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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+4.38%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$714M
AUM Growth
+$83.2M
(+13%)
Cap. Flow
+$65.6M
Cap. Flow
% of AUM
9.18%
Top 10 Holdings %
Top 10 Hldgs %
18.43%
Holding
772
New
101
Increased
311
Reduced
267
Closed
74
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$8.66M |
| 2 |
Fidelity Nasdaq Composite Index ETF
ONEQ
|
+$5.86M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$5.7M |
| 4 |
iShares S&P 500 Growth ETF
IVW
|
+$5.54M |
| 5 |
iShares MBS ETF
MBB
|
+$5.52M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$7.45M |
| 2 |
iShares TIPS Bond ETF
TIP
|
+$3.13M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$2.43M |
| 4 |
iShares S&P Small-Cap 600 Value ETF
IJS
|
+$2.35M |
| 5 |
Service Corp International
SCI
|
+$2.25M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 5.8% |
| 2 | Technology | 5.68% |
| 3 | Consumer Staples | 5.32% |
| 4 | Industrials | 4.77% |
| 5 | Financials | 4.47% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
Procter & Gamble
PG
$343B
| $4.78M | 0.67% |
60,151
-2,582
| -4% | -$197K |
|
27
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
| $4.76M | 0.67% |
113,801
-541
| -0.5% | -$22.5K |
|
28
Berkshire Hathaway Class B
BRK.B
$1.07T
| $4.66M | 0.65% |
35,311
+2,212
| +7% | +$297K |
|
29
Microsoft
MSFT
$2.84T
| $4.57M | 0.64% |
82,344
+7,180
| +10% | +$378K |
|
30
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
| $4.48M | 0.63% |
53,074
-4,879
| -8% | -$413K |
|
31
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
| $4.39M | 0.62% |
70,704
-2,504
| -3% | -$159K |
|
32
AbbVie
ABBV
$458B
| $4.33M | 0.61% |
73,102
+3,345
| +5% | +$193K |
|
|
33
iShares TIPS Bond ETF
TIP
$14.5B
| $4.27M | 0.6% |
38,950
-28,324
| -42% | -$3.13M |
|
34
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.22B
| $3.8M | 0.53% |
58,579
-4,614
| -7% | -$301K |
|
35
Verizon
VZ
$194B
| $3.79M | 0.53% |
82,026
+4,465
| +6% | +$203K |
|
36
iShares Select Dividend ETF
DVY
$24B
| $3.79M | 0.53% |
50,381
+1,870
| +4% | +$142K |
|
37
Meta Platforms (Facebook)
META
$1.51T
| $3.75M | 0.52% |
35,815
+3,676
| +11% | +$378K |
|
38
iShares Core MSCI EAFE ETF
IEFA
$186B
| $3.74M | 0.52% |
68,800
+10,086
| +17% | +$560K |
|
39
ProShares Ultra S&P500
SSO
$7.82B
| $3.73M | 0.52% |
+473,608
| New | +$3.77M |
|
40
Walt Disney
DIS
$165B
| $3.45M | 0.48% |
32,834
+3,026
| +10% | +$337K |
|
41
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
| $3.35M | 0.47% |
29,348
+2,117
| +8% | +$245K |
|
42
iShares Core S&P Total US Stock Market ETF
ITOT
$93.2B
| $3.3M | 0.46% |
71,106
+13,150
| +23% | +$616K |
|
43
Intel
INTC
$464B
| $3.3M | 0.46% |
95,818
+1,124
| +1% | +$38K |
|
44
Vanguard Total Stock Market ETF
VTI
$654B
| $3.29M | 0.46% |
31,558
+4,222
| +15% | +$445K |
|
45
Visa
V
$677B
| $3.22M | 0.45% |
41,505
+24,425
| +143% | +$1.89M |
|
46
McDonald's
MCD
$188B
| $3.22M | 0.45% |
27,232
+2,233
| +9% | +$250K |
|
47
Vanguard Growth ETF
VUG
$216B
| $2.98M | 0.42% |
167,892
+3,078
| +2% | +$55.1K |
|
48
Coca-Cola
KO
$354B
| $2.97M | 0.42% |
69,237
-237
| -0.3% | -$10.1K |
|
49
Global Net Lease
GNL
$1.87B
| $2.94M | 0.41% |
123,313
+2,468
| +2% | +$65.6K |
|
50
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$511M
| $2.87M | 0.4% |
55,812
+8,956
| +19% | +$461K |
|
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Sigma Planning Corp's Q4 2015 Portfolio in Review
As of Q4 2015, Sigma Planning Corp held 772 positions worth $714M, up 13% from $631M the previous quarter. Its ten largest holdings account for 18% of the portfolio.
Sigma Planning Corp deployed $65.6M of net new capital in Q4 2015, opening 101 new positions and adding to 311 existing holdings. Its largest new stake was ProShares Ultra S&P500: 473,608 shares worth $3.73M.
By sector, the portfolio is most concentrated in Healthcare at 5.8% of assets, down from 6.1% a quarter earlier, followed by Technology and Consumer Staples.
On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $7.45M trimmed.
- Sigma Planning Corp's largest Q4 2015 buy was ProShares Ultra S&P500: 473,608 shares worth $3.73M.
- Sigma Planning Corp added most to iShares 7-10 Year Treasury Bond ETF in Q4 2015, an estimated $8.66M increase.
- Sigma Planning Corp's biggest Q4 2015 reduction was iShares Core S&P 500 ETF, cutting an estimated $7.45M.
- Sigma Planning Corp fully exited Service Corp International in Q4 2015, selling an estimated $2.25M.
- Sigma Planning Corp's ten largest holdings make up 18% of its $714M portfolio in Q4 2015.
- Sigma Planning Corp opened 101 new positions and closed 74 in Q4 2015.
- Sigma Planning Corp's portfolio value rose 13% quarter-over-quarter to $714M.
Based on Sigma Planning Corp's 13F filing for Q4 2015, filed 20 Jan 2016.