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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+7.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.8B
AUM Growth
+$174M
Cap. Flow
+$10.8M
Cap. Flow %
0.38%
Top 10 Hldgs %
18.84%
Holding
1,367
New
106
Increased
504
Reduced
608
Closed
106

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$13M
2
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.7M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$11M
4
NOC icon
Northrop Grumman
NOC
+$5.33M
5
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$5.05M

Top Sells

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$9.27M
2
JVAL icon
JPMorgan US Value Factor ETF
JVAL
+$8.95M
3
BSCM
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
+$8.18M
4
AAPL icon
Apple
AAPL
+$4.58M
5
CFO icon
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
+$3.39M

Sector Composition

Rank Sector Weight
1 Technology 8.95%
2 Healthcare 5.48%
3 Financials 4.46%
4 Consumer Discretionary 4.03%
5 Industrials 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USB icon
526
US Bancorp
USB
$99.6B
$904K 0.03%
20,717
+555
+3% +$23.8K
IGEB icon
527
iShares Investment Grade Systematic Bond ETF
IGEB
$1.46B
$901K 0.03%
20,811
-1,005
-5% -$43.2K
ACWI icon
528
iShares MSCI ACWI ETF
ACWI
$32.6B
$901K 0.03%
10,612
-540
-5% -$45.4K
BNY
529
Bank of New York Mellon
BNY
$108B
$897K 0.03%
19,715
+1,361
+7% +$58.4K
VONV icon
530
Vanguard Russell 1000 Value ETF
VONV
$20.4B
$897K 0.03%
13,476
-403
-3% -$26.5K
ELV icon
531
Elevance Health
ELV
$81.9B
$896K 0.03%
1,747
-367
-17% -$186K
BSCE
532
DELISTED
Invesco BulletShares 2023 USD Emerging Markets Debt ETF
BSCE
$896K 0.03%
38,529
-50
-0.1% -$1.16K
DON icon
533
WisdomTree US MidCap Dividend Fund
DON
$4.03B
$894K 0.03%
21,742
-352
-2% -$14.6K
LHX icon
534
L3Harris
LHX
$55.9B
$894K 0.03%
4,294
+122
+3% +$27.5K
BSDE
535
DELISTED
Invesco BulletShares 2024 USD Emerging Markets Debt ETF
BSDE
$891K 0.03%
37,024
+314
+0.9% +$7.52K
URI icon
536
United Rentals
URI
$71.1B
$890K 0.03%
2,503
-35
-1% -$11.5K
XMVM icon
537
Invesco S&P MidCap Value with Momentum ETF
XMVM
$499M
$887K 0.03%
20,148
-255
-1% -$11.2K
FSMB icon
538
First Trust Short Duration Managed Municipal ETF
FSMB
$618M
$884K 0.03%
44,802
-5,742
-11% -$113K
WHR icon
539
Whirlpool
WHR
$2.42B
$880K 0.03%
6,222
-15
-0.2% -$2.13K
IGE icon
540
iShares North American Natural Resources ETF
IGE
$747M
$867K 0.03%
+21,311
New +$865K
SPTM icon
541
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.5B
$865K 0.03%
18,283
-22,549
-55% -$1.07M
DIVO icon
542
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.47B
$863K 0.03%
24,061
-5,052
-17% -$178K
SFL icon
543
SFL Corp
SFL
$1.59B
$863K 0.03%
+93,576
New +$909K
CB icon
544
Chubb
CB
$140B
$862K 0.03%
3,908
+459
+13% +$95.5K
PGX icon
545
Invesco Preferred ETF
PGX
$3.8B
$858K 0.03%
76,714
+10,743
+16% +$124K
VTR icon
546
Ventas
VTR
$48.9B
$852K 0.03%
18,901
-4,419
-19% -$186K
FNDF icon
547
Schwab Fundamental International Large Company Index ETF
FNDF
$24.4B
$851K 0.03%
29,282
+3,721
+15% +$104K
KNG icon
548
FT Vest S&P 500 Dividend Aristocrats Target Income ETF
KNG
$3.4B
$845K 0.03%
16,529
+378
+2% +$19.1K
MBLY icon
549
Mobileye
MBLY
$2.03B
$841K 0.03%
+24,000
New +$728K
PHYS icon
550
Sprott Physical Gold
PHYS
$14.6B
$841K 0.03%
59,653
-2,910
-5% -$38.8K
20 21
22
23 24

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Sigma Planning Corp's Q4 2022 Portfolio in Review

As of Q4 2022, Sigma Planning Corp held 1,367 positions worth $2.8B, up 6.6% from $2.62B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q4 2022 filing shows 106 new, 504 increased, 608 reduced and 106 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M. The largest sale was First Trust Value Line Dividend Fund, an estimated $9.27M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.9% a quarter earlier, followed by Healthcare and Financials.

  • Sigma Planning Corp's largest Q4 2022 buy was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M.
  • Sigma Planning Corp added most to JPMorgan Ultra-Short Income ETF in Q4 2022, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q4 2022 reduction was First Trust Value Line Dividend Fund, cutting an estimated $9.27M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2022 Corporate Bond ETF in Q4 2022, selling an estimated $8.18M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $2.8B portfolio in Q4 2022.
  • Sigma Planning Corp opened 106 new positions and closed 106 in Q4 2022.
  • Sigma Planning Corp's portfolio value rose 6.6% quarter-over-quarter to $2.8B.

Based on Sigma Planning Corp's 13F filing for Q4 2022, filed 24 Jan 2023.