We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+3.67%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.94B
AUM Growth
+$180M
Cap. Flow
+$124M
Cap. Flow %
6.4%
Top 10 Hldgs %
20.35%
Holding
1,072
New
132
Increased
502
Reduced
333
Closed
83

Top Buys

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$9.07M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$8.35M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.68M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.71M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$5.32M

Top Sells

Rank Stock Value
1
SOXX icon
iShares Semiconductor ETF
SOXX
+$5.42M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.17M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.16M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$3.41M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$3.03M

Sector Composition

Rank Sector Weight
1 Technology 7.37%
2 Financials 4.66%
3 Healthcare 4.23%
4 Consumer Discretionary 4.19%
5 Industrials 4.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAX icon
476
Baxter International
BAX
$11.6B
$627K 0.03%
7,658
+197
+3% +$15.3K
DBEF icon
477
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.13B
$627K 0.03%
19,828
+2,684
+16% +$85.2K
SKT icon
478
Tanger
SKT
$4.82B
$626K 0.03%
38,621
+6,660
+21% +$120K
AZN icon
479
AstraZeneca
AZN
$263B
$625K 0.03%
7,566
-108
-1% -$8.47K
MKL icon
480
Markel Group
MKL
$25B
$625K 0.03%
574
+52
+10% +$54.5K
CIK
481
Credit Suisse Asset Management Income Fund
CIK
$133M
$619K 0.03%
198,961
-60,608
-23% -$188K
QYLD icon
482
Global X NASDAQ-100 Covered Call ETF
QYLD
$7.97B
$615K 0.03%
26,976
+2,876
+12% +$65.2K
BSJM
483
DELISTED
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
$614K 0.03%
25,044
+1,183
+5% +$29K
DOC icon
484
Healthpeak Properties
DOC
$15.4B
$612K 0.03%
19,135
-666
-3% -$20.7K
HR icon
485
Healthcare Realty
HR
$7.42B
$612K 0.03%
22,310
-1,102
-5% -$31K
PJUL icon
486
Innovator US Equity Power Buffer ETF July
PJUL
$1.18B
$612K 0.03%
+23,730
New +$607K
BNY
487
Bank of New York Mellon
BNY
$108B
$611K 0.03%
13,834
+890
+7% +$41.8K
RFDI icon
488
First Trust RiverFront Dynamic Developed International ETF
RFDI
$161M
$611K 0.03%
10,769
+30
+0.3% +$1.7K
XAR icon
489
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.07B
$610K 0.03%
5,869
+60
+1% +$5.86K
EMN icon
490
Eastman Chemical
EMN
$7.8B
$609K 0.03%
7,827
+917
+13% +$69.7K
LKQ icon
491
LKQ Corp
LKQ
$6.58B
$608K 0.03%
22,850
+6,302
+38% +$176K
RPM icon
492
RPM International
RPM
$13.7B
$608K 0.03%
9,948
-75
-0.7% -$4.43K
CM icon
493
Canadian Imperial Bank of Commerce
CM
$107B
$605K 0.03%
15,394
-114
-0.7% -$4.59K
JPI
494
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$604K 0.03%
25,505
– –
GPP
495
DELISTED
Green Plains Partners LP
GPP
$604K 0.03%
43,174
+1,499
+4% +$22.4K
IAGG icon
496
iShares Core International Aggregate Bond Fund
IAGG
$10.6B
$603K 0.03%
11,065
+3,299
+42% +$177K
VIOV icon
497
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.85B
$600K 0.03%
9,356
+4
+0% +$256
RSPU icon
498
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$558M
$597K 0.03%
12,080
-584
-5% -$28.4K
BSJL
499
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
$596K 0.03%
24,146
+331
+1% +$8.18K
DEO icon
500
Diageo
DEO
$46.2B
$591K 0.03%
3,431
+137
+4% +$23K
18 19
20
21 22

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q2 2019 Portfolio in Review

As of Q2 2019, Sigma Planning Corp held 1,072 positions worth $1.94B, up 10% from $1.76B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp deployed $124M of net new capital in Q2 2019, opening 132 new positions and adding to 502 existing holdings. Its largest new stake was First Trust Small Cap Growth AlphaDEX Fund: 46,020 shares worth $2.14M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares S&P 500 Value ETF, an estimated $5.17M trimmed.

  • Sigma Planning Corp's largest Q2 2019 buy was First Trust Small Cap Growth AlphaDEX Fund: 46,020 shares worth $2.14M.
  • Sigma Planning Corp added most to Invesco S&P 500 Low Volatility ETF in Q2 2019, an estimated $9.07M increase.
  • Sigma Planning Corp's biggest Q2 2019 reduction was iShares S&P 500 Value ETF, cutting an estimated $5.17M.
  • Sigma Planning Corp fully exited iShares Semiconductor ETF in Q2 2019, selling an estimated $5.42M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $1.94B portfolio in Q2 2019.
  • Sigma Planning Corp opened 132 new positions and closed 83 in Q2 2019.
  • Sigma Planning Corp's portfolio value rose 10% quarter-over-quarter to $1.94B.

Based on Sigma Planning Corp's 13F filing for Q2 2019, filed 1 Aug 2019.