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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+9.64%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.52B
AUM Growth
+$192M
Cap. Flow
-$72.1M
Cap. Flow %
-2.05%
Top 10 Hldgs %
25.86%
Holding
1,390
New
146
Increased
507
Reduced
610
Closed
100

Top Buys

Rank Stock Value
1
QQWZ
Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF
QQWZ
+$4.27M
2
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$3.77M
3
DDFL
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
+$3.58M
4
CVX icon
Chevron
CVX
+$3.38M
5
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$3.08M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$12.9M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.65M
3
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$8.83M
4
ABBV icon
AbbVie
ABBV
+$8.72M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$7.83M

Sector Composition

Rank Sector Weight
1 Technology 15.65%
2 Financials 4.45%
3 Consumer Discretionary 4.26%
4 Industrials 3.55%
5 Communication Services 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHW
501
Charles Schwab
SCHW
$177B
$1.07M 0.03%
11,207
-2,729
-20% -$259K
DAL icon
502
Delta Air Lines
DAL
$55.9B
$1.06M 0.03%
18,696
-2,653
-12% -$151K
KGC icon
503
Kinross Gold
KGC
$28.5B
$1.06M 0.03%
42,573
+4,253
+11% +$81.8K
EPD icon
504
Enterprise Products Partners
EPD
$83.8B
$1.06M 0.03%
33,820
+1,165
+4% +$36.8K
IBHI icon
505
iShares iBonds 2029 Term High Yield and Income ETF
IBHI
$490M
$1.06M 0.03%
44,317
+8,577
+24% +$203K
SPOT icon
506
Spotify
SPOT
$99.2B
$1.06M 0.03%
1,513
-146
-9% -$102K
CB icon
507
Chubb
CB
$140B
$1.05M 0.03%
3,734
-279
-7% -$76.8K
ALL icon
508
Allstate
ALL
$66.9B
$1.05M 0.03%
4,907
+880
+22% +$178K
BBHY icon
509
JPMorgan BetaBuilders USD High Yield Corporate Bond ETF
BBHY
$614M
$1.05M 0.03%
22,372
+3,922
+21% +$183K
DHR icon
510
Danaher
DHR
$135B
$1.05M 0.03%
5,288
-1,601
-23% -$319K
BNOV icon
511
Innovator US Equity Buffer ETF November
BNOV
$208M
$1.04M 0.03%
24,019
-799
-3% -$33.8K
CAH icon
512
Cardinal Health
CAH
$53.4B
$1.04M 0.03%
6,651
-5,087
-43% -$786K
ESS icon
513
Essex Property Trust
ESS
$18.9B
$1.04M 0.03%
3,900
-180
-4% -$48.7K
NVDL icon
514
GraniteShares ETF Trust GraniteShares 2x Long NVDA Daily ETF
NVDL
$3.56B
$1.04M 0.03%
33,300
+660
+2% +$18.5K
BKLN icon
515
Invesco Senior Loan ETF
BKLN
$6.97B
$1.04M 0.03%
49,638
+5,582
+13% +$117K
FDHY icon
516
Fidelity High Yield Factor ETF
FDHY
$566M
$1.03M 0.03%
20,922
-73
-0.3% -$3.58K
IWY icon
517
iShares Russell Top 200 Growth ETF
IWY
$15.8B
$1.03M 0.03%
3,760
+1,013
+37% +$262K
AOR icon
518
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.63B
$1.03M 0.03%
15,937
-116
-0.7% -$7.25K
CGDG icon
519
Capital Group Dividend Growers ETF
CGDG
$5.38B
$1.03M 0.03%
+29,552
New +$1.01M
BSCS icon
520
Invesco BulletShares 2028 Corporate Bond ETF
BSCS
$3.54B
$1.02M 0.03%
49,681
+1,420
+3% +$29.1K
ZS icon
521
Zscaler
ZS
$23B
$1.02M 0.03%
3,401
+1,547
+83% +$441K
RPG icon
522
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
$1.02M 0.03%
21,325
-820
-4% -$38.4K
AEM icon
523
Agnico Eagle Mines
AEM
$72.6B
$1.02M 0.03%
6,033
-8,292
-58% -$1.14M
SGOL icon
524
abrdn Physical Gold Shares ETF
SGOL
$6.92B
$1.01M 0.03%
27,532
+729
+3% +$24.1K
INTF icon
525
iShares International Equity Factor ETF
INTF
$3.54B
$1.01M 0.03%
28,157
+1,554
+6% +$54.4K
19 20
21
22 23

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SL
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WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q3 2025 Portfolio in Review

As of Q3 2025, Sigma Planning Corp held 1,390 positions worth $3.52B, up 5.8% from $3.33B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q3 2025 filing shows 146 new, 507 increased, 610 reduced and 100 closed positions. Its largest new stake was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M. The largest sale was Vanguard S&P 500 ETF, an estimated $12.9M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2025 buy was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M.
  • Sigma Planning Corp added most to Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF in Q3 2025, an estimated $4.27M increase.
  • Sigma Planning Corp's biggest Q3 2025 reduction was Vanguard S&P 500 ETF, cutting an estimated $12.9M.
  • Sigma Planning Corp fully exited iShares MSCI Emerging Markets ex China ETF in Q3 2025, selling an estimated $1.49M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.52B portfolio in Q3 2025.
  • Sigma Planning Corp opened 146 new positions and closed 100 in Q3 2025.
  • Sigma Planning Corp's portfolio value rose 5.8% quarter-over-quarter to $3.52B.

Based on Sigma Planning Corp's 13F filing for Q3 2025, filed 10 Nov 2025.