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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.68%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.7B
AUM Growth
+$207M
Cap. Flow
+$124M
Cap. Flow %
7.28%
Top 10 Hldgs %
21.61%
Holding
1,032
New
130
Increased
445
Reduced
351
Closed
84

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$14M
2
SSO icon
ProShares Ultra S&P500
SSO
+$9.41M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$7.5M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$7.44M
5
AMZN icon
Amazon
AMZN
+$6.37M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$7.04M
2
USO icon
United States Oil Fund
USO
+$4.36M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$4.28M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$3.74M
5
CPRT icon
Copart
CPRT
+$3.33M

Sector Composition

Rank Sector Weight
1 Technology 8.09%
2 Financials 4.85%
3 Healthcare 4.83%
4 Consumer Discretionary 4.56%
5 Industrials 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PNC icon
476
PNC Financial Services
PNC
$100B
$516K 0.03%
3,792
-2
-0.1% -$284
VMW
477
DELISTED
VMware, Inc
VMW
$516K 0.03%
+3,308
New +$506K
ARI
478
Apollo Commercial Real Estate
ARI
$887M
$515K 0.03%
27,271
-158
-0.6% -$3.02K
FXL icon
479
First Trust Technology AlphaDEX Fund
FXL
$2.47B
$515K 0.03%
8,105
+1,551
+24% +$94K
MDR
480
DELISTED
McDermott International
MDR
$514K 0.03%
27,883
-8,124
-23% -$152K
HYLD
481
DELISTED
High Yield ETF
HYLD
$507K 0.03%
+13,823
New +$507K
AET
482
DELISTED
Aetna Inc
AET
$507K 0.03%
2,496
+1
+0% +$195
TTE icon
483
TotalEnergies
TTE
$193B
$506K 0.03%
7,863
-1,788
-19% -$112K
RDS.B
484
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$506K 0.03%
7,129
-391
-5% -$27.1K
MBB icon
485
iShares MBS ETF
MBB
$39B
$504K 0.03%
4,882
+955
+24% +$99.1K
RDIV icon
486
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.36B
$502K 0.03%
13,023
+126
+1% +$4.89K
SCHE icon
487
Schwab Emerging Markets Equity ETF
SCHE
$12.3B
$501K 0.03%
19,476
+1,634
+9% +$42.3K
VTIP icon
488
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$501K 0.03%
10,357
+1,692
+20% +$82.6K
TMUS icon
489
T-Mobile US
TMUS
$193B
$500K 0.03%
+7,128
New +$458K
TROW icon
490
T. Rowe Price
TROW
$25B
$500K 0.03%
4,577
+2,324
+103% +$269K
DIV icon
491
Global X SuperDividend US ETF
DIV
$787M
$497K 0.03%
19,671
+3,478
+21% +$88K
BHVN
492
DELISTED
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
$492K 0.03%
13,101
-360
-3% -$13.2K
DON icon
493
WisdomTree US MidCap Dividend Fund
DON
$4.03B
$488K 0.03%
13,233
+217
+2% +$7.99K
SPAB icon
494
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.78B
$486K 0.03%
17,551
-2,733
-13% -$76K
KMI icon
495
Kinder Morgan
KMI
$73.1B
$485K 0.03%
27,342
-5,144
-16% -$92K
IHF icon
496
iShares US Healthcare Providers ETF
IHF
$1.18B
$478K 0.03%
11,955
+3,040
+34% +$115K
IMCB icon
497
iShares Morningstar Mid-Cap ETF
IMCB
$1.64B
$478K 0.03%
10,084
+1,712
+20% +$81.2K
CRM icon
498
CALL
Salesforce
CRM
$134B
$477K 0.03%
+3,000
New +$445K
BIDU icon
499
Baidu
BIDU
$35.8B
$475K 0.03%
2,079
+319
+18% +$75K
XPO icon
500
XPO
XPO
$25B
$474K 0.03%
11,999
-3,256
-21% -$118K
18 19
20
21 22

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Sigma Planning Corp's Q3 2018 Portfolio in Review

As of Q3 2018, Sigma Planning Corp held 1,032 positions worth $1.7B, up 14% from $1.49B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $124M of net new capital in Q3 2018, opening 130 new positions and adding to 445 existing holdings. Its largest new stake was ProShares Ultra S&P500: 616,832 shares worth $9.83M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $7.04M trimmed.

  • Sigma Planning Corp's largest Q3 2018 buy was ProShares Ultra S&P500: 616,832 shares worth $9.83M.
  • Sigma Planning Corp added most to Apple in Q3 2018, an estimated $14M increase.
  • Sigma Planning Corp's biggest Q3 2018 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $7.04M.
  • Sigma Planning Corp fully exited Copart in Q3 2018, selling an estimated $3.33M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $1.7B portfolio in Q3 2018.
  • Sigma Planning Corp opened 130 new positions and closed 84 in Q3 2018.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $1.7B.

Based on Sigma Planning Corp's 13F filing for Q3 2018, filed 7 Nov 2018.