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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.51%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.13B
AUM Growth
+$190M
Cap. Flow
+$76.3M
Cap. Flow %
2.44%
Top 10 Hldgs %
18.65%
Holding
1,432
New
237
Increased
632
Reduced
426
Closed
107

Top Buys

Rank Stock Value
1
PTBD icon
Pacer Trendpilot US Bond ETF
PTBD
+$13M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.73M
3
TPR icon
Tapestry
TPR
+$8.3M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$8.22M
5
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$7.78M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$17.1M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$13.5M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$12.2M
5
GLD icon
SPDR Gold Trust
GLD
+$9.82M

Sector Composition

Rank Sector Weight
1 Technology 10.1%
2 Consumer Discretionary 6.28%
3 Financials 4.79%
4 Healthcare 4.54%
5 Communication Services 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VBK icon
476
Vanguard Small-Cap Growth ETF
VBK
$23B
$1.07M 0.03%
3,881
+1,581
+69% +$446K
BNY
477
Bank of New York Mellon
BNY
$105B
$1.06M 0.03%
22,505
+2,536
+13% +$112K
IYR icon
478
iShares US Real Estate ETF
IYR
$4.78B
$1.06M 0.03%
11,571
-56
-0.5% -$4.91K
XBI icon
479
State Street SPDR S&P Biotech ETF
XBI
$10B
$1.06M 0.03%
7,843
-3,060
-28% -$458K
IDU icon
480
iShares US Utilities ETF
IDU
$1.41B
$1.06M 0.03%
13,357
+537
+4% +$41.3K
BSJN
481
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
$1.06M 0.03%
41,973
+2,962
+8% +$75K
TWLO icon
482
Twilio
TWLO
$28.9B
$1.06M 0.03%
3,106
+260
+9% +$97.4K
FIW icon
483
First Trust Water ETF
FIW
$1.9B
$1.05M 0.03%
13,377
+1,628
+14% +$124K
LHX icon
484
L3Harris
LHX
$57.3B
$1.04M 0.03%
5,138
+167
+3% +$31.3K
NULG icon
485
Nuveen ESG Large-Cap Growth ETF
NULG
$2.62B
$1.04M 0.03%
17,905
-748
-4% -$43.3K
SUN icon
486
Sunoco
SUN
$14.2B
$1.04M 0.03%
32,547
+8,342
+34% +$261K
CTVA icon
487
Corteva
CTVA
$59.5B
$1.03M 0.03%
22,098
+4
+0% +$177
REZ icon
488
iShares Residential and Multisector Real Estate ETF
REZ
$914M
$1.03M 0.03%
13,916
+298
+2% +$21K
BSJO
489
DELISTED
Invesco BulletShares 2024 High Yield Corporate Bond ETF
BSJO
$1.03M 0.03%
41,230
+3,060
+8% +$76.3K
BNDW icon
490
Vanguard Total World Bond ETF
BNDW
$1.89B
$1.03M 0.03%
12,903
+1,338
+12% +$108K
MET icon
491
MetLife
MET
$62.3B
$1.02M 0.03%
16,810
+1,586
+10% +$87.5K
PDBC icon
492
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.25B
$1.02M 0.03%
59,072
+27,731
+88% +$467K
SPYV icon
493
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.5B
$1.02M 0.03%
26,841
+717
+3% +$25.9K
LNC icon
494
Lincoln National
LNC
$7.92B
$1.02M 0.03%
16,313
+1,575
+11% +$87K
VLO icon
495
Valero Energy
VLO
$90.6B
$1.02M 0.03%
14,187
+3,509
+33% +$238K
NVS icon
496
Novartis
NVS
$304B
$1.01M 0.03%
11,863
+835
+8% +$74.9K
HYLS icon
497
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.6B
$1.01M 0.03%
20,811
+933
+5% +$45.6K
FDL icon
498
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.96B
$1.01M 0.03%
30,856
+4,789
+18% +$149K
FMAT icon
499
Fidelity MSCI Materials Index ETF
FMAT
$595M
$1.01M 0.03%
22,812
+16,458
+259% +$692K
LULU icon
500
lululemon athletica
LULU
$13.6B
$1.01M 0.03%
3,282
+531
+19% +$174K
18 19
20
21 22

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Sigma Planning Corp's Q1 2021 Portfolio in Review

As of Q1 2021, Sigma Planning Corp held 1,432 positions worth $3.13B, up 6.5% from $2.94B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q1 2021 filing shows 237 new, 632 increased, 426 reduced and 107 closed positions. Its largest new stake was Tapestry: 215,385 shares worth $8.88M. The largest sale was iShares 7-10 Year Treasury Bond ETF, an estimated $21.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q1 2021 buy was Tapestry: 215,385 shares worth $8.88M.
  • Sigma Planning Corp added most to Pacer Trendpilot US Bond ETF in Q1 2021, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $21.7M.
  • Sigma Planning Corp fully exited Invesco CurrencyShares Japanese Yen Trust in Q1 2021, selling an estimated $8.35M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $3.13B portfolio in Q1 2021.
  • Sigma Planning Corp opened 237 new positions and closed 107 in Q1 2021.
  • Sigma Planning Corp's portfolio value rose 6.5% quarter-over-quarter to $3.13B.

Based on Sigma Planning Corp's 13F filing for Q1 2021, filed 6 May 2021.