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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+6.51%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.13B
AUM Growth
+$190M
Cap. Flow
+$107M
Cap. Flow %
3.41%
Top 10 Hldgs %
18.65%
Holding
1,432
New
237
Increased
632
Reduced
426
Closed
107

Top Buys

Rank Stock Value
1
PTBD icon
Pacer Trendpilot US Bond ETF
PTBD
+$13M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.73M
3
TPR icon
Tapestry
TPR
+$8.3M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$8.22M
5
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$7.78M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$17.1M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$13.5M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$12.2M
5
GLD icon
SPDR Gold Trust
GLD
+$9.82M

Sector Composition

Rank Sector Weight
1 Miscellaneous 57.87%
2 Technology 10.14%
3 Consumer Discretionary 6.28%
4 Financials 4.83%
5 Healthcare 4.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIBL icon
526
Inspire 100 ETF
BIBL
$489M
$936K 0.03%
23,986
+1,290
+6% +$48.8K
FIDU icon
527
Fidelity MSCI Industrials Index ETF
FIDU
$2.2B
$936K 0.03%
17,971
+4,387
+32% +$215K
TMUS icon
528
T-Mobile US
TMUS
$179B
$929K 0.03%
7,418
-2,654
-26% -$334K
TWTR
529
DELISTED
Twitter, Inc.
TWTR
$928K 0.03%
14,589
-665
-4% -$40.6K
SDIV icon
530
Global X SuperDividend ETF
SDIV
$1.2B
$927K 0.03%
22,239
+14,360
+182% +$581K
SCHM icon
531
Schwab US Mid-Cap ETF
SCHM
$14.6B
$924K 0.03%
37,245
+2,046
+6% +$49.6K
XHB icon
532
State Street SPDR S&P Homebuilders ETF
XHB
$1.28B
$922K 0.03%
13,102
-322
-2% -$20.5K
MGM icon
533
MGM Resorts International
MGM
$9.64B
$921K 0.03%
24,241
-8,049
-25% -$281K
TFFP
534
DELISTED
TFF Pharmaceuticals, Inc. Common Stock
TFFP
$921K 0.03%
2,716
-760
-22% -$309K
TRTN
535
DELISTED
Triton International Limited
TRTN
$921K 0.03%
16,741
-4,960
-23% -$265K
BIIB icon
536
Biogen
BIIB
$32.4B
$914K 0.03%
3,268
+259
+9% +$69.8K
IP icon
537
International Paper
IP
$18.8B
$914K 0.03%
17,854
+3,337
+23% +$162K
SPY icon
538
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$804B
$912K 0.03%
2,300
-79,600
-97% -$30.7M
HYS icon
539
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.79B
$911K 0.03%
9,189
+972
+12% +$95.6K
PTMC icon
540
Pacer Trendpilot US Mid Cap ETF
PTMC
$376M
$909K 0.03%
26,115
-660
-2% -$22.5K
WYNN icon
541
Wynn Resorts
WYNN
$8.54B
$908K 0.03%
7,246
-1,833
-20% -$221K
EXC icon
542
Exelon
EXC
$43.9B
$902K 0.03%
28,911
+3,455
+14% +$104K
CL icon
543
Colgate-Palmolive
CL
$69.9B
$898K 0.03%
11,396
+2,966
+35% +$232K
LEN icon
544
Lennar Class A
LEN
$19.2B
$896K 0.03%
9,144
+331
+4% +$27.8K
PRVB
545
DELISTED
Provention Bio, Inc. Common Stock
PRVB
$896K 0.03%
85,335
+26,245
+44% +$369K
UAL icon
546
United Airlines
UAL
$34.9B
$895K 0.03%
15,556
+727
+5% +$35.5K
XLSR icon
547
State Street US Sector Rotation ETF
XLSR
$1.06B
$894K 0.03%
21,828
+11,073
+103% +$452K
VCR icon
548
Vanguard Consumer Discretionary ETF
VCR
$5.76B
$893K 0.03%
3,024
+63
+2% +$18.3K
CUE icon
549
Cue Biopharma
CUE
$275M
$892K 0.03%
2,436
+50
+2% +$20.6K
SPEM icon
550
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.6B
$886K 0.03%
20,238
+4,230
+26% +$189K
20 21
22
23 24

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RPGK
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Sigma Planning Corp's Q1 2021 Portfolio in Review

As of Q1 2021, Sigma Planning Corp held 1,432 positions worth $3.13B, up 6.5% from $2.94B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp deployed $107M of net new capital in Q1 2021, opening 237 new positions and adding to 632 existing holdings. Its largest new stake was Tapestry: 215,385 shares worth $8.88M.

By sector, the portfolio is most concentrated in Miscellaneous at 58% of assets, down from 58% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $21.7M trimmed.

  • Sigma Planning Corp's largest Q1 2021 buy was Tapestry: 215,385 shares worth $8.88M.
  • Sigma Planning Corp added most to Pacer Trendpilot US Bond ETF in Q1 2021, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $21.7M.
  • Sigma Planning Corp fully exited Invesco CurrencyShares Japanese Yen Trust in Q1 2021, selling an estimated $8.35M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $3.13B portfolio in Q1 2021.
  • Sigma Planning Corp opened 237 new positions and closed 107 in Q1 2021.
  • Sigma Planning Corp's portfolio value rose 6.5% quarter-over-quarter to $3.13B.

Based on Sigma Planning Corp's 13F filing for Q1 2021, filed 6 May 2021.