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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+6.51%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.13B
AUM Growth
+$190M
Cap. Flow
+$107M
Cap. Flow %
3.41%
Top 10 Hldgs %
18.65%
Holding
1,432
New
237
Increased
632
Reduced
426
Closed
107

Top Buys

Rank Stock Value
1
PTBD icon
Pacer Trendpilot US Bond ETF
PTBD
+$13M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.73M
3
TPR icon
Tapestry
TPR
+$8.3M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$8.22M
5
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$7.78M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$17.1M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$13.5M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$12.2M
5
GLD icon
SPDR Gold Trust
GLD
+$9.82M

Sector Composition

Rank Sector Weight
1 Miscellaneous 57.87%
2 Technology 10.14%
3 Consumer Discretionary 6.28%
4 Financials 4.83%
5 Healthcare 4.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACWI icon
501
iShares MSCI ACWI ETF
ACWI
$33B
$999K 0.03%
10,500
-206
-2% -$19.4K
IAGG icon
502
iShares Core International Aggregate Bond Fund
IAGG
$11.8B
$994K 0.03%
18,126
+1,095
+6% +$60.7K
BSJM
503
DELISTED
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
$992K 0.03%
42,482
+2,432
+6% +$56.6K
BSJP
504
DELISTED
Invesco BulletShares 2025 High Yield Corporate Bond ETF
BSJP
$984K 0.03%
40,065
+3,236
+9% +$79.2K
OKTA icon
505
Okta
OKTA
$33.4B
$980K 0.03%
4,445
-73
-2% -$18.3K
HUN icon
506
Huntsman Corp
HUN
$1.59B
$974K 0.03%
33,795
+7,153
+27% +$200K
COP icon
507
ConocoPhillips
COP
$160B
$973K 0.03%
18,359
+1,931
+12% +$95.2K
SQM icon
508
Sociedad Química y Minera de Chile
SQM
$20.5B
$971K 0.03%
18,293
-13,977
-43% -$766K
DT icon
509
Dynatrace
DT
$16B
$970K 0.03%
20,117
-819
-4% -$39.7K
AEP icon
510
American Electric Power
AEP
$66.2B
$968K 0.03%
11,433
-7,207
-39% -$581K
IDV icon
511
iShares International Select Dividend ETF
IDV
$8.61B
$963K 0.03%
30,585
-2,569
-8% -$79.8K
WPC icon
512
W.P. Carey
WPC
$15.2B
$962K 0.03%
13,873
-117
-0.8% -$7.84K
DBEF icon
513
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.3B
$961K 0.03%
26,462
+1,750
+7% +$61.5K
OUNZ icon
514
VanEck Merk Gold Trust
OUNZ
$2.8B
$961K 0.03%
57,789
-42,548
-42% -$743K
DSI icon
515
iShares MSCI KLD 400 Social ETF
DSI
$5.44B
$953K 0.03%
12,480
+91
+0.7% +$6.74K
ADSK icon
516
Autodesk
ADSK
$45.7B
$951K 0.03%
3,432
+36
+1% +$10.4K
AGZ icon
517
iShares Agency Bond ETF
AGZ
$635M
$950K 0.03%
8,069
+62
+0.8% +$7.36K
NTAP icon
518
NetApp
NTAP
$38.9B
$949K 0.03%
13,059
-112
-0.9% -$7.53K
TTCF
519
DELISTED
Tattooed Chef, Inc Class A Common Stock
TTCF
$949K 0.03%
48,844
+12,912
+36% +$290K
MARA icon
520
Marathon Digital Holdings
MARA
$4.46B
$948K 0.03%
+19,739
New +$611K
BSJL
521
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
$946K 0.03%
41,009
+1,524
+4% +$35.2K
ANGL icon
522
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.18B
$943K 0.03%
29,523
+9,562
+48% +$307K
PTON icon
523
Peloton Interactive
PTON
$2.16B
$943K 0.03%
8,386
+1,999
+31% +$265K
AZN icon
524
AstraZeneca
AZN
$258B
$939K 0.03%
9,446
+1,638
+21% +$165K
DBC icon
525
Invesco DB Commodity Index Tracking Fund
DBC
$1.96B
$939K 0.03%
56,532
+3,618
+7% +$58.6K
19 20
21
22 23

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Sigma Planning Corp's Q1 2021 Portfolio in Review

As of Q1 2021, Sigma Planning Corp held 1,432 positions worth $3.13B, up 6.5% from $2.94B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp deployed $107M of net new capital in Q1 2021, opening 237 new positions and adding to 632 existing holdings. Its largest new stake was Tapestry: 215,385 shares worth $8.88M.

By sector, the portfolio is most concentrated in Miscellaneous at 58% of assets, down from 58% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $21.7M trimmed.

  • Sigma Planning Corp's largest Q1 2021 buy was Tapestry: 215,385 shares worth $8.88M.
  • Sigma Planning Corp added most to Pacer Trendpilot US Bond ETF in Q1 2021, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $21.7M.
  • Sigma Planning Corp fully exited Invesco CurrencyShares Japanese Yen Trust in Q1 2021, selling an estimated $8.35M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $3.13B portfolio in Q1 2021.
  • Sigma Planning Corp opened 237 new positions and closed 107 in Q1 2021.
  • Sigma Planning Corp's portfolio value rose 6.5% quarter-over-quarter to $3.13B.

Based on Sigma Planning Corp's 13F filing for Q1 2021, filed 6 May 2021.