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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+1.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$755M
AUM Growth
-$1.57M
Cap. Flow
-$8.75M
Cap. Flow %
-1.16%
Top 10 Hldgs %
17.02%
Holding
817
New
100
Increased
305
Reduced
321
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.56M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$4.33M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.97M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$2.74M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.73M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$9.97M
2
MMP
Magellan Midstream Partners, L.P.
MMP
+$4.82M
3
ETP
Energy Transfer Partners, L.P.
ETP
+$4.39M
4
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$4.18M
5
QTEC icon
First Trust NASDAQ-100 Technology Index Fund
QTEC
+$4.04M

Sector Composition

Rank Sector Weight
1 Technology 6.63%
2 Healthcare 6.21%
3 Energy 5.64%
4 Industrials 4.87%
5 Consumer Staples 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLRC icon
476
SLR Investment Corp
SLRC
$706M
$347K 0.05%
17,137
+6,449
+60% +$125K
TZA icon
477
Direxion Daily Small Cap Bear 3x ETF
TZA
$213M
$347K 0.05%
21
-7
-25% -$128K
BNDX icon
478
Vanguard Total International Bond ETF
BNDX
$82B
$346K 0.05%
6,400
+113
+2% +$6.07K
CSX icon
479
CSX Corp
CSX
$98.6B
$346K 0.05%
31,365
-17,811
-36% -$205K
SDYL
480
DELISTED
ETRACS Monthly Pay 2xLeveraged S&P Dividend ETN
SDYL
$345K 0.05%
6,338
+6
+0.1% +$327
LVS icon
481
Las Vegas Sands
LVS
$30.5B
$343K 0.05%
6,231
+2,105
+51% +$117K
PXD
482
DELISTED
Pioneer Natural Resource Co.
PXD
$343K 0.05%
+2,095
New +$322K
OKE icon
483
Oneok
OKE
$58.7B
$342K 0.05%
7,079
-210
-3% -$9.59K
SUNE
484
DELISTED
SUNEDISON, INC COM
SUNE
$341K 0.05%
+14,220
New +$306K
LZB icon
485
La-Z-Boy
LZB
$1.59B
$340K 0.05%
12,098
-44
-0.4% -$1.17K
IYF icon
486
iShares US Financials ETF
IYF
$4.39B
$338K 0.04%
7,598
+144
+2% +$6.39K
DLR icon
487
Digital Realty Trust
DLR
$73.7B
$335K 0.04%
5,083
-32
-0.6% -$2.19K
RFV icon
488
Invesco S&P MidCap 400 Pure Value ETF
RFV
$335M
$335K 0.04%
6,120
-297
-5% -$15.9K
NIO
489
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$335K 0.04%
22,825
+1,842
+9% +$26.8K
VCIT icon
490
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
$334K 0.04%
+3,805
New +$332K
FPX icon
491
First Trust US Equity Opportunities ETF
FPX
$1.51B
$332K 0.04%
6,160
+775
+14% +$39.9K
UIL
492
DELISTED
UIL HOLDINGS
UIL
$332K 0.04%
6,464
-163
-2% -$7.61K
PRU icon
493
Prudential Financial
PRU
$41.7B
$331K 0.04%
4,123
+829
+25% +$67.2K
UUP icon
494
Invesco DB US Dollar Index Bullish Fund
UUP
$434M
$329K 0.04%
+12,695
New +$320K
SSO icon
495
ProShares Ultra S&P500
SSO
$7.82B
$326K 0.04%
40,384
-3,232
-7% -$26K
EMC
496
DELISTED
EMC CORPORATION
EMC
$326K 0.04%
12,757
-1,843
-13% -$50.8K
PEG icon
497
Public Service Enterprise Group
PEG
$39.8B
$323K 0.04%
7,705
-227
-3% -$9.48K
HTS
498
DELISTED
HATTERAS FINANCIAL CORP
HTS
$323K 0.04%
17,786
+521
+3% +$9.49K
CMI icon
499
Cummins
CMI
$91.7B
$322K 0.04%
2,322
+518
+29% +$73K
EXPD icon
500
Expeditors International
EXPD
$22.9B
$321K 0.04%
6,661
+94
+1% +$4.33K
18 19
20
21 22

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Sigma Planning Corp's Q1 2015 Portfolio in Review

As of Q1 2015, Sigma Planning Corp held 817 positions worth $755M, down 0.21% from $756M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Sigma Planning Corp's Q1 2015 filing shows 100 new, 305 increased, 321 reduced and 66 closed positions. Its largest new stake was Arrow Dow Jones Global Yield ETF: 86,070 shares worth $2.09M. The largest sale was iShares Core S&P Total US Stock Market ETF, an estimated $9.97M.

By sector, the portfolio is most concentrated in Technology at 6.6% of assets, down from 7% a quarter earlier, followed by Healthcare and Energy.

  • Sigma Planning Corp's largest Q1 2015 buy was Arrow Dow Jones Global Yield ETF: 86,070 shares worth $2.09M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q1 2015, an estimated $4.56M increase.
  • Sigma Planning Corp's biggest Q1 2015 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $9.97M.
  • Sigma Planning Corp fully exited Energy Transfer Partners, L.P. in Q1 2015, selling an estimated $4.39M.
  • Sigma Planning Corp's ten largest holdings make up 17% of its $755M portfolio in Q1 2015.
  • Sigma Planning Corp opened 100 new positions and closed 66 in Q1 2015.
  • Sigma Planning Corp's portfolio value fell 0.21% quarter-over-quarter to $755M.

Based on Sigma Planning Corp's 13F filing for Q1 2015, filed 23 Apr 2015.