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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
-11.6%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.37B
AUM Growth
-$326M
(-19%)
Cap. Flow
-$109M
Cap. Flow
% of AUM
-7.95%
Top 10 Holdings %
Top 10 Hldgs %
20.72%
Holding
1,027
New
79
Increased
349
Reduced
397
Closed
176
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$9.3M |
| 2 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$6.09M |
| 3 |
Fidelity MSCI Utilities Index ETF
FUTY
|
+$4.48M |
| 4 |
NextEra Energy
NEE
|
+$3.58M |
| 5 |
Fidelity MSCI Real Estate Index ETF
FREL
|
+$3.46M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Small-Cap ETF
IJR
|
+$9.25M |
| 2 |
iShares S&P Small-Cap 600 Growth ETF
IJT
|
+$8.45M |
| 3 |
iShares S&P Small-Cap 600 Value ETF
IJS
|
+$8.33M |
| 4 |
iShares S&P 500 Growth ETF
IVW
|
+$7.91M |
| 5 |
Fidelity Nasdaq Composite Index ETF
ONEQ
|
+$5.87M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.61% |
| 2 | Financials | 4.8% |
| 3 | Healthcare | 4.66% |
| 4 | Industrials | 4.14% |
| 5 | Consumer Discretionary | 4.04% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.22B
| $9.22M | 0.67% |
138,274
-8,034
| -5% | -$552K |
|
27
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
| $9.06M | 0.66% |
189,456
-15,796
| -8% | -$827K |
|
28
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
| $8.97M | 0.65% |
190,236
-1,742
| -0.9% | -$84.2K |
|
29
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$104M
| $8.85M | 0.64% |
377,782
-35,801
| -9% | -$907K |
|
30
Boeing
BA
$165B
| $8.83M | 0.64% |
27,380
+683
| +3% | +$236K |
|
31
AT&T
T
$165B
| $8.81M | 0.64% |
408,574
+21,154
| +5% | +$492K |
|
|
32
NextEra Energy
NEE
$187B
| $8M | 0.58% |
184,192
+81,912
| +80% | +$3.58M |
|
33
Verizon
VZ
$194B
| $7.55M | 0.55% |
134,341
+2,841
| +2% | +$161K |
|
|
34
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.2B
| $7.49M | 0.55% |
288,260
-207,510
| -42% | -$5.87M |
|
35
First Trust Value Line Dividend Fund
FVD
$8.29B
| $7.24M | 0.53% |
248,859
+33,113
| +15% | +$1.02M |
|
36
iShares Core Dividend Growth ETF
DGRO
$42.6B
| $7.21M | 0.52% |
217,270
+19,345
| +10% | +$680K |
|
37
JPMorgan Chase
JPM
$939B
| $7.18M | 0.52% |
73,601
-24,548
| -25% | -$2.62M |
|
38
Fidelity MSCI Health Care Index ETF
FHLC
$3.27B
| $7.18M | 0.52% |
173,791
-69,297
| -29% | -$3.05M |
|
39
McDonald's
MCD
$188B
| $6.77M | 0.49% |
38,126
+16,163
| +74% | +$2.87M |
|
40
Meta Platforms (Facebook)
META
$1.51T
| $6.54M | 0.48% |
49,910
-13,418
| -21% | -$1.94M |
|
41
iShares TIPS Bond ETF
TIP
$14.5B
| $6.53M | 0.48% |
59,659
-8,214
| -12% | -$897K |
|
42
Alphabet (Google) Class C
GOOG
$3.9T
| $6.53M | 0.48% |
126,120
+10,520
| +9% | +$563K |
|
|
43
iShares S&P Small-Cap 600 Value ETF
IJS
$8.11B
| $6.46M | 0.47% |
98,000
-112,188
| -53% | -$8.33M |
|
|
44
Fidelity MSCI Real Estate Index ETF
FREL
$1.53B
| $6.36M | 0.46% |
284,182
+146,694
| +107% | +$3.46M |
|
45
iShares Select Dividend ETF
DVY
$24B
| $6.35M | 0.46% |
71,084
+8,623
| +14% | +$826K |
|
|
HDV
46
iShares Core High Dividend ETF
HDV
$14.4B
| $6.26M | 0.46% |
371,140
+144,685
| +64% | +$2.57M |
|
47
Home Depot
HD
$332B
| $6.21M | 0.45% |
36,111
-12,685
| -26% | -$2.27M |
|
48
Procter & Gamble
PG
$343B
| $6.18M | 0.45% |
67,276
-561
| -0.8% | -$50.2K |
|
49
SPDR Gold Trust
GLD
$131B
| $6.16M | 0.45% |
50,773
+13,054
| +35% | +$1.52M |
|
50
Altria Group
MO
$122B
| $6.11M | 0.44% |
123,710
+8,463
| +7% | +$490K |
|
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Sigma Planning Corp's Q4 2018 Portfolio in Review
As of Q4 2018, Sigma Planning Corp held 1,027 positions worth $1.37B, down 19% from $1.7B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Sigma Planning Corp withdrew a net $109M in Q4 2018, closing 176 positions and reducing 397 holdings. Its most notable exit was VictoryShares US Small Cap Volatility Wtd ETF, an estimated $4.21M position sold in full.
By sector, the portfolio is most concentrated in Technology at 6.6% of assets, down from 8.1% a quarter earlier, followed by Financials and Healthcare.
Against the trend, Sigma Planning Corp opened a new position in State Street SPDR Bloomberg 1-3 Month T-Bill ETF worth $2.31M.
- Sigma Planning Corp's largest Q4 2018 buy was State Street SPDR Bloomberg 1-3 Month T-Bill ETF: 25,302 shares worth $2.31M.
- Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $9.3M increase.
- Sigma Planning Corp's biggest Q4 2018 reduction was iShares Core S&P Small-Cap ETF, cutting an estimated $9.25M.
- Sigma Planning Corp fully exited VictoryShares US Small Cap Volatility Wtd ETF in Q4 2018, selling an estimated $4.21M.
- Sigma Planning Corp's ten largest holdings make up 21% of its $1.37B portfolio in Q4 2018.
- Sigma Planning Corp opened 79 new positions and closed 176 in Q4 2018.
- Sigma Planning Corp's portfolio value fell 19% quarter-over-quarter to $1.37B.
Based on Sigma Planning Corp's 13F filing for Q4 2018, filed 31 Jan 2019.