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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.78B
AUM Growth
-$224M
Cap. Flow
-$352M
Cap. Flow %
-12.63%
Top 10 Hldgs %
22.87%
Holding
1,382
New
87
Increased
311
Reduced
775
Closed
179

Top Buys

Rank Stock Value
1
FAUG icon
FT Vest US Equity Buffer ETF August
FAUG
+$23.6M
2
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$6.13M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$5.56M
4
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$4.92M
5
LGOV icon
First Trust Long Duration Opportunities ETF
LGOV
+$3.11M

Top Sells

Rank Stock Value
1
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$13M
2
AAPL icon
Apple
AAPL
+$12M
3
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$11.8M
4
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$11.5M
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$10.2M

Sector Composition

Rank Sector Weight
1 Technology 11.77%
2 Consumer Discretionary 4.93%
3 Healthcare 4.39%
4 Financials 4.02%
5 Industrials 3.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ET icon
451
Energy Transfer Partners
ET
$70.1B
$1M 0.04%
79,012
-10,553
-12% -$134K
AEP icon
452
American Electric Power
AEP
$73.7B
$1M 0.04%
11,878
-2,887
-20% -$255K
CROX icon
453
Crocs
CROX
$6.69B
$999K 0.04%
8,886
-3,818
-30% -$455K
NEAR icon
454
iShares Short Maturity Bond ETF
NEAR
$4.8B
$997K 0.04%
20,050
-14,208
-41% -$705K
PHK
455
PIMCO High Income Fund
PHK
$861M
$993K 0.04%
198,680
-8,049
-4% -$38.4K
BWA icon
456
BorgWarner
BWA
$13.2B
$990K 0.04%
22,982
-2,954
-11% -$121K
MRVL icon
457
Marvell Technology
MRVL
$174B
$987K 0.04%
16,516
-4,205
-20% -$204K
DTD icon
458
WisdomTree US Total Dividend Fund
DTD
$1.65B
$987K 0.04%
15,901
+10
+0.1% +$605
LNG icon
459
Cheniere Energy
LNG
$56.5B
$980K 0.04%
6,430
+2,702
+72% +$400K
CARR icon
460
Carrier Global
CARR
$57.2B
$978K 0.04%
19,670
+369
+2% +$16.2K
DBC icon
461
Invesco DB Commodity Index Tracking Fund
DBC
$1.73B
$975K 0.04%
42,969
-6,082
-12% -$141K
OKE icon
462
Oneok
OKE
$58.7B
$975K 0.04%
15,802
-6,509
-29% -$403K
VV icon
463
Vanguard Large-Cap ETF
VV
$51.9B
$973K 0.03%
4,801
-5,316
-53% -$1.02M
VRTX icon
464
Vertex Pharmaceuticals
VRTX
$121B
$972K 0.03%
2,762
+10
+0.4% +$3.37K
SPYV icon
465
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.1B
$970K 0.03%
22,447
-5,546
-20% -$229K
C icon
466
Citigroup
C
$222B
$965K 0.03%
20,962
-6,449
-24% -$302K
IGEB icon
467
iShares Investment Grade Systematic Bond ETF
IGEB
$1.46B
$962K 0.03%
21,763
-431
-2% -$19.1K
FUMB icon
468
First Trust Ultra Short Duration Municipal ETF
FUMB
$246M
$956K 0.03%
47,847
+1,487
+3% +$29.7K
SLB icon
469
SLB Ltd
SLB
$77.8B
$954K 0.03%
19,417
-12,506
-39% -$596K
XCEM icon
470
Columbia EM Core ex-China ETF
XCEM
$1.9B
$954K 0.03%
+33,340
New +$923K
UTRN
471
DELISTED
Vesper US Large Cap Short-Term Reversal Strategy ETF
UTRN
$952K 0.03%
38,724
-4,320
-10% -$105K
MRO
472
DELISTED
Marathon Oil Corporation
MRO
$950K 0.03%
41,276
-55
-0.1% -$1.29K
PAVE icon
473
Global X US Infrastructure Development ETF
PAVE
$14.3B
$945K 0.03%
30,080
-12,603
-30% -$358K
ON icon
474
ON Semiconductor
ON
$33.8B
$945K 0.03%
9,990
+1,359
+16% +$112K
URI icon
475
United Rentals
URI
$71.1B
$941K 0.03%
2,112
-504
-19% -$187K
17 18
19
20 21

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Sigma Planning Corp's Q2 2023 Portfolio in Review

As of Q2 2023, Sigma Planning Corp held 1,382 positions worth $2.78B, down 7.5% from $3.01B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sigma Planning Corp withdrew a net $352M in Q2 2023, closing 179 positions and reducing 775 holdings. Its most notable exit was Invesco S&P 500 Pure Value ETF, an estimated $2.68M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 10% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Sigma Planning Corp opened a new position in Pacer Swan SOS Fund of Funds ETF worth $5.12M.

  • Sigma Planning Corp's largest Q2 2023 buy was Pacer Swan SOS Fund of Funds ETF: 210,328 shares worth $5.12M.
  • Sigma Planning Corp added most to FT Vest US Equity Buffer ETF August in Q2 2023, an estimated $23.6M increase.
  • Sigma Planning Corp's biggest Q2 2023 reduction was First Trust Morningstar Dividend Leaders Index Fund, cutting an estimated $13M.
  • Sigma Planning Corp fully exited Invesco S&P 500 Pure Value ETF in Q2 2023, selling an estimated $2.68M.
  • Sigma Planning Corp's ten largest holdings make up 23% of its $2.78B portfolio in Q2 2023.
  • Sigma Planning Corp opened 87 new positions and closed 179 in Q2 2023.
  • Sigma Planning Corp's portfolio value fell 7.5% quarter-over-quarter to $2.78B.

Based on Sigma Planning Corp's 13F filing for Q2 2023, filed 2 Aug 2023.