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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+10.26%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.28B
AUM Growth
-$1.39B
(-52%)
Cap. Flow
-$1.54B
Cap. Flow
% of AUM
-120.75%
Top 10 Holdings %
Top 10 Hldgs %
23.75%
Holding
1,229
New
33
Increased
31
Reduced
775
Closed
383
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FT Vest US Equity Buffer ETF December
FDEC
|
+$13.3M |
| 2 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$4.14M |
| 3 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$3.81M |
| 4 |
iShares Global 100 ETF
IOO
|
+$3.78M |
| 5 |
Invesco S&P 500 Top 50 ETF
XLG
|
+$2.03M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$96.4M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$77.7M |
| 3 |
Amazon
AMZN
|
+$31.1M |
| 4 |
Microsoft
MSFT
|
+$30.5M |
| 5 |
FT Vest US Equity Buffer ETF August
FAUG
|
+$25.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.58% |
| 2 | Healthcare | 4.94% |
| 3 | Consumer Discretionary | 4.41% |
| 4 | Financials | 4.22% |
| 5 | Industrials | 3.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
501
First Trust Senior Loan Fund ETF
FTSL
$2.31B
| $434K | 0.03% |
9,419
-8,374
| -47% | -$384K |
|
502
Kenvue
KVUE
$37B
| $432K | 0.03% |
20,052
-29,205
| -59% | -$585K |
|
503
Chubb
CB
$140B
| $432K | 0.03% |
1,910
-2,269
| -54% | -$496K |
|
504
Linde
LIN
$237B
| $431K | 0.03% |
1,049
-1,166
| -53% | -$460K |
|
505
iShares iBonds Dec 2027 Term Treasury ETF
IBTH
$2.23B
| $431K | 0.03% |
+19,235
| New | +$422K |
|
506
Simon Property Group
SPG
$74.5B
| $430K | 0.03% |
3,016
-1,839
| -38% | -$222K |
|
507
Diamondback Energy
FANG
$57.6B
| $427K | 0.03% |
2,756
-1,607
| -37% | -$252K |
|
508
Global X US Infrastructure Development ETF
PAVE
$14.2B
| $427K | 0.03% |
12,377
-14,686
| -54% | -$457K |
|
509
iShares Biotechnology ETF
IBB
$9.31B
| $425K | 0.03% |
3,128
-2,707
| -46% | -$330K |
|
510
Lincoln National
LNC
$7.91B
| $424K | 0.03% |
15,703
-26,639
| -63% | -$640K |
|
511
Main Sector Rotation ETF
SECT
$2.75B
| $423K | 0.03% |
9,089
-4,788
| -35% | -$209K |
|
512
Accenture
ACN
$89.9B
| $423K | 0.03% |
1,205
-1,496
| -55% | -$482K |
|
513
New Mountain Finance
NMFC
$646M
| $422K | 0.03% |
33,197
-48,272
| -59% | -$615K |
|
514
Dominion Energy
D
$62.5B
| $420K | 0.03% |
8,930
-23,861
| -73% | -$1.07M |
|
515
Federal Realty Investment Trust
FRT
$10.9B
| $419K | 0.03% |
4,064
-6,763
| -62% | -$638K |
|
516
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
| $417K | 0.03% |
15,505
-15,991
| -51% | -$409K |
|
517
Vanguard S&P 500 Growth ETF
VOOG
$25.4B
| $417K | 0.03% |
9,228
-61,608
| -87% | -$2.64M |
|
518
Cheniere Energy
LNG
$56.5B
| $416K | 0.03% |
2,435
-4,600
| -65% | -$790K |
|
519
Omega Healthcare
OHI
$15.4B
| $414K | 0.03% |
13,496
-12,209
| -47% | -$392K |
|
520
Hilton Worldwide
HLT
$74B
| $413K | 0.03% |
2,270
-286
| -11% | -$46.7K |
|
521
Marvell Technology
MRVL
$174B
| $413K | 0.03% |
6,849
-8,480
| -55% | -$458K |
|
522
Sherwin-Williams
SHW
$78.3B
| $413K | 0.03% |
1,323
-4,951
| -79% | -$1.33M |
|
523
First Trust Ultra Short Duration Municipal ETF
FUMB
$246M
| $411K | 0.03% |
20,505
-20,174
| -50% | -$404K |
|
524
Innovator US Equity Buffer ETF November
BNOV
$208M
| $410K | 0.03% |
11,736
-13,425
| -53% | -$450K |
|
525
EOG Resources
EOG
$78B
| $409K | 0.03% |
3,385
-2,133
| -39% | -$266K |
|
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Sigma Planning Corp's Q4 2023 Portfolio in Review
As of Q4 2023, Sigma Planning Corp held 1,229 positions worth $1.28B, down 52% from $2.67B the previous quarter. Its ten largest holdings account for 24% of the portfolio.
Sigma Planning Corp withdrew a net $1.54B in Q4 2023, closing 383 positions and reducing 775 holdings. Its most notable exit was Innovator Power Buffer Step-Up Strategy ETF, an estimated $5.09M position sold in full.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, Sigma Planning Corp opened a new position in FT Vest US Equity Buffer ETF December worth $14.2M.
- Sigma Planning Corp's largest Q4 2023 buy was FT Vest US Equity Buffer ETF December: 364,811 shares worth $14.2M.
- Sigma Planning Corp added most to iShares Global 100 ETF in Q4 2023, an estimated $3.78M increase.
- Sigma Planning Corp's biggest Q4 2023 reduction was Apple, cutting an estimated $96.4M.
- Sigma Planning Corp fully exited Innovator Power Buffer Step-Up Strategy ETF in Q4 2023, selling an estimated $5.09M.
- Sigma Planning Corp's ten largest holdings make up 24% of its $1.28B portfolio in Q4 2023.
- Sigma Planning Corp opened 33 new positions and closed 383 in Q4 2023.
- Sigma Planning Corp's portfolio value fell 52% quarter-over-quarter to $1.28B.
Based on Sigma Planning Corp's 13F filing for Q4 2023, filed 1 Feb 2024.