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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+13.87%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.94B
AUM Growth
+$414M
Cap. Flow
+$127M
Cap. Flow %
4.31%
Top 10 Hldgs %
21.71%
Holding
1,278
New
217
Increased
493
Reduced
461
Closed
84

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$10.7M
2
PWR icon
Quanta Services
PWR
+$9.65M
3
FXY icon
Invesco CurrencyShares Japanese Yen Trust
FXY
+$8.25M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$6.57M
5
FDX icon
FedEx
FDX
+$6.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$16.9M
2
GLD icon
SPDR Gold Trust
GLD
+$10.6M
3
SPGI icon
S&P Global
SPGI
+$6.46M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.35M
5
NVDA icon
NVIDIA
NVDA
+$5.76M

Sector Composition

Rank Sector Weight
1 Technology 11.39%
2 Consumer Discretionary 6%
3 Healthcare 4.74%
4 Industrials 4.21%
5 Communication Services 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYMB icon
501
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.1B
$823K 0.03%
27,898
-14,610
-34% -$421K
TTCF
502
DELISTED
Tattooed Chef, Inc Class A Common Stock
TTCF
$822K 0.03%
+35,932
New +$710K
BIP icon
503
Brookfield Infrastructure Partners
BIP
$18.6B
$818K 0.03%
24,848
-1,593
-6% -$51.9K
FNV icon
504
Franco-Nevada
FNV
$41.4B
$817K 0.03%
6,518
+752
+13% +$101K
SPLK
505
DELISTED
Splunk Inc
SPLK
$817K 0.03%
4,808
+1,372
+40% +$262K
VCR icon
506
Vanguard Consumer Discretionary ETF
VCR
$5.92B
$815K 0.03%
2,961
+432
+17% +$110K
SMH icon
507
VanEck Semiconductor ETF
SMH
$66.1B
$814K 0.03%
7,456
+4,674
+168% +$463K
TDIV icon
508
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.1B
$814K 0.03%
16,455
+5,260
+47% +$244K
CGC
509
Canopy Growth
CGC
$390M
$810K 0.03%
3,288
+690
+27% +$157K
RDVY icon
510
First Trust Rising Dividend Achievers ETF
RDVY
$24.6B
$809K 0.03%
20,251
-10,358
-34% -$377K
HYS icon
511
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.74B
$807K 0.03%
8,217
+3,529
+75% +$339K
COPX icon
512
Global X Copper Miners ETF NEW
COPX
$7.2B
$806K 0.03%
+26,555
New +$664K
ATOM icon
513
Atomera
ATOM
$203M
$802K 0.03%
49,850
-100
-0.2% -$1.04K
SCHM icon
514
Schwab US Mid-Cap ETF
SCHM
$14.6B
$800K 0.03%
35,199
+11,064
+46% +$231K
EA icon
515
Electronic Arts
EA
$52.4B
$794K 0.03%
5,532
+2,559
+86% +$330K
SCHF icon
516
Schwab International Equity ETF
SCHF
$65.9B
$791K 0.03%
43,906
-728
-2% -$12.3K
QURE icon
517
uniQure
QURE
$2.63B
$789K 0.03%
21,828
+2,590
+13% +$109K
FXL icon
518
First Trust Technology AlphaDEX Fund
FXL
$2.49B
$786K 0.03%
7,028
-7,373
-51% -$746K
AZN icon
519
AstraZeneca
AZN
$263B
$781K 0.03%
7,808
-2,952
-27% -$313K
DBC icon
520
Invesco DB Commodity Index Tracking Fund
DBC
$1.67B
$778K 0.03%
52,914
-5,214
-9% -$71.2K
XHB icon
521
State Street SPDR S&P Homebuilders ETF
XHB
$1.68B
$774K 0.03%
13,424
+5,825
+77% +$329K
FAAR icon
522
First Trust Alternative Absolute Return Strategy ETF
FAAR
$191M
$772K 0.03%
28,301
-844
-3% -$22.7K
FDL icon
523
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.78B
$771K 0.03%
26,067
+5,056
+24% +$143K
RESN
524
DELISTED
Resonant Inc.
RESN
$768K 0.03%
289,950
-15,750
-5% -$37.2K
EXC icon
525
Exelon
EXC
$48.2B
$767K 0.03%
25,456
-1,031
-4% -$30.4K
19 20
21
22 23

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Sigma Planning Corp's Q4 2020 Portfolio in Review

As of Q4 2020, Sigma Planning Corp held 1,278 positions worth $2.94B, up 16% from $2.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $127M of net new capital in Q4 2020, opening 217 new positions and adding to 493 existing holdings. Its largest new stake was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $16.9M trimmed.

  • Sigma Planning Corp's largest Q4 2020 buy was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.
  • Sigma Planning Corp added most to Vanguard S&P 500 ETF in Q4 2020, an estimated $6.57M increase.
  • Sigma Planning Corp's biggest Q4 2020 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $16.9M.
  • Sigma Planning Corp fully exited Big Lots, Inc. in Q4 2020, selling an estimated $4.09M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.94B portfolio in Q4 2020.
  • Sigma Planning Corp opened 217 new positions and closed 84 in Q4 2020.
  • Sigma Planning Corp's portfolio value rose 16% quarter-over-quarter to $2.94B.

Based on Sigma Planning Corp's 13F filing for Q4 2020, filed 9 Feb 2021.