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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+9.64%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.52B
AUM Growth
+$192M
(+5.8%)
Cap. Flow
-$72.1M
Cap. Flow
% of AUM
-2.05%
Top 10 Holdings %
Top 10 Hldgs %
25.86%
Holding
1,390
New
146
Increased
507
Reduced
610
Closed
100
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
QQWZ
Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF
QQWZ
|
+$4.27M |
| 2 |
First Trust Rising Dividend Achievers ETF
RDVY
|
+$3.77M |
| 3 |
DDFL
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
|
+$3.58M |
| 4 |
Chevron
CVX
|
+$3.38M |
| 5 |
Invesco S&P 500 Momentum ETF
SPMO
|
+$3.08M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard S&P 500 ETF
VOO
|
+$12.9M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$9.65M |
| 3 |
Pacer US Cash Cows 100 ETF
COWZ
|
+$8.83M |
| 4 |
AbbVie
ABBV
|
+$8.72M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$7.83M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.65% |
| 2 | Financials | 4.45% |
| 3 | Consumer Discretionary | 4.26% |
| 4 | Industrials | 3.55% |
| 5 | Communication Services | 3.45% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
Tesla
TSLA
$1.24T
| $17.5M | 0.5% |
39,325
-13,558
| -26% | -$4.7M |
|
27
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.3B
| $17.2M | 0.49% |
317,909
+20,315
| +7% | +$1.09M |
|
28
iShares Core US Aggregate Bond ETF
AGG
$138B
| $16.8M | 0.48% |
168,069
-5,507
| -3% | -$546K |
|
29
iShares Floating Rate Bond ETF
FLOT
$10.1B
| $16.3M | 0.46% |
320,042
-24,930
| -7% | -$1.27M |
|
|
30
First Trust Rising Dividend Achievers ETF
RDVY
$24.3B
| $15.9M | 0.45% |
236,005
+58,171
| +33% | +$3.77M |
|
|
31
Pacer US Cash Cows 100 ETF
COWZ
$18.2B
| $15.9M | 0.45% |
276,058
-155,434
| -36% | -$8.83M |
|
32
iShares Gold Trust
IAU
$63B
| $15.7M | 0.45% |
215,893
+9,239
| +4% | +$603K |
|
33
Schwab US Large- Cap ETF
SCHX
$70.9B
| $14.7M | 0.42% |
557,823
-30
| -0% | -$762 |
|
34
Home Depot
HD
$332B
| $14.6M | 0.41% |
35,948
-677
| -2% | -$266K |
|
35
State Street Technology Select Sector SPDR ETF
XLK
$115B
| $14.6M | 0.41% |
103,340
+700
| +0.7% | +$92.7K |
|
36
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
| $14.5M | 0.41% |
152,898
-8,029
| -5% | -$752K |
|
37
Costco
COST
$415B
| $14.5M | 0.41% |
15,627
-61
| -0.4% | -$58.5K |
|
38
iShares International Select Dividend ETF
IDV
$8.25B
| $14.3M | 0.41% |
390,539
-17,399
| -4% | -$626K |
|
|
39
AbbVie
ABBV
$458B
| $13.6M | 0.39% |
58,921
-42,829
| -42% | -$8.72M |
|
40
Vanguard Total Stock Market ETF
VTI
$654B
| $12.9M | 0.37% |
39,273
-4,273
| -10% | -$1.35M |
|
41
iShares Core S&P US Value ETF
IUSV
$27.2B
| $12.8M | 0.36% |
128,229
+1,999
| +2% | +$195K |
|
42
Vanguard Value ETF
VTV
$189B
| $12.7M | 0.36% |
68,282
-1,655
| -2% | -$300K |
|
43
FT Vest Fund of Buffer ETFs
BUFR
$10B
| $12.7M | 0.36% |
379,638
+4,479
| +1% | +$146K |
|
44
Eli Lilly
LLY
$1.07T
| $12.4M | 0.35% |
16,235
-306
| -2% | -$228K |
|
45
Visa
V
$677B
| $12.2M | 0.35% |
35,722
-2,347
| -6% | -$812K |
|
|
46
Chevron
CVX
$388B
| $11.9M | 0.34% |
76,692
+21,811
| +40% | +$3.38M |
|
47
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
| $11.7M | 0.33% |
219,936
+30,753
| +16% | +$1.62M |
|
48
Walmart Inc
WMT
$871B
| $11.3M | 0.32% |
109,257
-685
| -0.6% | -$68.2K |
|
49
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.4B
| $11.3M | 0.32% |
295,992
-98,843
| -25% | -$3.67M |
|
50
IBM
IBM
$202B
| $11.1M | 0.32% |
39,386
+3,111
| +9% | +$814K |
|
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Sigma Planning Corp's Q3 2025 Portfolio in Review
As of Q3 2025, Sigma Planning Corp held 1,390 positions worth $3.52B, up 5.8% from $3.33B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
Sigma Planning Corp's Q3 2025 filing shows 146 new, 507 increased, 610 reduced and 100 closed positions. Its largest new stake was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M. The largest sale was Vanguard S&P 500 ETF, an estimated $12.9M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.
- Sigma Planning Corp's largest Q3 2025 buy was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M.
- Sigma Planning Corp added most to Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF in Q3 2025, an estimated $4.27M increase.
- Sigma Planning Corp's biggest Q3 2025 reduction was Vanguard S&P 500 ETF, cutting an estimated $12.9M.
- Sigma Planning Corp fully exited iShares MSCI Emerging Markets ex China ETF in Q3 2025, selling an estimated $1.49M.
- Sigma Planning Corp's ten largest holdings make up 26% of its $3.52B portfolio in Q3 2025.
- Sigma Planning Corp opened 146 new positions and closed 100 in Q3 2025.
- Sigma Planning Corp's portfolio value rose 5.8% quarter-over-quarter to $3.52B.
Based on Sigma Planning Corp's 13F filing for Q3 2025, filed 10 Nov 2025.