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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+10.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.53B
AUM Growth
+$248M
Cap. Flow
+$67.8M
Cap. Flow %
2.68%
Top 10 Hldgs %
24.76%
Holding
1,197
New
143
Increased
443
Reduced
455
Closed
136

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$16.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$12.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$12.3M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.8M
5
GLD icon
SPDR Gold Trust
GLD
+$8.31M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$14.2M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$10.4M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.27M
4
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$5.32M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5M

Sector Composition

Rank Sector Weight
1 Technology 11.79%
2 Consumer Discretionary 6.34%
3 Healthcare 4.95%
4 Communication Services 4.06%
5 Financials 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SFIX
526
Stitch Fix
SFIX
$536M
$643K 0.03%
+23,706
New +$609K
PGF icon
527
Invesco Financial Preferred ETF
PGF
$675M
$642K 0.03%
34,244
+5,735
+20% +$107K
HYT icon
528
BlackRock Corporate High Yield Fund
HYT
$1.35B
$641K 0.03%
60,048
+24,272
+68% +$262K
FMF icon
529
First Trust Managed Futures Strategy Fund
FMF
$249M
$639K 0.03%
14,669
+5,222
+55% +$232K
CHTR icon
530
Charter Communications
CHTR
$15.7B
$636K 0.03%
1,018
+231
+29% +$136K
MIY icon
531
BlackRock MuniYield Michigan Quality Fund
MIY
$354M
$631K 0.03%
44,989
-4,087
-8% -$57.6K
MLM icon
532
Martin Marietta Materials
MLM
$34.3B
$625K 0.02%
2,654
-57
-2% -$12.3K
VDC icon
533
Vanguard Consumer Staples ETF
VDC
$7.98B
$625K 0.02%
3,825
-66
-2% -$10.6K
FSK icon
534
FS KKR Capital
FSK
$3.04B
$623K 0.02%
+39,255
New +$612K
ILCG icon
535
iShares Morningstar Growth ETF
ILCG
$3.09B
$621K 0.02%
11,605
+540
+5% +$27.8K
GSY icon
536
Invesco Ultra Short Duration ETF
GSY
$3.86B
$619K 0.02%
12,255
+3,707
+43% +$187K
SPHQ icon
537
Invesco S&P 500 Quality ETF
SPHQ
$19.5B
$619K 0.02%
+16,010
New +$605K
PTON icon
538
Peloton Interactive
PTON
$2.71B
$617K 0.02%
+6,220
New +$458K
BGS icon
539
B&G Foods
BGS
$291M
$615K 0.02%
22,156
+9,771
+79% +$273K
BAX icon
540
Baxter International
BAX
$12.1B
$614K 0.02%
7,634
-382
-5% -$32.1K
GNRC icon
541
Generac Holdings
GNRC
$11.6B
$612K 0.02%
3,160
+499
+19% +$82.1K
NTAP icon
542
NetApp
NTAP
$33.3B
$612K 0.02%
+13,951
New +$609K
PSX icon
543
Phillips 66
PSX
$83.3B
$608K 0.02%
11,733
-836
-7% -$51K
SMDV icon
544
ProShares Russell 2000 Dividend Growers ETF
SMDV
$701M
$606K 0.02%
12,844
+2,183
+20% +$107K
CHD icon
545
Church & Dwight Co
CHD
$23.4B
$603K 0.02%
6,436
-2,783
-30% -$253K
PRF icon
546
Invesco FTSE RAFI US 1000 ETF
PRF
$9.76B
$603K 0.02%
26,505
+790
+3% +$18.1K
FCOR icon
547
Fidelity Corporate Bond ETF
FCOR
$353M
$602K 0.02%
10,770
-580
-5% -$32.7K
ICVT icon
548
iShares Convertible Bond ETF
ICVT
$7.21B
$601K 0.02%
7,444
+3,504
+89% +$273K
ZEN
549
DELISTED
ZENDESK INC
ZEN
$598K 0.02%
+5,810
New +$543K
AMCR icon
550
Amcor
AMCR
$20.9B
$596K 0.02%
10,792
+358
+3% +$19.5K
20 21
22
23 24

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Sigma Planning Corp's Q3 2020 Portfolio in Review

As of Q3 2020, Sigma Planning Corp held 1,197 positions worth $2.53B, up 11% from $2.28B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q3 2020 filing shows 143 new, 443 increased, 455 reduced and 136 closed positions. Its largest new stake was Abiomed Inc: 20,372 shares worth $5.64M. The largest sale was iShares Core S&P Mid-Cap ETF, an estimated $14.2M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q3 2020 buy was Abiomed Inc: 20,372 shares worth $5.64M.
  • Sigma Planning Corp added most to iShares MSCI USA Momentum Factor ETF in Q3 2020, an estimated $16.1M increase.
  • Sigma Planning Corp's biggest Q3 2020 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $14.2M.
  • Sigma Planning Corp fully exited CyrusOne Inc Common Stock in Q3 2020, selling an estimated $3.05M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $2.53B portfolio in Q3 2020.
  • Sigma Planning Corp opened 143 new positions and closed 136 in Q3 2020.
  • Sigma Planning Corp's portfolio value rose 11% quarter-over-quarter to $2.53B.

Based on Sigma Planning Corp's 13F filing for Q3 2020, filed 3 Nov 2020.