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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.31%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$915M
AUM Growth
+$71.4M
Cap. Flow
+$59.7M
Cap. Flow %
6.52%
Top 10 Hldgs %
17.37%
Holding
832
New
89
Increased
316
Reduced
308
Closed
97

Top Buys

Rank Stock Value
1
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$8.45M
2
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$7.41M
3
HDV
iShares Core High Dividend ETF
HDV
+$7.4M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$6.26M
5
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$5.04M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$4.63M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.97M
3
RING icon
iShares MSCI Global Gold Miners ETF
RING
+$3.6M
4
IYR icon
iShares US Real Estate ETF
IYR
+$1.86M
5
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$1.6M

Sector Composition

Rank Sector Weight
1 Technology 5.02%
2 Consumer Staples 4.87%
3 Financials 4.78%
4 Industrials 4.53%
5 Healthcare 4.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PWB icon
476
Invesco Large Cap Growth ETF
PWB
$2.29B
$354K 0.04%
11,083
+1
+0% +$32
AET
477
DELISTED
Aetna Inc
AET
$354K 0.04%
2,852
+4
+0.1% +$479
SGOL icon
478
abrdn Physical Gold Shares ETF
SGOL
$6.92B
$353K 0.04%
31,620
-750
-2% -$8.88K
AIRG icon
479
Airgain
AIRG
$74.3M
$352K 0.04%
24,447
+10,698
+78% +$176K
IWC icon
480
iShares Micro-Cap ETF
IWC
$1.43B
$351K 0.04%
+4,087
New +$328K
FSTA icon
481
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.4B
$350K 0.04%
11,206
-6,135
-35% -$191K
AGZD icon
482
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
$128M
$348K 0.04%
+14,426
New +$346K
WPZ
483
DELISTED
Williams Partners L.P.
WPZ
$348K 0.04%
9,138
+400
+5% +$14.4K
VPU
484
Vanguard Utilities ETF
VPU
$8.83B
$346K 0.04%
3,229
-307
-9% -$32.2K
HA
485
DELISTED
Hawaiian Holdings, Inc.
HA
$345K 0.04%
6,050
– –
DHS icon
486
WisdomTree US High Dividend Fund
DHS
$1.56B
$343K 0.04%
5,091
-584
-10% -$38.3K
GBAB
487
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$382M
$343K 0.04%
16,042
+13
+0.1% +$281
GHII
488
DELISTED
Invesco S&P High Income Infrastructure ETF
GHII
$343K 0.04%
+13,200
New +$339K
AMAT icon
489
Applied Materials
AMAT
$426B
$342K 0.04%
10,591
-959
-8% -$29.2K
IIM icon
490
Invesco Value Municipal Income Trust
IIM
$583M
$341K 0.04%
23,338
+4,319
+23% +$64.8K
BPL
491
DELISTED
Buckeye Partners, L.P.
BPL
$341K 0.04%
5,155
+436
+9% +$28.8K
MU icon
492
Micron Technology
MU
$1.04T
$340K 0.04%
15,518
-396
-2% -$7.44K
CRM icon
493
Salesforce
CRM
$134B
$338K 0.04%
4,931
+398
+9% +$28.9K
LNC icon
494
Lincoln National
LNC
$7.91B
$338K 0.04%
5,094
-238
-4% -$13.8K
SCG
495
DELISTED
Scana
SCG
$335K 0.04%
4,574
+10
+0.2% +$714
IDU icon
496
iShares US Utilities ETF
IDU
$1.41B
$334K 0.04%
+5,482
New +$328K
ETJ
497
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$563M
$332K 0.04%
37,004
-3,051
-8% -$27.7K
IMCG icon
498
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.89B
$328K 0.04%
12,138
-8,550
-41% -$229K
SRPT icon
499
Sarepta Therapeutics
SRPT
$1.66B
$328K 0.04%
11,965
+2,785
+30% +$112K
TSLA icon
500
Tesla
TSLA
$1.24T
$328K 0.04%
+23,025
New +$303K
18 19
20
21 22

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Sigma Planning Corp's Q4 2016 Portfolio in Review

As of Q4 2016, Sigma Planning Corp held 832 positions worth $915M, up 8.5% from $843M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Sigma Planning Corp deployed $59.7M of net new capital in Q4 2016, opening 89 new positions and adding to 316 existing holdings. Its largest new stake was ProShares Ultra S&P500: 356,808 shares worth $3.4M.

By sector, the portfolio is most concentrated in Technology at 5% of assets, up from 4.9% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $4.63M trimmed.

  • Sigma Planning Corp's largest Q4 2016 buy was ProShares Ultra S&P500: 356,808 shares worth $3.4M.
  • Sigma Planning Corp added most to iShares Core S&P US Value ETF in Q4 2016, an estimated $8.45M increase.
  • Sigma Planning Corp's biggest Q4 2016 reduction was iShares S&P 500 Growth ETF, cutting an estimated $4.63M.
  • Sigma Planning Corp fully exited Guggenheim BulletShares 2016 High Yield Corporate Bond ETF in Q4 2016, selling an estimated $1.25M.
  • Sigma Planning Corp's ten largest holdings make up 17% of its $915M portfolio in Q4 2016.
  • Sigma Planning Corp opened 89 new positions and closed 97 in Q4 2016.
  • Sigma Planning Corp's portfolio value rose 8.5% quarter-over-quarter to $915M.

Based on Sigma Planning Corp's 13F filing for Q4 2016, filed 23 Jan 2017.