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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+13.87%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.94B
AUM Growth
+$414M
Cap. Flow
+$127M
Cap. Flow %
4.31%
Top 10 Hldgs %
21.71%
Holding
1,278
New
217
Increased
493
Reduced
461
Closed
84

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$10.7M
2
PWR icon
Quanta Services
PWR
+$9.65M
3
FXY icon
Invesco CurrencyShares Japanese Yen Trust
FXY
+$8.25M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$6.57M
5
FDX icon
FedEx
FDX
+$6.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$16.9M
2
GLD icon
SPDR Gold Trust
GLD
+$10.6M
3
SPGI icon
S&P Global
SPGI
+$6.46M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.35M
5
NVDA icon
NVIDIA
NVDA
+$5.76M

Sector Composition

Rank Sector Weight
1 Technology 11.39%
2 Consumer Discretionary 6%
3 Healthcare 4.74%
4 Industrials 4.21%
5 Communication Services 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FISV
476
Fiserv Inc
FISV
$28.9B
$886K 0.03%
7,783
-415
-5% -$44.7K
EMB icon
477
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$885K 0.03%
7,630
-1,390
-15% -$157K
DBX icon
478
Dropbox
DBX
$7.48B
$884K 0.03%
39,855
+28,427
+249% +$579K
VTIP icon
479
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$882K 0.03%
17,256
-212
-1% -$10.8K
DDOG icon
480
Datadog
DDOG
$89.3B
$880K 0.03%
8,940
+1,690
+23% +$169K
NTAP icon
481
NetApp
NTAP
$34.2B
$872K 0.03%
13,171
-780
-6% -$41.2K
PTMC icon
482
Pacer Trendpilot US Mid Cap ETF
PTMC
$396M
$872K 0.03%
26,775
-2,618
-9% -$80.4K
AN icon
483
AutoNation
AN
$7.37B
$868K 0.03%
12,443
+3,842
+45% +$242K
IWN icon
484
iShares Russell 2000 Value ETF
IWN
$14.5B
$860K 0.03%
6,530
+3,654
+127% +$431K
CTVA icon
485
Corteva
CTVA
$59.5B
$856K 0.03%
22,094
+1,597
+8% +$57.1K
HYLD
486
DELISTED
High Yield ETF
HYLD
$855K 0.03%
26,799
+1,824
+7% +$56.9K
ICVT icon
487
iShares Convertible Bond ETF
ICVT
$7.11B
$853K 0.03%
8,831
+1,387
+19% +$123K
PSX icon
488
Phillips 66
PSX
$82.5B
$853K 0.03%
12,200
+467
+4% +$27.4K
BNY
489
Bank of New York Mellon
BNY
$106B
$848K 0.03%
19,969
+8,837
+79% +$339K
FIW icon
490
First Trust Water ETF
FIW
$1.9B
$847K 0.03%
11,749
+966
+9% +$65.2K
NTSX icon
491
WisdomTree US Efficient Core Fund
NTSX
$1.35B
$842K 0.03%
23,009
+13,437
+140% +$468K
IRM icon
492
Iron Mountain
IRM
$37.4B
$840K 0.03%
28,508
-5,193
-15% -$144K
VTEB icon
493
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.3B
$840K 0.03%
15,213
-612
-4% -$33.4K
ATVI
494
DELISTED
Activision Blizzard
ATVI
$840K 0.03%
9,047
-997
-10% -$81K
PARA
495
DELISTED
Paramount Global Class B
PARA
$838K 0.03%
22,496
-19,784
-47% -$635K
BIBL icon
496
Inspire 100 ETF
BIBL
$487M
$831K 0.03%
22,696
+625
+3% +$22K
DBEF icon
497
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.16B
$831K 0.03%
24,712
-1,644
-6% -$53.1K
CARR icon
498
Carrier Global
CARR
$52.5B
$829K 0.03%
21,977
+11,781
+116% +$426K
VTWO icon
499
Vanguard Russell 2000 ETF
VTWO
$17.5B
$827K 0.03%
10,452
+5,724
+121% +$405K
TWTR
500
DELISTED
Twitter, Inc.
TWTR
$826K 0.03%
15,254
+4,420
+41% +$211K
18 19
20
21 22

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SCM
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Sigma Planning Corp's Q4 2020 Portfolio in Review

As of Q4 2020, Sigma Planning Corp held 1,278 positions worth $2.94B, up 16% from $2.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $127M of net new capital in Q4 2020, opening 217 new positions and adding to 493 existing holdings. Its largest new stake was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $16.9M trimmed.

  • Sigma Planning Corp's largest Q4 2020 buy was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.
  • Sigma Planning Corp added most to Vanguard S&P 500 ETF in Q4 2020, an estimated $6.57M increase.
  • Sigma Planning Corp's biggest Q4 2020 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $16.9M.
  • Sigma Planning Corp fully exited Big Lots, Inc. in Q4 2020, selling an estimated $4.09M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.94B portfolio in Q4 2020.
  • Sigma Planning Corp opened 217 new positions and closed 84 in Q4 2020.
  • Sigma Planning Corp's portfolio value rose 16% quarter-over-quarter to $2.94B.

Based on Sigma Planning Corp's 13F filing for Q4 2020, filed 9 Feb 2021.