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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+9.64%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.52B
AUM Growth
+$192M
Cap. Flow
-$72.1M
Cap. Flow %
-2.05%
Top 10 Hldgs %
25.86%
Holding
1,390
New
146
Increased
507
Reduced
610
Closed
100

Top Buys

Rank Stock Value
1
QQWZ
Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF
QQWZ
+$4.27M
2
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$3.77M
3
DDFL
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
+$3.58M
4
CVX icon
Chevron
CVX
+$3.38M
5
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$3.08M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$12.9M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.65M
3
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$8.83M
4
ABBV icon
AbbVie
ABBV
+$8.72M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$7.83M

Sector Composition

Rank Sector Weight
1 Technology 15.65%
2 Financials 4.45%
3 Consumer Discretionary 4.26%
4 Industrials 3.55%
5 Communication Services 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FPEI icon
451
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.91B
$1.27M 0.04%
65,628
-116
-0.2% -$2.22K
UTG icon
452
Reaves Utility Income Fund
UTG
$3.69B
$1.27M 0.04%
31,960
+3,070
+11% +$116K
OPEN icon
453
Opendoor
OPEN
$3.69B
$1.26M 0.04%
+163,473
New +$663K
SMCI icon
454
Super Micro Computer
SMCI
$19.5B
$1.24M 0.04%
25,916
-1,153
-4% -$55.1K
ITW icon
455
Illinois Tool Works
ITW
$81.4B
$1.24M 0.04%
4,752
-305
-6% -$79.5K
PSC icon
456
Principal Exchange-Traded Funds Principal US Small-Cap ETF
PSC
$2.52B
$1.24M 0.04%
21,744
-3,832
-15% -$210K
IETC icon
457
iShares US Tech Independence Focused ETF
IETC
$722M
$1.23M 0.04%
12,093
+3,426
+40% +$337K
XSMO icon
458
Invesco S&P SmallCap Momentum ETF
XSMO
$3.02B
$1.22M 0.03%
16,577
+1,322
+9% +$93.4K
GOF icon
459
Guggenheim Strategic Opportunities Fund
GOF
$2.22B
$1.18M 0.03%
78,858
+2,069
+3% +$30.9K
AJG icon
460
Arthur J. Gallagher & Co
AJG
$63.7B
$1.18M 0.03%
3,802
-233
-6% -$70.2K
CGMM
461
Capital Group U.S. Small and Mid Cap ETF
CGMM
$3.06B
$1.18M 0.03%
41,432
+21,151
+104% +$589K
EEM icon
462
iShares MSCI Emerging Markets ETF
EEM
$28.5B
$1.17M 0.03%
22,001
+3,151
+17% +$158K
SPYV icon
463
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.1B
$1.17M 0.03%
21,211
-831
-4% -$44.8K
FIIG icon
464
First Trust Intermediate Duration Investment Grade Corporate ETF
FIIG
$645M
$1.17M 0.03%
55,215
+2,966
+6% +$62.5K
PTNQ icon
465
Pacer Trendpilot 100 ETF
PTNQ
$1.2B
$1.17M 0.03%
15,084
+494
+3% +$36.5K
EBAY icon
466
eBay
EBAY
$48.6B
$1.17M 0.03%
12,849
-9,821
-43% -$869K
SPYG icon
467
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.7B
$1.16M 0.03%
11,124
-181
-2% -$18K
JANW icon
468
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
$339M
$1.16M 0.03%
32,113
-472
-1% -$16.8K
UNP icon
469
Union Pacific
UNP
$183B
$1.16M 0.03%
4,887
-508
-9% -$114K
IBDQ
470
DELISTED
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
$1.15M 0.03%
45,486
-395
-0.9% -$9.93K
FCFS icon
471
FirstCash
FCFS
$8.55B
$1.15M 0.03%
7,229
+5,487
+315% +$767K
ARKK icon
472
ARK Innovation ETF
ARKK
$5.69B
$1.14M 0.03%
13,258
-602
-4% -$46K
AGNC icon
473
AGNC Investment
AGNC
$12.3B
$1.14M 0.03%
116,794
-1,638
-1% -$15.9K
NXTG icon
474
First Trust Indxx NextG ETF
NXTG
$537M
$1.14M 0.03%
11,038
-6,362
-37% -$634K
IGLD icon
475
FT Vest Gold Strategy Target Income ETF
IGLD
$507M
$1.14M 0.03%
+47,719
New +$1.06M
17 18
19
20 21

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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q3 2025 Portfolio in Review

As of Q3 2025, Sigma Planning Corp held 1,390 positions worth $3.52B, up 5.8% from $3.33B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q3 2025 filing shows 146 new, 507 increased, 610 reduced and 100 closed positions. Its largest new stake was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M. The largest sale was Vanguard S&P 500 ETF, an estimated $12.9M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2025 buy was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M.
  • Sigma Planning Corp added most to Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF in Q3 2025, an estimated $4.27M increase.
  • Sigma Planning Corp's biggest Q3 2025 reduction was Vanguard S&P 500 ETF, cutting an estimated $12.9M.
  • Sigma Planning Corp fully exited iShares MSCI Emerging Markets ex China ETF in Q3 2025, selling an estimated $1.49M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.52B portfolio in Q3 2025.
  • Sigma Planning Corp opened 146 new positions and closed 100 in Q3 2025.
  • Sigma Planning Corp's portfolio value rose 5.8% quarter-over-quarter to $3.52B.

Based on Sigma Planning Corp's 13F filing for Q3 2025, filed 10 Nov 2025.