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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+3.67%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.94B
AUM Growth
+$180M
(+10%)
Cap. Flow
+$124M
Cap. Flow
% of AUM
6.4%
Top 10 Holdings %
Top 10 Hldgs %
20.35%
Holding
1,072
New
132
Increased
502
Reduced
333
Closed
83
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$9.07M |
| 2 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$8.35M |
| 3 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$6.68M |
| 4 |
iShares S&P 500 Growth ETF
IVW
|
+$5.71M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$5.32M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Semiconductor ETF
SOXX
|
+$5.42M |
| 2 |
iShares S&P 500 Value ETF
IVE
|
+$5.17M |
| 3 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$5.16M |
| 4 |
iShares S&P Mid-Cap 400 Value ETF
IJJ
|
+$3.41M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$3.03M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.37% |
| 2 | Financials | 4.66% |
| 3 | Healthcare | 4.23% |
| 4 | Consumer Discretionary | 4.19% |
| 5 | Industrials | 4.11% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
NextEra Energy
NEE
$187B
| $11.3M | 0.58% |
220,288
+31,352
| +17% | +$1.54M |
|
27
First Trust Value Line Dividend Fund
FVD
$8.29B
| $11.2M | 0.58% |
333,342
-74,371
| -18% | -$2.46M |
|
28
Boeing
BA
$165B
| $11.2M | 0.58% |
30,666
+1,037
| +3% | +$378K |
|
29
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.22B
| $11.1M | 0.57% |
153,443
+1,856
| +1% | +$133K |
|
30
Walt Disney
DIS
$165B
| $10.9M | 0.56% |
77,909
+2,898
| +4% | +$384K |
|
31
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$104M
| $10.8M | 0.55% |
400,446
-34,907
| -8% | -$931K |
|
32
Meta Platforms (Facebook)
META
$1.51T
| $10.5M | 0.54% |
54,622
+4,597
| +9% | +$840K |
|
33
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
| $9.83M | 0.51% |
115,914
-21,079
| -15% | -$1.78M |
|
34
iShares MBS ETF
MBB
$39B
| $9.56M | 0.49% |
88,837
-2,865
| -3% | -$305K |
|
35
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.86B
| $9.23M | 0.48% |
64,198
+12,205
| +23% | +$1.74M |
|
36
JPMorgan Chase
JPM
$939B
| $8.77M | 0.45% |
78,401
-3,937
| -5% | -$434K |
|
37
iShares US Real Estate ETF
IYR
$4.59B
| $8.72M | 0.45% |
99,908
-5,324
| -5% | -$466K |
|
38
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
| $8.43M | 0.43% |
82,836
+32,107
| +63% | +$3.26M |
|
39
Vanguard Dividend Appreciation ETF
VIG
$111B
| $8.34M | 0.43% |
72,384
+206
| +0.3% | +$23.1K |
|
40
McDonald's
MCD
$188B
| $8.29M | 0.43% |
39,925
-209
| -0.5% | -$41.4K |
|
41
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
| $8.28M | 0.43% |
31,125
-2,571
| -8% | -$671K |
|
42
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
| $8.14M | 0.42% |
273,056
+9,292
| +4% | +$273K |
|
43
Verizon
VZ
$194B
| $8.1M | 0.42% |
141,738
+1,781
| +1% | +$103K |
|
44
Visa
V
$677B
| $7.91M | 0.41% |
45,564
+1,419
| +3% | +$232K |
|
45
Procter & Gamble
PG
$343B
| $7.83M | 0.4% |
71,365
+1,040
| +1% | +$111K |
|
46
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
| $7.75M | 0.4% |
136,932
-15,604
| -10% | -$865K |
|
|
47
Alphabet (Google) Class C
GOOG
$3.9T
| $7.52M | 0.39% |
139,180
+11,820
| +9% | +$682K |
|
48
iShares US Medical Devices ETF
IHI
$3.02B
| $7.41M | 0.38% |
184,638
+52,224
| +39% | +$1.98M |
|
49
Home Depot
HD
$332B
| $7.19M | 0.37% |
34,567
+2,102
| +6% | +$419K |
|
50
iShares Floating Rate Bond ETF
FLOT
$10.1B
| $6.82M | 0.35% |
133,843
-25,069
| -16% | -$1.28M |
|
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Sigma Planning Corp's Q2 2019 Portfolio in Review
As of Q2 2019, Sigma Planning Corp held 1,072 positions worth $1.94B, up 10% from $1.76B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Sigma Planning Corp deployed $124M of net new capital in Q2 2019, opening 132 new positions and adding to 502 existing holdings. Its largest new stake was First Trust Small Cap Growth AlphaDEX Fund: 46,020 shares worth $2.14M.
By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was iShares S&P 500 Value ETF, an estimated $5.17M trimmed.
- Sigma Planning Corp's largest Q2 2019 buy was First Trust Small Cap Growth AlphaDEX Fund: 46,020 shares worth $2.14M.
- Sigma Planning Corp added most to Invesco S&P 500 Low Volatility ETF in Q2 2019, an estimated $9.07M increase.
- Sigma Planning Corp's biggest Q2 2019 reduction was iShares S&P 500 Value ETF, cutting an estimated $5.17M.
- Sigma Planning Corp fully exited iShares Semiconductor ETF in Q2 2019, selling an estimated $5.42M.
- Sigma Planning Corp's ten largest holdings make up 20% of its $1.94B portfolio in Q2 2019.
- Sigma Planning Corp opened 132 new positions and closed 83 in Q2 2019.
- Sigma Planning Corp's portfolio value rose 10% quarter-over-quarter to $1.94B.
Based on Sigma Planning Corp's 13F filing for Q2 2019, filed 1 Aug 2019.