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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+5.24%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.3B
AUM Growth
+$85.5M
Cap. Flow
+$30.3M
Cap. Flow %
2.34%
Top 10 Hldgs %
19.03%
Holding
922
New
75
Increased
425
Reduced
333
Closed
70

Top Buys

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$5.75M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.51M
3
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$5.22M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.77M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.74M

Top Sells

Rank Stock Value
1
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$12.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$10.6M
3
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$4.19M
4
SWKS icon
Skyworks Solutions
SWKS
+$2.67M
5
IYR icon
iShares US Real Estate ETF
IYR
+$2.44M

Sector Composition

Rank Sector Weight
1 Technology 5.96%
2 Financials 5.11%
3 Industrials 4.91%
4 Healthcare 4.64%
5 Consumer Staples 4.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJS icon
26
iShares S&P Small-Cap 600 Value ETF
IJS
$8.11B
$8M 0.62%
104,206
+25,354
+32% +$1.91M
FVC icon
27
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$104M
$7.9M 0.61%
307,604
+7,325
+2% +$185K
AMZN icon
28
Amazon
AMZN
$2.5T
$7.88M 0.61%
134,740
+16,300
+14% +$897K
BRK.B icon
29
Berkshire Hathaway Class B
BRK.B
$1.07T
$7.79M 0.6%
39,272
+3,575
+10% +$679K
IJT icon
30
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
$7.73M 0.6%
90,886
+23,898
+36% +$2M
ACWI icon
31
iShares MSCI ACWI ETF
ACWI
$32.6B
$7.69M 0.59%
106,649
+7,979
+8% +$564K
VZ icon
32
Verizon
VZ
$194B
$7.58M 0.58%
143,241
+8,860
+7% +$436K
JPM icon
33
JPMorgan Chase
JPM
$939B
$7.23M 0.56%
67,647
+8,325
+14% +$843K
FLOT icon
34
iShares Floating Rate Bond ETF
FLOT
$10.1B
$7.06M 0.54%
138,901
+31,078
+29% +$1.58M
EMB icon
35
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$7.05M 0.54%
60,699
+13,564
+29% +$1.57M
BA icon
36
Boeing
BA
$165B
$7.04M 0.54%
23,867
+2,268
+11% +$614K
DVY icon
37
iShares Select Dividend ETF
DVY
$24B
$6.7M 0.52%
67,994
-6,123
-8% -$589K
F icon
38
Ford
F
$57.3B
$6.55M 0.5%
524,357
+19,484
+4% +$240K
FSTA icon
39
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.4B
$6.21M 0.48%
181,034
+158,104
+690% +$5.22M
XOM icon
40
ExxonMobil
XOM
$651B
$6.13M 0.47%
73,311
-2,598
-3% -$215K
HD icon
41
Home Depot
HD
$332B
$6.09M 0.47%
32,146
+1,838
+6% +$317K
DIA icon
42
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$5.87M 0.45%
23,738
+6,380
+37% +$1.51M
CVX icon
43
Chevron
CVX
$388B
$5.83M 0.45%
46,574
-899
-2% -$107K
DD icon
44
DuPont de Nemours
DD
$18.6B
$5.76M 0.44%
+31,933
New +$5.75M
PG icon
45
Procter & Gamble
PG
$343B
$5.72M 0.44%
62,227
-2,799
-4% -$252K
IJK icon
46
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$5.54M 0.43%
102,612
+2,448
+2% +$129K
ABBV icon
47
AbbVie
ABBV
$458B
$5.46M 0.42%
56,438
+1,167
+2% +$110K
BAC icon
48
Bank of America
BAC
$435B
$5.4M 0.42%
183,000
+17,562
+11% +$484K
ISTB icon
49
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.08B
$5M 0.39%
100,430
-18,546
-16% -$927K
XLF icon
50
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$4.98M 0.38%
178,356
+7,809
+5% +$210K
1
2
3 4 5

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Sigma Planning Corp's Q4 2017 Portfolio in Review

As of Q4 2017, Sigma Planning Corp held 922 positions worth $1.3B, up 7.1% from $1.21B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q4 2017 filing shows 75 new, 425 increased, 333 reduced and 70 closed positions. Its largest new stake was DuPont de Nemours: 31,933 shares worth $5.76M. The largest sale was iShares Core S&P US Value ETF, an estimated $12.4M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, down from 6% a quarter earlier, followed by Financials and Industrials.

  • Sigma Planning Corp's largest Q4 2017 buy was DuPont de Nemours: 31,933 shares worth $5.76M.
  • Sigma Planning Corp added most to iShares S&P 500 Value ETF in Q4 2017, an estimated $5.51M increase.
  • Sigma Planning Corp's biggest Q4 2017 reduction was iShares Core S&P US Value ETF, cutting an estimated $12.4M.
  • Sigma Planning Corp fully exited Newmont in Q4 2017, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $1.3B portfolio in Q4 2017.
  • Sigma Planning Corp opened 75 new positions and closed 70 in Q4 2017.
  • Sigma Planning Corp's portfolio value rose 7.1% quarter-over-quarter to $1.3B.

Based on Sigma Planning Corp's 13F filing for Q4 2017, filed 7 Feb 2018.