We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+3.67%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.94B
AUM Growth
+$180M
Cap. Flow
+$124M
Cap. Flow %
6.4%
Top 10 Hldgs %
20.35%
Holding
1,072
New
132
Increased
502
Reduced
333
Closed
83

Top Buys

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$9.07M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$8.35M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.68M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.71M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$5.32M

Top Sells

Rank Stock Value
1
SOXX icon
iShares Semiconductor ETF
SOXX
+$5.42M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.17M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.16M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$3.41M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$3.03M

Sector Composition

Rank Sector Weight
1 Technology 7.37%
2 Financials 4.66%
3 Healthcare 4.23%
4 Consumer Discretionary 4.19%
5 Industrials 4.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GUNR icon
526
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.19B
$538K 0.03%
16,303
+3,205
+24% +$104K
SJM icon
527
J.M. Smucker
SJM
$12.6B
$537K 0.03%
4,665
-28
-0.6% -$3.42K
FNX icon
528
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$536K 0.03%
7,794
+2,199
+39% +$149K
GM icon
529
General Motors
GM
$74.7B
$536K 0.03%
13,920
-10,969
-44% -$411K
VXUS icon
530
Vanguard Total International Stock ETF
VXUS
$153B
$536K 0.03%
10,160
-1,473
-13% -$77K
HYGV icon
531
FlexShares High Yield Value-Scored Bond Index Fund
HYGV
$1.09B
$530K 0.03%
+10,845
New +$526K
LULU icon
532
lululemon athletica
LULU
$13B
$530K 0.03%
2,942
+1,524
+107% +$265K
CL icon
533
Colgate-Palmolive
CL
$72.6B
$524K 0.03%
7,313
-359
-5% -$25.5K
GD icon
534
General Dynamics
GD
$105B
$522K 0.03%
2,871
-175
-6% -$30.1K
ZEN
535
DELISTED
ZENDESK INC
ZEN
$522K 0.03%
5,868
– –
JPS
536
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$521K 0.03%
54,874
+4,050
+8% +$37.6K
HYS icon
537
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.73B
$519K 0.03%
5,165
-704
-12% -$70.3K
SUN icon
538
Sunoco
SUN
$14.2B
$519K 0.03%
16,593
+508
+3% +$15.6K
SMAR
539
DELISTED
Smartsheet Inc.
SMAR
$517K 0.03%
+10,686
New +$454K
ET icon
540
Energy Transfer Partners
ET
$70.1B
$515K 0.03%
36,590
-3,401
-9% -$50.3K
FSK icon
541
FS KKR Capital
FSK
$2.98B
$512K 0.03%
21,497
+242
+1% +$5.95K
WMB icon
542
Williams Companies
WMB
$90.5B
$512K 0.03%
18,264
-1,391
-7% -$38.7K
AWR icon
543
American States Water
AWR
$3.39B
$509K 0.03%
6,760
+1,970
+41% +$142K
FLTR icon
544
VanEck IG Floating Rate ETF
FLTR
$2.93B
$508K 0.03%
20,155
+33
+0.2% +$831
CEQP
545
DELISTED
Crestwood Equity Partners LP
CEQP
$508K 0.03%
+14,211
New +$509K
MPT
546
Medical Properties Trust
MPT
$2.89B
$506K 0.03%
29,003
-1,172
-4% -$21.1K
HMLP
547
DELISTED
HOEGH LNG PARTNERS LP
HMLP
$504K 0.03%
29,129
+6,968
+31% +$129K
LRCX icon
548
Lam Research
LRCX
$382B
$503K 0.03%
26,750
+1,800
+7% +$34.2K
OMC icon
549
Omnicom Group
OMC
$22.7B
$502K 0.03%
6,131
+512
+9% +$40.4K
RTL
550
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$500K 0.03%
45,850
-12,167
-21% -$127K
20 21
22
23 24

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q2 2019 Portfolio in Review

As of Q2 2019, Sigma Planning Corp held 1,072 positions worth $1.94B, up 10% from $1.76B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp deployed $124M of net new capital in Q2 2019, opening 132 new positions and adding to 502 existing holdings. Its largest new stake was First Trust Small Cap Growth AlphaDEX Fund: 46,020 shares worth $2.14M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares S&P 500 Value ETF, an estimated $5.17M trimmed.

  • Sigma Planning Corp's largest Q2 2019 buy was First Trust Small Cap Growth AlphaDEX Fund: 46,020 shares worth $2.14M.
  • Sigma Planning Corp added most to Invesco S&P 500 Low Volatility ETF in Q2 2019, an estimated $9.07M increase.
  • Sigma Planning Corp's biggest Q2 2019 reduction was iShares S&P 500 Value ETF, cutting an estimated $5.17M.
  • Sigma Planning Corp fully exited iShares Semiconductor ETF in Q2 2019, selling an estimated $5.42M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $1.94B portfolio in Q2 2019.
  • Sigma Planning Corp opened 132 new positions and closed 83 in Q2 2019.
  • Sigma Planning Corp's portfolio value rose 10% quarter-over-quarter to $1.94B.

Based on Sigma Planning Corp's 13F filing for Q2 2019, filed 1 Aug 2019.