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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.9%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.01B
AUM Growth
+$212M
Cap. Flow
+$69.9M
Cap. Flow %
2.32%
Top 10 Hldgs %
20.05%
Holding
1,384
New
123
Increased
566
Reduced
572
Closed
89

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$12.2M
2
GLD icon
SPDR Gold Trust
GLD
+$8.86M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.77M
4
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$7.48M
5
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$6.77M

Top Sells

Rank Stock Value
1
TIP icon
iShares TIPS Bond ETF
TIP
+$5.92M
2
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$5.7M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$5.18M
4
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$4.65M
5
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$4.61M

Sector Composition

Rank Sector Weight
1 Technology 10.47%
2 Healthcare 4.8%
3 Consumer Discretionary 4.45%
4 Financials 4.25%
5 Industrials 3.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MET icon
476
MetLife
MET
$62.6B
$1.09M 0.04%
18,772
+930
+5% +$62.8K
FAAR icon
477
First Trust Alternative Absolute Return Strategy ETF
FAAR
$191M
$1.08M 0.04%
36,459
-609
-2% -$18.3K
ELV icon
478
Elevance Health
ELV
$83.5B
$1.08M 0.04%
2,348
+601
+34% +$286K
ACWI icon
479
iShares MSCI ACWI ETF
ACWI
$32.4B
$1.08M 0.04%
11,801
+1,189
+11% +$106K
SHYD icon
480
VanEck Short High Yield Muni ETF
SHYD
$452M
$1.08M 0.04%
48,235
+3,559
+8% +$79.7K
NMFC icon
481
New Mountain Finance
NMFC
$667M
$1.07M 0.04%
88,326
-3,591
-4% -$45.2K
NTRL
482
First Trust Equity Market Neutral ETF
NTRL
$15.9M
$1.07M 0.04%
+53,383
New +$1.07M
VXF icon
483
Vanguard Extended Market ETF
VXF
$30.4B
$1.07M 0.04%
7,649
+45
+0.6% +$6.39K
VIOV icon
484
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.87B
$1.07M 0.04%
13,260
+6,012
+83% +$507K
PEY icon
485
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
$1.07M 0.04%
53,584
-3,711
-6% -$76.4K
FRT icon
486
Federal Realty Investment Trust
FRT
$11B
$1.06M 0.04%
10,757
-25,592
-70% -$2.68M
FMF icon
487
First Trust Managed Futures Strategy Fund
FMF
$247M
$1.06M 0.04%
22,614
+581
+3% +$27.4K
DD icon
488
DuPont de Nemours
DD
$19B
$1.06M 0.04%
11,795
-1,281
-10% -$117K
DGX icon
489
Quest Diagnostics
DGX
$26B
$1.06M 0.04%
7,498
-3,963
-35% -$567K
HUBS icon
490
HubSpot
HUBS
$12.2B
$1.06M 0.04%
2,465
+125
+5% +$45.6K
VALE icon
491
Vale
VALE
$62.6B
$1.06M 0.04%
66,899
+56,764
+560% +$962K
FNDF icon
492
Schwab Fundamental International Large Company Index ETF
FNDF
$24.4B
$1.05M 0.04%
33,685
+4,403
+15% +$136K
UTRN
493
DELISTED
Vesper US Large Cap Short-Term Reversal Strategy ETF
UTRN
$1.05M 0.03%
43,044
-2,943
-6% -$70.8K
GUNR icon
494
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.13B
$1.05M 0.03%
24,815
+842
+4% +$36.7K
OHI icon
495
Omega Healthcare
OHI
$15.4B
$1.05M 0.03%
38,219
+547
+1% +$15.2K
OIH icon
496
VanEck Oil Services ETF
OIH
$2B
$1.04M 0.03%
3,755
-1,705
-31% -$522K
CTVA icon
497
Corteva
CTVA
$59.5B
$1.04M 0.03%
17,253
-1,880
-10% -$115K
BSJP
498
DELISTED
Invesco BulletShares 2025 High Yield Corporate Bond ETF
BSJP
$1.04M 0.03%
46,247
-349
-0.7% -$7.81K
URI icon
499
United Rentals
URI
$68.7B
$1.04M 0.03%
2,616
+113
+5% +$47.5K
IGPT icon
500
Invesco AI and Next Gen Software ETF
IGPT
$1.12B
$1.03M 0.03%
30,603
-261
-0.8% -$8.34K
18 19
20
21 22

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VPC
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Sigma Planning Corp's Q1 2023 Portfolio in Review

As of Q1 2023, Sigma Planning Corp held 1,384 positions worth $3.01B, up 7.6% from $2.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp's Q1 2023 filing shows 123 new, 566 increased, 572 reduced and 89 closed positions. Its largest new stake was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M. The largest sale was iShares TIPS Bond ETF, an estimated $5.92M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2023 buy was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M.
  • Sigma Planning Corp added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2023, an estimated $12.2M increase.
  • Sigma Planning Corp's biggest Q1 2023 reduction was iShares TIPS Bond ETF, cutting an estimated $5.92M.
  • Sigma Planning Corp fully exited FT Vest US Equity Deep Buffer ETF March in Q1 2023, selling an estimated $4.35M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $3.01B portfolio in Q1 2023.
  • Sigma Planning Corp opened 123 new positions and closed 89 in Q1 2023.
  • Sigma Planning Corp's portfolio value rose 7.6% quarter-over-quarter to $3.01B.

Based on Sigma Planning Corp's 13F filing for Q1 2023, filed 8 May 2023.