12
+0.2% +$2.19K
FICS icon
531
First Trust International Developed Capital Strength ETF
FICS
$216M
$1.01M 0.03%
25,060
+4,604
+23% +$179K
VTWV icon
532
Vanguard Russell 2000 Value ETF
VTWV
$1.37B
$1M 0.03%
6,269
-23
-0.4% -$3.64K
FLRN icon
533
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$2.97B
$998K 0.03%
32,487
+8,525
+36% +$262K
DHR icon
534
Danaher
DHR
$144B
$993K 0.03%
4,366
-922
-17% -$203K
BP icon
535
BP
BP
$107B
$991K 0.03%
28,549
-663
-2% -$23.3K
XHB icon
536
State Street SPDR S&P Homebuilders ETF
XHB
$1.62B
$988K 0.03%
9,592
+797
+9% +$84.7K
UEVM icon
537
VictoryShares Emerging Markets Value Momentum ETF
UEVM
$253M
$986K 0.03%
17,782
+638
+4% +$35.6K
DD icon
538
DuPont de Nemours
DD
$19.2B
$983K 0.03%
8,124
-5,026
-38% -$565K
ILMN icon
539
Illumina
ILMN
$28.4B
$983K 0.03%
+7,493
New +$880K
SOUN icon
540
SoundHound AI
SOUN
$3.49B
$978K 0.03%
98,115
-3,952
-4% -$56.9K
DBEF icon
541
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.39B
$977K 0.03%
20,310
+80
+0.4% +$3.84K
PTLC icon
542
Pacer Trendpilot US Large Cap ETF
PTLC
$3.37B
$977K 0.03%
17,577
+520
+3% +$28.9K
BSCS icon
543
Invesco BulletShares 2028 Corporate Bond ETF
BSCS
$3.58B
$975K 0.03%
47,350
-2,331
-5% -$48K
CWB icon
544
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.61B
$973K 0.03%
10,912
+312
+3% +$28.4K
QCJL
545
FT Vest Nasdaq-100 Conservative Buffer ETF - July
QCJL
$83.3M
$971K 0.03%
40,911
+11,436
+39% +$268K
OPEN icon
546
Opendoor
OPEN
$3.38B
$970K 0.03%
166,300
+2,827
+2% +$20.3K
AZN icon
547
AstraZeneca
AZN
$250B
$967K 0.03%
5,260
+2,958
+128% +$519K
IGEB icon
548
iShares Investment Grade Systematic Bond ETF
IGEB
$1.51B
$966K 0.03%
21,157
-2,403
-10% -$110K
IWY icon
549
iShares Russell Top 200 Growth ETF
IWY
$16.6B
$962K 0.03%
3,474
-286
-8% -$79.2K
RPG icon
550
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
$957K 0.03%
20,495
-830
-4% -$38.9K
20 21
22
23 24

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Sigma Planning Corp's Q4 2025 Portfolio in Review

As of Q4 2025, Sigma Planning Corp held 1,414 positions worth $3.62B, up 3% from $3.52B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q4 2025 filing shows 124 new, 614 increased, 530 reduced and 119 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M. The largest sale was Berkshire Hathaway Class B, an estimated $4.13M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q4 2025 buy was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M.
  • Sigma Planning Corp added most to Tesla in Q4 2025, an estimated $4.06M increase.
  • Sigma Planning Corp's biggest Q4 2025 reduction was Berkshire Hathaway Class B, cutting an estimated $4.13M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2025 Corporate Bond ETF in Q4 2025, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.62B portfolio in Q4 2025.
  • Sigma Planning Corp opened 124 new positions and closed 119 in Q4 2025.
  • Sigma Planning Corp's portfolio value rose 3% quarter-over-quarter to $3.62B.

Based on Sigma Planning Corp's 13F filing for Q4 2025, filed 30 Jan 2026.