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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+387.12%
AUM
$3.62B
AUM Growth
+$105M
Cap. Flow
+$37.7M
Cap. Flow %
1.04%
Top 10 Hldgs %
25.66%
Holding
1,414
New
124
Increased
614
Reduced
530
Closed
119

Top Buys

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$4.06M
2
FOCT icon
FT Vest US Equity Buffer ETF October
FOCT
+$4.04M
3
BLCV icon
BlackRock Large Cap Value ETF
BLCV
+$4M
4
LST
Leuthold Select Industries ETF
LST
+$2.86M
5
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$2.34M

Top Sells

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$4.13M
2
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$3.22M
3
ALAB icon
Astera Labs
ALAB
+$3.17M
4
PLTR icon
Palantir
PLTR
+$2.77M
5
MP icon
MP Materials
MP
+$2.34M

Sector Composition

Rank Sector Weight
1 Technology 15.25%
2 Consumer Discretionary 4.18%
3 Financials 4.09%
4 Communication Services 3.57%
5 Healthcare 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWZ icon
501
iShares MSCI Brazil ETF
EWZ
$8.89B
$1.1M 0.03%
34,389
+9,829
+40% +$311K
BFH icon
502
Bread Financial
BFH
$4.39B
$1.1M 0.03%
14,828
+2,085
+16% +$137K
MELI icon
503
Mercado Libre
MELI
$93.4B
$1.09M 0.03%
542
+376
+227% +$790K
CVS icon
504
CVS Health
CVS
$123B
$1.09M 0.03%
13,759
+863
+7% +$68K
AFL icon
505
Aflac
AFL
$62.4B
$1.09M 0.03%
9,831
+96
+1% +$10.6K
ISEP icon
506
Innovator International Developed Power Buffer ETF September
ISEP
$63.8M
$1.09M 0.03%
33,363
-21,689
-39% -$695K
UNP icon
507
Union Pacific
UNP
$174B
$1.09M 0.03%
4,700
-187
-4% -$42.7K
BNOV icon
508
Innovator US Equity Buffer ETF November
BNOV
$212M
$1.09M 0.03%
24,451
+432
+2% +$19K
ARKK icon
509
ARK Innovation ETF
ARKK
$6.34B
$1.08M 0.03%
14,072
+814
+6% +$67.4K
CGDG icon
510
Capital Group Dividend Growers ETF
CGDG
$5.59B
$1.08M 0.03%
30,210
+658
+2% +$23.2K
BLK icon
511
Blackrock
BLK
$176B
$1.07M 0.03%
1,003
+29
+3% +$31.7K
PLD icon
512
Prologis
PLD
$131B
$1.07M 0.03%
8,353
-195
-2% -$24.3K
ESS icon
513
Essex Property Trust
ESS
$18.2B
$1.07M 0.03%
4,076
+176
+5% +$45.6K
IBB icon
514
iShares Biotechnology ETF
IBB
$9.8B
$1.06M 0.03%
6,265
+1,386
+28% +$225K
INTF icon
515
iShares International Equity Factor ETF
INTF
$3.73B
$1.06M 0.03%
27,292
-865
-3% -$31.8K
BIL icon
516
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.7B
$1.04M 0.03%
11,515
-372
-3% -$34.1K
KGC icon
517
Kinross Gold
KGC
$32B
$1.04M 0.03%
37,027
-5,546
-13% -$144K
PTNQ icon
518
Pacer Trendpilot 100 ETF
PTNQ
$1.25B
$1.04M 0.03%
13,207
-1,877
-12% -$149K
NUE icon
519
Nucor
NUE
$62.6B
$1.04M 0.03%
6,359
-170
-3% -$25.5K
QTUM icon
520
Defiance Quantum ETF
QTUM
$5.63B
$1.04M 0.03%
9,454
+2,598
+38% +$286K
BKLN icon
521
Invesco Senior Loan ETF
BKLN
$6.74B
$1.04M 0.03%
49,310
-328
-0.7% -$6.86K
AIQ icon
522
Global X Artificial Intelligence & Technology ETF
AIQ
$10.2B
$1.03M 0.03%
20,223
+8,396
+71% +$427K
IWD icon
523
iShares Russell 1000 Value ETF
IWD
$84B
$1.03M 0.03%
4,903
+891
+22% +$184K
NVDL icon
524
GraniteShares ETF Trust GraniteShares 2x Long NVDA Daily ETF
NVDL
$3.78B
$1.02M 0.03%
34,935
+1,635
+5% +$49.3K
ASND icon
525
Ascendis Pharma A/S
ASND
$16.7B
$1.02M 0.03%
4,784
-2,820
-37% -$582K
19 20
21
22 23

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Sigma Planning Corp's Q4 2025 Portfolio in Review

As of Q4 2025, Sigma Planning Corp held 1,414 positions worth $3.62B, up 3% from $3.52B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q4 2025 filing shows 124 new, 614 increased, 530 reduced and 119 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M. The largest sale was Berkshire Hathaway Class B, an estimated $4.13M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q4 2025 buy was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M.
  • Sigma Planning Corp added most to Tesla in Q4 2025, an estimated $4.06M increase.
  • Sigma Planning Corp's biggest Q4 2025 reduction was Berkshire Hathaway Class B, cutting an estimated $4.13M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2025 Corporate Bond ETF in Q4 2025, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.62B portfolio in Q4 2025.
  • Sigma Planning Corp opened 124 new positions and closed 119 in Q4 2025.
  • Sigma Planning Corp's portfolio value rose 3% quarter-over-quarter to $3.62B.

Based on Sigma Planning Corp's 13F filing for Q4 2025, filed 30 Jan 2026.