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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-11.6%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.37B
AUM Growth
-$326M
Cap. Flow
-$109M
Cap. Flow %
-7.95%
Top 10 Hldgs %
20.72%
Holding
1,027
New
79
Increased
349
Reduced
397
Closed
176

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.3M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$6.09M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$4.48M
4
NEE icon
NextEra Energy
NEE
+$3.58M
5
FREL icon
Fidelity MSCI Real Estate Index ETF
FREL
+$3.46M

Top Sells

Rank Stock Value
1
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$9.25M
2
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$8.45M
3
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$8.33M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$7.91M
5
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$5.87M

Sector Composition

Rank Sector Weight
1 Technology 6.61%
2 Financials 4.8%
3 Healthcare 4.66%
4 Industrials 4.14%
5 Consumer Discretionary 4.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RWX icon
526
State Street SPDR Dow Jones International Real Estate ETF
RWX
$265M
$374K 0.03%
10,570
-427
-4% -$15.7K
PDM
527
Piedmont Realty Trust
PDM
$1.22B
$373K 0.03%
21,910
+1,269
+6% +$23.1K
SCG
528
DELISTED
Scana
SCG
$373K 0.03%
7,796
-455
-6% -$19.5K
SLY
529
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$373K 0.03%
6,227
-951
-13% -$63.6K
ADI icon
530
Analog Devices
ADI
$181B
$372K 0.03%
4,332
-84
-2% -$7.27K
CORP icon
531
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.57B
$371K 0.03%
3,742
-188
-5% -$18.6K
AIVL icon
532
WisdomTree US AI Enhanced Value Fund
AIVL
$426M
$370K 0.03%
4,811
-5
-0.1% -$422
AGZD icon
533
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
$128M
$369K 0.03%
15,610
-9,844
-39% -$235K
GPM
534
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$365K 0.03%
53,832
+4,697
+10% +$37.1K
AOM icon
535
iShares Core Moderate Allocation ETF
AOM
$1.76B
$363K 0.03%
10,179
-16,200
-61% -$591K
TROW icon
536
T. Rowe Price
TROW
$25B
$362K 0.03%
3,921
-656
-14% -$63.7K
SPAB icon
537
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.78B
$360K 0.03%
12,915
-4,636
-26% -$127K
DNP icon
538
DNP Select Income Fund
DNP
$4.18B
$359K 0.03%
34,506
+243
+0.7% +$2.66K
FXL icon
539
First Trust Technology AlphaDEX Fund
FXL
$2.47B
$359K 0.03%
6,836
-1,269
-16% -$70.4K
NUM
540
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$359K 0.03%
28,803
-1,976
-6% -$24.3K
JPS
541
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$358K 0.03%
43,257
-48,281
-53% -$400K
OKTA icon
542
Okta
OKTA
$24.1B
$356K 0.03%
5,583
+2,442
+78% +$145K
MSFT icon
543
CALL
Microsoft
MSFT
$2.84T
$355K 0.03%
3,500
+1,200
+52% +$129K
HEFA icon
544
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.44B
$354K 0.03%
+13,706
New +$381K
DBL
545
DoubleLine Opportunistic Credit Fund
DBL
$278M
$351K 0.03%
18,545
-12,879
-41% -$250K
MCHP icon
546
Microchip Technology
MCHP
$42.8B
$351K 0.03%
9,754
-1,986
-17% -$70.1K
BIDU icon
547
Baidu
BIDU
$35.8B
$350K 0.03%
2,207
+128
+6% +$23.9K
EFG icon
548
iShares MSCI EAFE Growth ETF
EFG
$16.3B
$350K 0.03%
5,069
-728
-13% -$53K
HSY icon
549
Hershey
HSY
$35.4B
$345K 0.03%
3,219
+390
+14% +$41.5K
LZB icon
550
La-Z-Boy
LZB
$1.59B
$345K 0.03%
12,441
– –
20 21
22
23 24

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Sigma Planning Corp's Q4 2018 Portfolio in Review

As of Q4 2018, Sigma Planning Corp held 1,027 positions worth $1.37B, down 19% from $1.7B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp withdrew a net $109M in Q4 2018, closing 176 positions and reducing 397 holdings. Its most notable exit was VictoryShares US Small Cap Volatility Wtd ETF, an estimated $4.21M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6.6% of assets, down from 8.1% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Sigma Planning Corp opened a new position in State Street SPDR Bloomberg 1-3 Month T-Bill ETF worth $2.31M.

  • Sigma Planning Corp's largest Q4 2018 buy was State Street SPDR Bloomberg 1-3 Month T-Bill ETF: 25,302 shares worth $2.31M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $9.3M increase.
  • Sigma Planning Corp's biggest Q4 2018 reduction was iShares Core S&P Small-Cap ETF, cutting an estimated $9.25M.
  • Sigma Planning Corp fully exited VictoryShares US Small Cap Volatility Wtd ETF in Q4 2018, selling an estimated $4.21M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $1.37B portfolio in Q4 2018.
  • Sigma Planning Corp opened 79 new positions and closed 176 in Q4 2018.
  • Sigma Planning Corp's portfolio value fell 19% quarter-over-quarter to $1.37B.

Based on Sigma Planning Corp's 13F filing for Q4 2018, filed 31 Jan 2019.