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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+7.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.8B
AUM Growth
+$174M
Cap. Flow
+$10.8M
Cap. Flow %
0.38%
Top 10 Hldgs %
18.84%
Holding
1,367
New
106
Increased
504
Reduced
608
Closed
106

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$13M
2
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.7M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$11M
4
NOC icon
Northrop Grumman
NOC
+$5.33M
5
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$5.05M

Top Sells

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$9.27M
2
JVAL icon
JPMorgan US Value Factor ETF
JVAL
+$8.95M
3
BSCM
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
+$8.18M
4
AAPL icon
Apple
AAPL
+$4.58M
5
CFO icon
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
+$3.39M

Sector Composition

Rank Sector Weight
1 Technology 8.95%
2 Healthcare 5.48%
3 Financials 4.46%
4 Consumer Discretionary 4.03%
5 Industrials 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VXF icon
476
Vanguard Extended Market ETF
VXF
$30.5B
$1.01M 0.04%
7,604
-704
-8% -$95.4K
ENPH icon
477
Enphase Energy
ENPH
$5.01B
$1.01M 0.04%
3,810
+2,011
+112% +$585K
CFR icon
478
Cullen/Frost Bankers
CFR
$10.3B
$1.01M 0.04%
7,533
-67
-0.9% -$9.52K
XLG icon
479
Invesco S&P 500 Top 50 ETF
XLG
$10.4B
$1.01M 0.04%
36,450
-12,930
-26% -$365K
MPT
480
Medical Properties Trust
MPT
$2.86B
$1M 0.04%
90,204
-3,104
-3% -$36.1K
EEMV icon
481
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.47B
$997K 0.04%
18,799
+3,258
+21% +$170K
SHYD icon
482
VanEck Short High Yield Muni ETF
SHYD
$451M
$995K 0.04%
44,676
-3,266
-7% -$71.9K
NLY icon
483
Annaly Capital Management
NLY
$16.9B
$990K 0.04%
46,954
+15,761
+51% +$310K
IAGG icon
484
iShares Core International Aggregate Bond Fund
IAGG
$10.9B
$989K 0.04%
20,799
-264
-1% -$12.9K
SCHM icon
485
Schwab US Mid-Cap ETF
SCHM
$14.6B
$984K 0.04%
44,976
-7,248
-14% -$159K
IMVT icon
486
Immunovant
IMVT
$8.23B
$983K 0.04%
+55,400
New +$698K
TPLC icon
487
Timothy Plan US Large/Mid Cap Core ETF
TPLC
$308M
$982K 0.04%
29,303
+252
+0.9% +$8.33K
LNG icon
488
Cheniere Energy
LNG
$53.6B
$977K 0.03%
6,518
+736
+13% +$123K
MPLX icon
489
MPLX
MPLX
$59.2B
$974K 0.03%
+29,659
New +$970K
EMB icon
490
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$973K 0.03%
11,503
+5,609
+95% +$464K
PLD icon
491
Prologis
PLD
$137B
$970K 0.03%
8,602
-2,354
-21% -$261K
EEM icon
492
iShares MSCI Emerging Markets ETF
EEM
$28.6B
$967K 0.03%
25,509
-990
-4% -$36.5K
AIRR icon
493
First Trust RBA American Industrial Renaissance ETF
AIRR
$10.4B
$966K 0.03%
21,896
-4,670
-18% -$205K
FBT icon
494
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$954K 0.03%
6,191
-1,316
-18% -$194K
DFAI
495
Dimensional International Core Equity Market ETF
DFAI
$17.2B
$952K 0.03%
38,027
-161
-0.4% -$3.86K
ANGL icon
496
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.08B
$950K 0.03%
35,167
-32,006
-48% -$859K
EPD icon
497
Enterprise Products Partners
EPD
$82.5B
$950K 0.03%
39,393
+2,781
+8% +$68.5K
SCHF icon
498
Schwab International Equity ETF
SCHF
$65.9B
$944K 0.03%
58,634
+6,382
+12% +$99.6K
NOW icon
499
ServiceNow
NOW
$109B
$944K 0.03%
12,155
+1,800
+17% +$141K
EXC icon
500
Exelon
EXC
$48.2B
$944K 0.03%
21,835
+281
+1% +$11.1K
18 19
20
21 22

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Sigma Planning Corp's Q4 2022 Portfolio in Review

As of Q4 2022, Sigma Planning Corp held 1,367 positions worth $2.8B, up 6.6% from $2.62B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q4 2022 filing shows 106 new, 504 increased, 608 reduced and 106 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M. The largest sale was First Trust Value Line Dividend Fund, an estimated $9.27M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.9% a quarter earlier, followed by Healthcare and Financials.

  • Sigma Planning Corp's largest Q4 2022 buy was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M.
  • Sigma Planning Corp added most to JPMorgan Ultra-Short Income ETF in Q4 2022, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q4 2022 reduction was First Trust Value Line Dividend Fund, cutting an estimated $9.27M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2022 Corporate Bond ETF in Q4 2022, selling an estimated $8.18M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $2.8B portfolio in Q4 2022.
  • Sigma Planning Corp opened 106 new positions and closed 106 in Q4 2022.
  • Sigma Planning Corp's portfolio value rose 6.6% quarter-over-quarter to $2.8B.

Based on Sigma Planning Corp's 13F filing for Q4 2022, filed 24 Jan 2023.