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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+5.24%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.3B
AUM Growth
+$85.5M
Cap. Flow
+$30.3M
Cap. Flow %
2.34%
Top 10 Hldgs %
19.03%
Holding
922
New
75
Increased
425
Reduced
333
Closed
70

Top Buys

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$5.75M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.51M
3
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$5.22M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.77M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.74M

Top Sells

Rank Stock Value
1
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$12.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$10.6M
3
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$4.19M
4
SWKS icon
Skyworks Solutions
SWKS
+$2.67M
5
IYR icon
iShares US Real Estate ETF
IYR
+$2.44M

Sector Composition

Rank Sector Weight
1 Technology 5.96%
2 Financials 5.11%
3 Industrials 4.91%
4 Healthcare 4.64%
5 Consumer Staples 4.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWC icon
476
iShares MSCI Canada ETF
EWC
$6.04B
$436K 0.03%
14,717
-529
-3% -$15.4K
RING icon
477
iShares MSCI Global Gold Miners ETF
RING
$2.31B
$436K 0.03%
23,192
-101,571
-81% -$1.86M
MDIV icon
478
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$429M
$434K 0.03%
22,839
-1,684
-7% -$32K
PPG icon
479
PPG Industries
PPG
$25.9B
$432K 0.03%
3,697
-282
-7% -$32.5K
ALK icon
480
Alaska Air
ALK
$5.15B
$431K 0.03%
5,867
+978
+20% +$69.5K
AIVL icon
481
WisdomTree US AI Enhanced Value Fund
AIVL
$426M
$427K 0.03%
4,829
-78
-2% -$6.75K
IAGG icon
482
iShares Core International Aggregate Bond Fund
IAGG
$10.6B
$427K 0.03%
8,208
+913
+13% +$47.6K
PGF icon
483
Invesco Financial Preferred ETF
PGF
$676M
$427K 0.03%
22,608
-839
-4% -$15.9K
BHVN
484
DELISTED
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
$426K 0.03%
15,803
+800
+5% +$22K
PZA icon
485
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.19B
$424K 0.03%
16,411
-3,124
-16% -$80.1K
HBI
486
DELISTED
Hanesbrands
HBI
$423K 0.03%
20,242
+2,476
+14% +$52.9K
IWV icon
487
iShares Russell 3000 ETF
IWV
$19.5B
$423K 0.03%
2,671
-818
-23% -$126K
BTI icon
488
British American Tobacco
BTI
$132B
$422K 0.03%
6,304
-2,006
-24% -$131K
SUB icon
489
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$422K 0.03%
4,028
-700
-15% -$73.8K
ELV icon
490
Elevance Health
ELV
$81.9B
$421K 0.03%
1,871
+110
+6% +$23.4K
OMC icon
491
Omnicom Group
OMC
$22.7B
$421K 0.03%
5,778
+981
+20% +$70.4K
HYLD
492
DELISTED
High Yield ETF
HYLD
$420K 0.03%
11,629
+102
+0.9% +$3.69K
VER
493
DELISTED
VEREIT, Inc.
VER
$418K 0.03%
10,725
-4,057
-27% -$163K
PTMC icon
494
Pacer Trendpilot US Mid Cap ETF
PTMC
$396M
$415K 0.03%
13,354
+486
+4% +$14.8K
GBDC icon
495
Golub Capital BDC
GBDC
$3.33B
$414K 0.03%
23,230
-2,054
-8% -$38K
NUM
496
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$414K 0.03%
31,223
-3,970
-11% -$53.3K
PWV icon
497
Invesco Large Cap Value ETF
PWV
$1.66B
$410K 0.03%
10,573
-4,725
-31% -$181K
EOI
498
Eaton Vance Enhanced Equity Income Fund
EOI
$808M
$406K 0.03%
28,006
+17,715
+172% +$253K
RIOT icon
499
Riot Platforms
RIOT
$8.52B
$404K 0.03%
+14,233
New +$200K
AET
500
DELISTED
Aetna Inc
AET
$404K 0.03%
2,240
-513
-19% -$88.1K
18 19
20
21 22

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Sigma Planning Corp's Q4 2017 Portfolio in Review

As of Q4 2017, Sigma Planning Corp held 922 positions worth $1.3B, up 7.1% from $1.21B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q4 2017 filing shows 75 new, 425 increased, 333 reduced and 70 closed positions. Its largest new stake was DuPont de Nemours: 31,933 shares worth $5.76M. The largest sale was iShares Core S&P US Value ETF, an estimated $12.4M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, down from 6% a quarter earlier, followed by Financials and Industrials.

  • Sigma Planning Corp's largest Q4 2017 buy was DuPont de Nemours: 31,933 shares worth $5.76M.
  • Sigma Planning Corp added most to iShares S&P 500 Value ETF in Q4 2017, an estimated $5.51M increase.
  • Sigma Planning Corp's biggest Q4 2017 reduction was iShares Core S&P US Value ETF, cutting an estimated $12.4M.
  • Sigma Planning Corp fully exited Newmont in Q4 2017, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $1.3B portfolio in Q4 2017.
  • Sigma Planning Corp opened 75 new positions and closed 70 in Q4 2017.
  • Sigma Planning Corp's portfolio value rose 7.1% quarter-over-quarter to $1.3B.

Based on Sigma Planning Corp's 13F filing for Q4 2017, filed 7 Feb 2018.