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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+10.26%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.28B
AUM Growth
-$1.39B
Cap. Flow
-$1.54B
Cap. Flow %
-120.75%
Top 10 Hldgs %
23.75%
Holding
1,229
New
33
Increased
31
Reduced
775
Closed
383

Top Buys

Rank Stock Value
1
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$13.3M
2
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$4.14M
3
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$3.81M
4
IOO icon
iShares Global 100 ETF
IOO
+$3.78M
5
XLG icon
Invesco S&P 500 Top 50 ETF
XLG
+$2.03M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$96.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77.7M
3
AMZN icon
Amazon
AMZN
+$31.1M
4
MSFT icon
Microsoft
MSFT
+$30.5M
5
FAUG icon
FT Vest US Equity Buffer ETF August
FAUG
+$25.6M

Sector Composition

Rank Sector Weight
1 Technology 11.58%
2 Healthcare 4.94%
3 Consumer Discretionary 4.41%
4 Financials 4.22%
5 Industrials 3.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PYPL icon
476
PayPal
PYPL
$49.5B
$466K 0.04%
7,585
-11,864
-61% -$680K
UAUG icon
477
Innovator US Equity Ultra Buffer ETF August
UAUG
$163M
$464K 0.04%
15,092
-21,075
-58% -$620K
FNDF icon
478
Schwab Fundamental International Large Company Index ETF
FNDF
$24.5B
$462K 0.04%
13,705
-22,283
-62% -$714K
NOC icon
479
Northrop Grumman
NOC
$77.8B
$460K 0.04%
983
-5,195
-84% -$2.44M
CL icon
480
Colgate-Palmolive
CL
$73.6B
$460K 0.04%
5,770
-5,596
-49% -$421K
MGV icon
481
Vanguard Mega Cap Value ETF
MGV
$13.3B
$460K 0.04%
4,202
-2,775
-40% -$287K
FNDX icon
482
Schwab Fundamental US Large Company Index ETF
FNDX
$26.6B
$454K 0.04%
21,978
-37,296
-63% -$717K
FVAL icon
483
Fidelity Value Factor ETF
FVAL
$1.29B
$453K 0.04%
8,550
-6,265
-42% -$310K
DD icon
484
DuPont de Nemours
DD
$18.9B
$453K 0.04%
4,692
-4,832
-51% -$439K
HYD icon
485
VanEck High Yield Muni ETF
HYD
$4.45B
$452K 0.04%
8,751
-622
-7% -$30.8K
DFAI
486
Dimensional International Core Equity Market ETF
DFAI
$17.2B
$448K 0.04%
15,629
-23,093
-60% -$617K
ANGL icon
487
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.08B
$444K 0.03%
15,413
-23,372
-60% -$645K
CTRA
488
DELISTED
Coterra Energy
CTRA
$443K 0.03%
17,375
-9,364
-35% -$251K
FNCL icon
489
Fidelity MSCI Financials Index ETF
FNCL
$2.37B
$443K 0.03%
8,280
-8,014
-49% -$390K
XBI icon
490
State Street SPDR S&P Biotech ETF
XBI
$10.2B
$443K 0.03%
4,958
-5,312
-52% -$394K
PLTR icon
491
Palantir
PLTR
$315B
$440K 0.03%
25,645
-25,490
-50% -$454K
OIH icon
492
VanEck Oil Services ETF
OIH
$2.06B
$440K 0.03%
1,420
-1,728
-55% -$555K
CGXU icon
493
Capital Group International Focus Equity ETF
CGXU
$6.22B
$439K 0.03%
18,378
-25,819
-58% -$577K
IGEB icon
494
iShares Investment Grade Systematic Bond ETF
IGEB
$1.45B
$438K 0.03%
9,684
-10,927
-53% -$470K
HYT icon
495
BlackRock Corporate High Yield Fund
HYT
$1.35B
$438K 0.03%
46,453
-47,562
-51% -$416K
XYLD icon
496
Global X S&P 500 Covered Call ETF
XYLD
$3.21B
$437K 0.03%
11,070
-2,086
-16% -$81.3K
CWB icon
497
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.57B
$436K 0.03%
6,046
-18,226
-75% -$1.24M
PPA icon
498
Invesco Aerospace & Defense ETF
PPA
$8.37B
$436K 0.03%
4,734
-4,181
-47% -$358K
MBB icon
499
iShares MBS ETF
MBB
$39.1B
$436K 0.03%
4,629
-13,435
-74% -$1.2M
RWL icon
500
Invesco S&P 500 Revenue ETF
RWL
$9.57B
$435K 0.03%
5,101
-9,050
-64% -$726K
18 19
20
21 22

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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q4 2023 Portfolio in Review

As of Q4 2023, Sigma Planning Corp held 1,229 positions worth $1.28B, down 52% from $2.67B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sigma Planning Corp withdrew a net $1.54B in Q4 2023, closing 383 positions and reducing 775 holdings. Its most notable exit was Innovator Power Buffer Step-Up Strategy ETF, an estimated $5.09M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Sigma Planning Corp opened a new position in FT Vest US Equity Buffer ETF December worth $14.2M.

  • Sigma Planning Corp's largest Q4 2023 buy was FT Vest US Equity Buffer ETF December: 364,811 shares worth $14.2M.
  • Sigma Planning Corp added most to iShares Global 100 ETF in Q4 2023, an estimated $3.78M increase.
  • Sigma Planning Corp's biggest Q4 2023 reduction was Apple, cutting an estimated $96.4M.
  • Sigma Planning Corp fully exited Innovator Power Buffer Step-Up Strategy ETF in Q4 2023, selling an estimated $5.09M.
  • Sigma Planning Corp's ten largest holdings make up 24% of its $1.28B portfolio in Q4 2023.
  • Sigma Planning Corp opened 33 new positions and closed 383 in Q4 2023.
  • Sigma Planning Corp's portfolio value fell 52% quarter-over-quarter to $1.28B.

Based on Sigma Planning Corp's 13F filing for Q4 2023, filed 1 Feb 2024.