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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+10.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.53B
AUM Growth
+$248M
Cap. Flow
+$67.8M
Cap. Flow %
2.68%
Top 10 Hldgs %
24.76%
Holding
1,197
New
143
Increased
443
Reduced
455
Closed
136

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$16.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$12.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$12.3M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.8M
5
GLD icon
SPDR Gold Trust
GLD
+$8.31M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$14.2M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$10.4M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.27M
4
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$5.32M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5M

Sector Composition

Rank Sector Weight
1 Technology 11.79%
2 Consumer Discretionary 6.34%
3 Healthcare 4.95%
4 Communication Services 4.06%
5 Financials 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYLD
476
DELISTED
High Yield ETF
HYLD
$753K 0.03%
24,975
+1,134
+5% +$33.7K
PRVB
477
DELISTED
Provention Bio, Inc. Common Stock
PRVB
$752K 0.03%
58,640
-400
-0.7% -$5.05K
WHR icon
478
Whirlpool
WHR
$2.49B
$747K 0.03%
4,062
+733
+22% +$122K
REGN icon
479
Regeneron Pharmaceuticals
REGN
$72.9B
$746K 0.03%
1,333
-3,689
-73% -$2.24M
LULU icon
480
lululemon athletica
LULU
$13.7B
$743K 0.03%
2,257
+71
+3% +$23.7K
DDOG icon
481
Datadog
DDOG
$89.3B
$741K 0.03%
+7,250
New +$631K
DSL
482
DoubleLine Income Solutions Fund
DSL
$1.23B
$740K 0.03%
46,212
+5,816
+14% +$93.1K
BIBL icon
483
Inspire 100 ETF
BIBL
$487M
$734K 0.03%
22,071
+490
+2% +$15.9K
VGIT icon
484
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.8B
$730K 0.03%
10,362
-14,447
-58% -$1.02M
RESN
485
DELISTED
Resonant Inc.
RESN
$728K 0.03%
305,700
+450
+0.1% +$1.12K
ENPH icon
486
Enphase Energy
ENPH
$4.79B
$727K 0.03%
+8,797
New +$589K
HUM icon
487
Humana
HUM
$46.7B
$727K 0.03%
1,755
-9,319
-84% -$3.75M
VTR icon
488
Ventas
VTR
$47.7B
$726K 0.03%
17,296
-1,210
-7% -$48.4K
SPG icon
489
Simon Property Group
SPG
$76.8B
$718K 0.03%
11,099
-388
-3% -$25.4K
QTEC icon
490
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.41B
$714K 0.03%
6,087
-26,349
-81% -$3.04M
IHF icon
491
iShares US Healthcare Providers ETF
IHF
$1.24B
$713K 0.03%
17,650
-11,680
-40% -$472K
ADM icon
492
Archer Daniels Midland
ADM
$40.1B
$712K 0.03%
15,320
+1,376
+10% +$60.2K
QURE icon
493
uniQure
QURE
$2.52B
$709K 0.03%
19,238
+5,760
+43% +$236K
UNM icon
494
Unum
UNM
$14B
$709K 0.03%
42,104
+24,353
+137% +$433K
GUNR icon
495
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.14B
$707K 0.03%
25,471
-326
-1% -$9.5K
PWB icon
496
Invesco Large Cap Growth ETF
PWB
$2.24B
$705K 0.03%
11,384
-1,755
-13% -$105K
NOK icon
497
Nokia
NOK
$49.9B
$702K 0.03%
179,547
+163,503
+1,019% +$736K
SCHF icon
498
Schwab International Equity ETF
SCHF
$65.5B
$701K 0.03%
44,634
-5,300
-11% -$83.2K
SRC
499
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$699K 0.03%
20,720
+23
+0.1% +$802
SECT icon
500
Main Sector Rotation ETF
SECT
$2.73B
$694K 0.03%
+22,366
New +$679K
18 19
20
21 22

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Sigma Planning Corp's Q3 2020 Portfolio in Review

As of Q3 2020, Sigma Planning Corp held 1,197 positions worth $2.53B, up 11% from $2.28B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q3 2020 filing shows 143 new, 443 increased, 455 reduced and 136 closed positions. Its largest new stake was Abiomed Inc: 20,372 shares worth $5.64M. The largest sale was iShares Core S&P Mid-Cap ETF, an estimated $14.2M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q3 2020 buy was Abiomed Inc: 20,372 shares worth $5.64M.
  • Sigma Planning Corp added most to iShares MSCI USA Momentum Factor ETF in Q3 2020, an estimated $16.1M increase.
  • Sigma Planning Corp's biggest Q3 2020 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $14.2M.
  • Sigma Planning Corp fully exited CyrusOne Inc Common Stock in Q3 2020, selling an estimated $3.05M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $2.53B portfolio in Q3 2020.
  • Sigma Planning Corp opened 143 new positions and closed 136 in Q3 2020.
  • Sigma Planning Corp's portfolio value rose 11% quarter-over-quarter to $2.53B.

Based on Sigma Planning Corp's 13F filing for Q3 2020, filed 3 Nov 2020.