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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-3.05%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.67B
AUM Growth
-$117M
Cap. Flow
+$7.73M
Cap. Flow %
0.29%
Top 10 Hldgs %
22.23%
Holding
1,324
New
121
Increased
493
Reduced
556
Closed
129

Top Buys

Rank Stock Value
1
XAUG icon
FT Vest US Equity Enhance & Moderate Buffer ETF August
XAUG
+$11M
2
ABBV icon
AbbVie
ABBV
+$5.08M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$4.55M
4
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$3.89M
5
ABT icon
Abbott
ABT
+$3.79M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$5.16M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.76M
3
AZO icon
AutoZone
AZO
+$3.74M
4
TSLA icon
Tesla
TSLA
+$3.66M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$3.53M

Sector Composition

Rank Sector Weight
1 Technology 11.22%
2 Healthcare 4.66%
3 Consumer Discretionary 4.34%
4 Financials 4.17%
5 Industrials 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALB icon
451
Albemarle
ALB
$13.5B
$1.04M 0.04%
6,128
+1,986
+48% +$396K
EMR icon
452
Emerson Electric
EMR
$82.9B
$1.04M 0.04%
10,735
-1,566
-13% -$149K
UAUG icon
453
Innovator US Equity Ultra Buffer ETF August
UAUG
$167M
$1.04M 0.04%
+36,167
New +$1.06M
MRNA icon
454
Moderna
MRNA
$21.5B
$1.03M 0.04%
10,005
-1,528
-13% -$170K
HYG icon
455
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$1.03M 0.04%
14,015
+4,138
+42% +$309K
FREL icon
456
Fidelity MSCI Real Estate Index ETF
FREL
$1.53B
$1.03M 0.04%
45,136
-1,780
-4% -$44K
DKNG icon
457
DraftKings
DKNG
$11.4B
$1.03M 0.04%
34,865
+17,508
+101% +$517K
ET icon
458
Energy Transfer Partners
ET
$70.1B
$1.02M 0.04%
72,881
-6,131
-8% -$81.3K
SPYV icon
459
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.1B
$1.02M 0.04%
24,730
+2,283
+10% +$98.9K
SPLV icon
460
Invesco S&P 500 Low Volatility ETF
SPLV
$7.2B
$1.02M 0.04%
17,294
-3,768
-18% -$233K
DFAI
461
Dimensional International Core Equity Market ETF
DFAI
$17.1B
$1.01M 0.04%
38,722
+169
+0.4% +$4.59K
DBC icon
462
Invesco DB Commodity Index Tracking Fund
DBC
$1.73B
$1.01M 0.04%
40,426
-2,543
-6% -$62.1K
SCHM icon
463
Schwab US Mid-Cap ETF
SCHM
$14.6B
$1.01M 0.04%
44,586
-783
-2% -$18.6K
TJX icon
464
TJX Companies
TJX
$170B
$1M 0.04%
11,298
+501
+5% +$44.1K
MDIV icon
465
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$429M
$1M 0.04%
68,608
-1,817
-3% -$27K
URI icon
466
United Rentals
URI
$71.1B
$999K 0.04%
2,246
+134
+6% +$61.3K
PHYS icon
467
Sprott Physical Gold
PHYS
$14.6B
$995K 0.04%
69,482
+447
+0.6% +$6.71K
VST icon
468
Vistra
VST
$55.1B
$994K 0.04%
+29,942
New +$899K
CARZ icon
469
First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF
CARZ
$45.6M
$990K 0.04%
19,326
+1,043
+6% +$57.2K
KVUE icon
470
Kenvue
KVUE
$37B
$989K 0.04%
+49,257
New +$1.14M
VRTX icon
471
Vertex Pharmaceuticals
VRTX
$121B
$988K 0.04%
2,842
+80
+3% +$28K
FRT icon
472
Federal Realty Investment Trust
FRT
$10.9B
$981K 0.04%
10,827
-163
-1% -$16.1K
XEL icon
473
Xcel Energy
XEL
$51B
$979K 0.04%
17,104
-1,799
-10% -$108K
OUNZ icon
474
VanEck Merk Gold Trust
OUNZ
$2.51B
$975K 0.04%
54,475
-11,208
-17% -$209K
ANET icon
475
Arista Networks
ANET
$219B
$971K 0.04%
21,124
+2,792
+15% +$124K
17 18
19
20 21

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Sigma Planning Corp's Q3 2023 Portfolio in Review

As of Q3 2023, Sigma Planning Corp held 1,324 positions worth $2.67B, down 4.2% from $2.78B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp's Q3 2023 filing shows 121 new, 493 increased, 556 reduced and 129 closed positions. Its largest new stake was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M. The largest sale was Apple, an estimated $5.16M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2023 buy was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M.
  • Sigma Planning Corp added most to AbbVie in Q3 2023, an estimated $5.08M increase.
  • Sigma Planning Corp's biggest Q3 2023 reduction was Apple, cutting an estimated $5.16M.
  • Sigma Planning Corp fully exited FT Vest Gold Strategy Target Income ETF in Q3 2023, selling an estimated $2.89M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.67B portfolio in Q3 2023.
  • Sigma Planning Corp opened 121 new positions and closed 129 in Q3 2023.
  • Sigma Planning Corp's portfolio value fell 4.2% quarter-over-quarter to $2.67B.

Based on Sigma Planning Corp's 13F filing for Q3 2023, filed 6 Nov 2023.